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RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 401k Plan overview

Plan NameRETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC
Plan identification number 002

RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

POSTLETHWAITE & NETTERVILLE,APAC has sponsored the creation of one or more 401k plans.

Company Name:POSTLETHWAITE & NETTERVILLE,APAC
Employer identification number (EIN):721202445
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01AMY MCGIMSEY
0022015-01-01AMY MCGIMSEY
0022014-01-01AMY MCGIMSEY
0022013-01-01AMY MCGIMSEY
0022012-01-01AMY MCGIMSEY
0022011-01-01AMY MCGIMSEY
0022009-01-01WILLIAM E. BALHOFF WILLIAM E. BALHOFF2010-10-13

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC

Measure Date Value
2016: RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2016 401k membership
Market value of plan assets2016-12-3129,519,553
Acturial value of plan assets2016-12-3130,692,739
Funding target for retired participants and beneficiaries receiving payment2016-12-317,311,339
Number of terminated vested participants2016-12-31143
Fundng target for terminated vested participants2016-12-312,552,099
Active participant vested funding target2016-12-3113,221,035
Number of active participants2016-12-31170
Total funding liabilities for active participants2016-12-3113,301,253
Total participant count2016-12-31349
Total funding target for all participants2016-12-3123,164,691
Balance at beginning of prior year after applicable adjustments2016-12-312,593,489
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-312,593,489
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-31658,656
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-31701,008
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-312,544,213
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-31679,062
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31660,316
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-310
Net shortfall amortization installment of oustanding balance2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-310
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-31660,316
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01349
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
2015: RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2015 401k membership
Total participants, beginning-of-year2015-01-01357
Total number of active participants reported on line 7a of the Form 55002015-01-01170
Number of retired or separated participants receiving benefits2015-01-0131
Number of other retired or separated participants entitled to future benefits2015-01-01143
Total of all active and inactive participants2015-01-01344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-01349
2014: RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2014 401k membership
Total participants, beginning-of-year2014-01-01374
Total number of active participants reported on line 7a of the Form 55002014-01-01180
Number of retired or separated participants receiving benefits2014-01-0130
Number of other retired or separated participants entitled to future benefits2014-01-01140
Total of all active and inactive participants2014-01-01350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-017
Total participants2014-01-01357
2013: RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2013 401k membership
Total participants, beginning-of-year2013-01-01392
Total number of active participants reported on line 7a of the Form 55002013-01-01218
Number of retired or separated participants receiving benefits2013-01-0129
Number of other retired or separated participants entitled to future benefits2013-01-01122
Total of all active and inactive participants2013-01-01369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-01374
2012: RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2012 401k membership
Total participants, beginning-of-year2012-01-01375
Total number of active participants reported on line 7a of the Form 55002012-01-01245
Number of retired or separated participants receiving benefits2012-01-0128
Number of other retired or separated participants entitled to future benefits2012-01-01118
Total of all active and inactive participants2012-01-01391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01392
2011: RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2011 401k membership
Total participants, beginning-of-year2011-01-01361
Total number of active participants reported on line 7a of the Form 55002011-01-01249
Number of retired or separated participants receiving benefits2011-01-0114
Number of other retired or separated participants entitled to future benefits2011-01-01109
Total of all active and inactive participants2011-01-01372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-01375
2009: RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2009 401k membership
Total participants, beginning-of-year2009-01-01291
Total number of active participants reported on line 7a of the Form 55002009-01-01233
Number of retired or separated participants receiving benefits2009-01-0110
Number of other retired or separated participants entitled to future benefits2009-01-0186
Total of all active and inactive participants2009-01-01329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-01333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC

Measure Date Value
2016 : RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$40,998
Total income from all sources (including contributions)2016-12-31$5,435,041
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$34,913,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$34,821,302
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,314,152
Value of total assets at end of year2016-12-31$0
Value of total assets at beginning of year2016-12-31$29,519,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$92,294
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$92,294
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Other income not declared elsewhere2016-12-31$15,253
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-29,478,555
Value of net assets at end of year (total assets less liabilities)2016-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$29,478,555
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$29,519,546
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$7
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$7
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$14,913,566
Net investment gain or loss from common/collective trusts2016-12-31$4,105,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,314,152
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$19,907,736
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$40,998
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31THOMAS AND THOMAS, CPAS
Accountancy firm EIN2016-12-31720271741
2015 : RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$40,998
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$48,523
Total income from all sources (including contributions)2015-12-31$278,730
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$851,950
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$677,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$677,881
Value of total assets at end of year2015-12-31$29,519,553
Value of total assets at beginning of year2015-12-31$30,100,298
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$174,069
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$174,069
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-573,220
Value of net assets at end of year (total assets less liabilities)2015-12-31$29,478,555
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$30,051,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in common/collective trusts at end of year2015-12-31$29,519,546
Value of interest in common/collective trusts at beginning of year2015-12-31$30,100,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$7
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$7
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$7
Net investment gain or loss from common/collective trusts2015-12-31$-399,151
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$677,881
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$677,881
Liabilities. Value of benefit claims payable at end of year2015-12-31$40,998
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$48,523
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31THOMAS AND THOMAS, CPAS
Accountancy firm EIN2015-12-31720271741
2014 : RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$48,523
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$42,777
Total income from all sources (including contributions)2014-12-31$4,373,554
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$780,424
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$595,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$595,065
Value of total assets at end of year2014-12-31$30,100,298
Value of total assets at beginning of year2014-12-31$26,501,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$185,359
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$185,359
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,593,130
Value of net assets at end of year (total assets less liabilities)2014-12-31$30,051,775
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$26,458,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$30,100,291
Value of interest in common/collective trusts at beginning of year2014-12-31$26,501,415
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$7
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$7
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$7
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$3,778,489
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$595,065
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$595,065
Liabilities. Value of benefit claims payable at end of year2014-12-31$48,523
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$42,777
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31THOMAS AND THOMAS, CPAS
Accountancy firm EIN2014-12-31720271741
2013 : RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$42,777
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$36,148
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,525,817
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$753,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$593,058
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$593,058
Value of total assets at end of year2013-12-31$26,501,422
Value of total assets at beginning of year2013-12-31$22,722,667
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$160,633
Total interest from all sources2013-12-31$8
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$160,633
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,772,126
Value of net assets at end of year (total assets less liabilities)2013-12-31$26,458,645
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$22,686,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$26,501,415
Value of interest in common/collective trusts at beginning of year2013-12-31$22,582,536
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$7
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$131
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$131
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$8
Net investment gain or loss from common/collective trusts2013-12-31$3,932,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$593,058
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$140,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$593,058
Liabilities. Value of benefit claims payable at end of year2013-12-31$42,777
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$36,148
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31THOMAS AND THOMAS, CPAS
Accountancy firm EIN2013-12-31720271741
2012 : RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$36,148
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$31,657
Total income from all sources (including contributions)2012-12-31$3,622,932
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$446,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$306,966
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$446,966
Value of total assets at end of year2012-12-31$22,722,667
Value of total assets at beginning of year2012-12-31$19,541,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$139,205
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$139,205
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,176,761
Value of net assets at end of year (total assets less liabilities)2012-12-31$22,686,519
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$19,509,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in common/collective trusts at end of year2012-12-31$22,582,536
Value of interest in common/collective trusts at beginning of year2012-12-31$19,541,340
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$131
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$75
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$75
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$3,175,966
Net investment gain or loss from common/collective trusts2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$446,966
Employer contributions (assets) at end of year2012-12-31$140,000
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$306,966
Liabilities. Value of benefit claims payable at end of year2012-12-31$36,148
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$31,657
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31THOMAS AND THOMAS, CPAS
Accountancy firm EIN2012-12-31720271741
2011 : RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$31,657
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,434,748
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$379,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$233,057
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,450,000
Value of total assets at end of year2011-12-31$19,541,415
Value of total assets at beginning of year2011-12-31$18,454,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$146,491
Total interest from all sources2011-12-31$5
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$146,491
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,055,200
Value of net assets at end of year (total assets less liabilities)2011-12-31$19,509,758
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$18,454,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in common/collective trusts at end of year2011-12-31$19,541,340
Value of interest in common/collective trusts at beginning of year2011-12-31$18,404,486
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$75
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$72
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$72
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5
Net investment gain or loss from common/collective trusts2011-12-31$-15,257
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,450,000
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$50,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$233,057
Liabilities. Value of benefit claims payable at end of year2011-12-31$31,657
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31THOMAS AND THOMAS, CPAS
Accountancy firm EIN2011-12-31720271741
2010 : RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,463,404
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$164,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$164,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,550,000
Value of total assets at end of year2010-12-31$18,454,558
Value of total assets at beginning of year2010-12-31$15,155,544
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$51
Total interest from all sources2010-12-31$256
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$210,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$210,697
Administrative expenses professional fees incurred2010-12-31$51
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$22,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,299,014
Value of net assets at end of year (total assets less liabilities)2010-12-31$18,454,558
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$15,155,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$14,924,549
Value of interest in common/collective trusts at end of year2010-12-31$18,404,486
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$72
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$208,972
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$208,972
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$256
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$1,702,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,550,000
Employer contributions (assets) at end of year2010-12-31$50,000
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$164,339
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31THOMAS AND THOMAS, CPAS
Accountancy firm EIN2010-12-31720271741
2009 : RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC

2016: RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN FOR EMPLOYEES OF POSTLETHWAITE AND NETTERVILLE, APAC 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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