401k Plan data: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. plan

RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 401k Plan overview

Plan Name	RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC.
Plan identification number	001

RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

GERLI & COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: GERLI & COMPANY, INC.

Employer identification number (EIN): 131926497

NAIC Classification: 313000
NAIC Description: Textile Mills

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 DAVE EDWARDS 2019-11-07
001 2016-01-01 DAVE EDWARDS 2017-07-12
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 GERLI & COMPANY, INC. GERLI & COMPANY, INC. 2013-10-11
001 2011-01-01 JAMES HAROWICZ JAMES HAROWICZ 2012-10-11
001 2009-01-01 JAMES HAROWICZ JAMES HAROWICZ 2010-10-14
001 2009-01-01 JAMES HAROWICZ JAMES HAROWICZ 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	DAVE EDWARDS	2019-11-07
001	2016-01-01	DAVE EDWARDS	2017-07-12
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	GERLI & COMPANY, INC.		GERLI & COMPANY, INC.	2013-10-11
001	2011-01-01	JAMES HAROWICZ		JAMES HAROWICZ	2012-10-11
001	2009-01-01	JAMES HAROWICZ		JAMES HAROWICZ	2010-10-14
001	2009-01-01	JAMES HAROWICZ		JAMES HAROWICZ	2010-10-14

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC.

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC.

Measure Date Value
2015: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2015 401k membership
Total participants, beginning-of-year 2015-01-01 105
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 8
Number of retired or separated participants receiving benefits 2015-01-01 54
Number of other retired or separated participants entitled to future benefits 2015-01-01 28
Total of all active and inactive participants 2015-01-01 90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 7
Total participants 2015-01-01 97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2014 401k membership
Total participants, beginning-of-year 2014-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 11
Number of retired or separated participants receiving benefits 2014-01-01 59
Number of other retired or separated participants entitled to future benefits 2014-01-01 28
Total of all active and inactive participants 2014-01-01 98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 7
Total participants 2014-01-01 105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2013 401k membership
Total participants, beginning-of-year 2013-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 11
Number of retired or separated participants receiving benefits 2013-01-01 48
Number of other retired or separated participants entitled to future benefits 2013-01-01 82
Total of all active and inactive participants 2013-01-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 4
Total participants 2013-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2012 401k membership
Total participants, beginning-of-year 2012-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 14
Number of retired or separated participants receiving benefits 2012-01-01 46
Number of other retired or separated participants entitled to future benefits 2012-01-01 83
Total of all active and inactive participants 2012-01-01 143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 4
Total participants 2012-01-01 147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2011 401k membership
Total participants, beginning-of-year 2011-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 14
Number of retired or separated participants receiving benefits 2011-01-01 41
Number of other retired or separated participants entitled to future benefits 2011-01-01 89
Total of all active and inactive participants 2011-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 4
Total participants 2011-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2009 401k membership
Total participants, beginning-of-year 2009-01-01 166
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 14
Number of retired or separated participants receiving benefits 2009-01-01 46
Number of other retired or separated participants entitled to future benefits 2009-01-01 94
Total of all active and inactive participants 2009-01-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 5
Total participants 2009-01-01 159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2015 401k membership
Total participants, beginning-of-year	2015-01-01	105
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	8
Number of retired or separated participants receiving benefits	2015-01-01	54
Number of other retired or separated participants entitled to future benefits	2015-01-01	28
Total of all active and inactive participants	2015-01-01	90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	7
Total participants	2015-01-01	97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2014 401k membership
Total participants, beginning-of-year	2014-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	11
Number of retired or separated participants receiving benefits	2014-01-01	59
Number of other retired or separated participants entitled to future benefits	2014-01-01	28
Total of all active and inactive participants	2014-01-01	98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	7
Total participants	2014-01-01	105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2013 401k membership
Total participants, beginning-of-year	2013-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	11
Number of retired or separated participants receiving benefits	2013-01-01	48
Number of other retired or separated participants entitled to future benefits	2013-01-01	82
Total of all active and inactive participants	2013-01-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	4
Total participants	2013-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2012 401k membership
Total participants, beginning-of-year	2012-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	14
Number of retired or separated participants receiving benefits	2012-01-01	46
Number of other retired or separated participants entitled to future benefits	2012-01-01	83
Total of all active and inactive participants	2012-01-01	143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	4
Total participants	2012-01-01	147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2011 401k membership
Total participants, beginning-of-year	2011-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	14
Number of retired or separated participants receiving benefits	2011-01-01	41
Number of other retired or separated participants entitled to future benefits	2011-01-01	89
Total of all active and inactive participants	2011-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	4
Total participants	2011-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2009 401k membership
Total participants, beginning-of-year	2009-01-01	166
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	14
Number of retired or separated participants receiving benefits	2009-01-01	46
Number of other retired or separated participants entitled to future benefits	2009-01-01	94
Total of all active and inactive participants	2009-01-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	5
Total participants	2009-01-01	159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC.

Measure	Date	Value
2015 : RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$2,800
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$6,000
Total income from all sources (including contributions)	2015-12-31	$4,578
Total of all expenses incurred	2015-12-31	$191,118
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$131,382
Value of total assets at end of year	2015-12-31	$1,791,264
Value of total assets at beginning of year	2015-12-31	$1,981,004
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$59,736
Total interest from all sources	2015-12-31	$4,578
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$47,844
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Liabilities. Value of operating payables at end of year	2015-12-31	$2,800
Liabilities. Value of operating payables at beginning of year	2015-12-31	$6,000
Total non interest bearing cash at end of year	2015-12-31	$1,791,264
Total non interest bearing cash at beginning of year	2015-12-31	$1,981,004
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-186,540
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$1,788,464
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,975,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$11,892
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$4,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$131,382
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	UHY LLP
Accountancy firm EIN	2015-12-31	200694403
2014 : RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2014 401k financial data
Total transfer of assets to this plan	2014-12-31	$495,857
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$6,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$7,867
Total income from all sources (including contributions)	2014-12-31	$86,419
Total loss/gain on sale of assets	2014-12-31	$18,965
Total of all expenses incurred	2014-12-31	$247,120
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$170,090
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$43,692
Value of total assets at end of year	2014-12-31	$1,981,004
Value of total assets at beginning of year	2014-12-31	$1,647,715
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$77,030
Total interest from all sources	2014-12-31	$2,616
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$21,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$6,975
Administrative expenses professional fees incurred	2014-12-31	$44,828
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$819
Liabilities. Value of operating payables at end of year	2014-12-31	$6,000
Liabilities. Value of operating payables at beginning of year	2014-12-31	$7,867
Total non interest bearing cash at end of year	2014-12-31	$1,981,004
Total non interest bearing cash at beginning of year	2014-12-31	$35,789
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-160,701
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,975,004
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,639,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$11,051
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$472,152
Income. Interest from US Government securities	2014-12-31	$2,243
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$25,644
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$25,644
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$373
Asset value of US Government securities at beginning of year	2014-12-31	$154,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$43,692
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$14,171
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$170,090
Contract administrator fees	2014-12-31	$21,151
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$959,292
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$2,285,584
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$2,266,619
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	UHY LLP
Accountancy firm EIN	2014-12-31	200694403
2013 : RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$101,631
Total unrealized appreciation/depreciation of assets	2013-12-31	$101,631
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$7,867
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$7,300
Total income from all sources (including contributions)	2013-12-31	$325,082
Total loss/gain on sale of assets	2013-12-31	$83,512
Total of all expenses incurred	2013-12-31	$169,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$121,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$102,735
Value of total assets at end of year	2013-12-31	$1,647,715
Value of total assets at beginning of year	2013-12-31	$1,491,542
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$47,867
Total interest from all sources	2013-12-31	$3,194
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$34,010
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$11,218
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$6,646
Administrative expenses professional fees incurred	2013-12-31	$19,493
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$819
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$943
Administrative expenses (other) incurred	2013-12-31	$11,391
Liabilities. Value of operating payables at end of year	2013-12-31	$7,867
Liabilities. Value of operating payables at beginning of year	2013-12-31	$7,300
Total non interest bearing cash at end of year	2013-12-31	$35,789
Total non interest bearing cash at beginning of year	2013-12-31	$20,120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$155,606
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,639,848
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,484,242
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$16,983
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$472,152
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$756,486
Income. Interest from US Government securities	2013-12-31	$2,738
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$25,644
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$28,245
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$28,245
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$456
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$154,019
Asset value of US Government securities at beginning of year	2013-12-31	$164,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$102,735
Employer contributions (assets) at beginning of year	2013-12-31	$28,238
Income. Dividends from common stock	2013-12-31	$22,792
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$121,609
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$959,292
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$486,081
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$694,091
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$610,579
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	UHY LLP
Accountancy firm EIN	2013-12-31	200694403
2012 : RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$123,991
Total unrealized appreciation/depreciation of assets	2012-12-31	$123,991
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$7,300
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$5,800
Total income from all sources (including contributions)	2012-12-31	$267,864
Total loss/gain on sale of assets	2012-12-31	$9,727
Total of all expenses incurred	2012-12-31	$154,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$104,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$98,422
Value of total assets at end of year	2012-12-31	$1,491,542
Value of total assets at beginning of year	2012-12-31	$1,376,295
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$49,800
Total interest from all sources	2012-12-31	$5,061
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$30,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$18,668
Assets. Real estate other than employer real property at end of year	2012-12-31	$6,646
Assets. Real estate other than employer real property at beginning of year	2012-12-31	$1,870
Administrative expenses professional fees incurred	2012-12-31	$22,623
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$943
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$9,413
Liabilities. Value of operating payables at end of year	2012-12-31	$7,300
Liabilities. Value of operating payables at beginning of year	2012-12-31	$5,800
Total non interest bearing cash at end of year	2012-12-31	$20,120
Total non interest bearing cash at beginning of year	2012-12-31	$7,568
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$113,747
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,484,242
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,370,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$17,764
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$756,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$468,226
Interest earned on other investments	2012-12-31	$168
Income. Interest from US Government securities	2012-12-31	$4,177
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$28,245
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$39,469
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$39,469
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$716
Asset value of US Government securities at end of year	2012-12-31	$164,783
Asset value of US Government securities at beginning of year	2012-12-31	$146,490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$98,422
Employer contributions (assets) at end of year	2012-12-31	$28,238
Employer contributions (assets) at beginning of year	2012-12-31	$52,419
Income. Dividends from common stock	2012-12-31	$11,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$104,317
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$486,081
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$660,253
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$397,704
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$387,977
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	UHY LLP
Accountancy firm EIN	2012-12-31	200694403
2011 : RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-136,280
Total unrealized appreciation/depreciation of assets	2011-12-31	$-136,280
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$5,800
Total income from all sources (including contributions)	2011-12-31	$104,094
Total loss/gain on sale of assets	2011-12-31	$62,835
Total of all expenses incurred	2011-12-31	$164,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$112,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$145,953
Value of total assets at end of year	2011-12-31	$1,376,295
Value of total assets at beginning of year	2011-12-31	$1,430,454
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$51,674
Total interest from all sources	2011-12-31	$6,144
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$25,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$10,556
Assets. Real estate other than employer real property at end of year	2011-12-31	$1,870
Assets. Real estate other than employer real property at beginning of year	2011-12-31	$6,390
Administrative expenses professional fees incurred	2011-12-31	$19,823
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$2,059
Other income not declared elsewhere	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$8,230
Liabilities. Value of operating payables at end of year	2011-12-31	$5,800
Total non interest bearing cash at end of year	2011-12-31	$7,568
Total non interest bearing cash at beginning of year	2011-12-31	$6,627
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-59,959
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,370,495
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,430,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$23,621
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$468,226
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$421,169
Interest earned on other investments	2011-12-31	$61
Income. Interest from US Government securities	2011-12-31	$4,795
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$39,469
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$57,980
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$57,980
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$1,288
Asset value of US Government securities at end of year	2011-12-31	$146,490
Asset value of US Government securities at beginning of year	2011-12-31	$189,592
Net investment gain or loss from common/collective trusts	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$145,953
Employer contributions (assets) at end of year	2011-12-31	$52,419
Employer contributions (assets) at beginning of year	2011-12-31	$28,550
Income. Dividends from common stock	2011-12-31	$14,886
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$112,379
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$660,253
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$718,087
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$852,429
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$789,594
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	UHY LLP
Accountancy firm EIN	2011-12-31	200694403
2010 : RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$37,689
Total unrealized appreciation/depreciation of assets	2010-12-31	$37,689
Total income from all sources (including contributions)	2010-12-31	$316,381
Total loss/gain on sale of assets	2010-12-31	$106,491
Total of all expenses incurred	2010-12-31	$172,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$119,967
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$132,700
Value of total assets at end of year	2010-12-31	$1,430,454
Value of total assets at beginning of year	2010-12-31	$1,286,505
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$52,465
Total interest from all sources	2010-12-31	$7,669
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$31,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$11,768
Assets. Real estate other than employer real property at end of year	2010-12-31	$6,390
Assets. Real estate other than employer real property at beginning of year	2010-12-31	$0
Administrative expenses professional fees incurred	2010-12-31	$21,841
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$0
Participant contributions at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$2,059
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$2,459
Administrative expenses (other) incurred	2010-12-31	$10,119
Total non interest bearing cash at end of year	2010-12-31	$6,627
Total non interest bearing cash at beginning of year	2010-12-31	$4,404
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$143,949
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,430,454
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,286,505
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$20,505
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$421,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$326,579
Interest earned on other investments	2010-12-31	$193
Income. Interest from US Government securities	2010-12-31	$5,725
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$57,980
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$42,714
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$42,714
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$1,751
Asset value of US Government securities at end of year	2010-12-31	$189,592
Asset value of US Government securities at beginning of year	2010-12-31	$114,854
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$132,700
Employer contributions (assets) at end of year	2010-12-31	$28,550
Employer contributions (assets) at beginning of year	2010-12-31	$20,000
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$20,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$119,967
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$65,010
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$718,087
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$710,485
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$1,057,479
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$950,988
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	UHY LLP
Accountancy firm EIN	2010-12-31	200694403
2009 : RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC.

2015: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: RETIREMENT PLAN FOR EMPLOYEES OF GERLI & CO. INC. 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GERLI & COMPANY, INC.
Employer identification number (EIN):	131926497
NAIC Classification:	313000
NAIC Description:	Textile Mills