401k Plan data: RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES plan

RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 401k Plan overview

Plan Name	RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES
Plan identification number	005

RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ARROWOOD INDEMNITY COMPANY has sponsored the creation of one or more 401k plans.

Company Name: ARROWOOD INDEMNITY COMPANY

Employer identification number (EIN): 135358230

NAIC Classification: 524290

Additional information about ARROWOOD INDEMNITY COMPANY

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 0883139

More information about ARROWOOD INDEMNITY COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2013-01-01 CATHERINE A CARLINO 2014-05-27 CATHERINE A CARLINO 2014-05-27
005 2012-01-01 CATHERINE A. CARLINO CATHERINE A. CARLINO 2013-10-03
005 2011-01-01 CATHERINE A. CARLINO CATHERINE A. CARLINO 2012-10-11
005 2010-01-01 CATHERINE A. CARLINO CATHERINE A. CARLINO 2011-10-14
005 2009-01-01 ROBERT DIXON ROBERT DIXON 2010-10-12
005 2009-01-01 ROBERT DIXON ROBERT DIXON 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
005	2013-01-01	CATHERINE A CARLINO	2014-05-27	CATHERINE A CARLINO	2014-05-27
005	2012-01-01	CATHERINE A. CARLINO		CATHERINE A. CARLINO	2013-10-03
005	2011-01-01	CATHERINE A. CARLINO		CATHERINE A. CARLINO	2012-10-11
005	2010-01-01	CATHERINE A. CARLINO		CATHERINE A. CARLINO	2011-10-14
005	2009-01-01	ROBERT DIXON		ROBERT DIXON	2010-10-12
005	2009-01-01	ROBERT DIXON		ROBERT DIXON	2010-10-13

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES

Measure Date Value
2012: RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 2012 401k membership
Total participants, beginning-of-year 2012-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1
Number of retired or separated participants receiving benefits 2012-01-01 39
Number of other retired or separated participants entitled to future benefits 2012-01-01 19
Total of all active and inactive participants 2012-01-01 59
Total participants 2012-01-01 59
2011: RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 2011 401k membership
Total participants, beginning-of-year 2011-01-01 146
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2
Number of retired or separated participants receiving benefits 2011-01-01 106
Number of other retired or separated participants entitled to future benefits 2011-01-01 37
Total of all active and inactive participants 2011-01-01 145
Total participants 2011-01-01 145
2010: RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 2010 401k membership
Total participants, beginning-of-year 2010-01-01 400
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 3
Number of retired or separated participants receiving benefits 2010-01-01 104
Number of other retired or separated participants entitled to future benefits 2010-01-01 39
Total of all active and inactive participants 2010-01-01 146
Total participants 2010-01-01 146
2009: RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 2009 401k membership
Total participants, beginning-of-year 2009-01-01 401
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 3
Number of retired or separated participants receiving benefits 2009-01-01 93
Number of other retired or separated participants entitled to future benefits 2009-01-01 304
Total of all active and inactive participants 2009-01-01 400
Total participants 2009-01-01 400

Measure	Date	Value
2012: RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 2012 401k membership
Total participants, beginning-of-year	2012-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1
Number of retired or separated participants receiving benefits	2012-01-01	39
Number of other retired or separated participants entitled to future benefits	2012-01-01	19
Total of all active and inactive participants	2012-01-01	59
Total participants	2012-01-01	59
2011: RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 2011 401k membership
Total participants, beginning-of-year	2011-01-01	146
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2
Number of retired or separated participants receiving benefits	2011-01-01	106
Number of other retired or separated participants entitled to future benefits	2011-01-01	37
Total of all active and inactive participants	2011-01-01	145
Total participants	2011-01-01	145
2010: RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 2010 401k membership
Total participants, beginning-of-year	2010-01-01	400
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	3
Number of retired or separated participants receiving benefits	2010-01-01	104
Number of other retired or separated participants entitled to future benefits	2010-01-01	39
Total of all active and inactive participants	2010-01-01	146
Total participants	2010-01-01	146
2009: RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 2009 401k membership
Total participants, beginning-of-year	2009-01-01	401
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	3
Number of retired or separated participants receiving benefits	2009-01-01	93
Number of other retired or separated participants entitled to future benefits	2009-01-01	304
Total of all active and inactive participants	2009-01-01	400
Total participants	2009-01-01	400

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES

Measure	Date	Value
2012 : RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$264,100
Total of all expenses incurred	2012-12-31	$4,316,784
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$4,239,142
Value of total assets at end of year	2012-12-31	$4,744,110
Value of total assets at beginning of year	2012-12-31	$8,796,794
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$77,642
Total interest from all sources	2012-12-31	$11,910
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$161,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$161,864
Administrative expenses professional fees incurred	2012-12-31	$57,950
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2012-12-31	0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Administrative expenses (other) incurred	2012-12-31	$7,075
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-4,052,684
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,744,110
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,796,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,739,621
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$8,193,643
Value of interest in common/collective trusts at end of year	2012-12-31	$2,004,489
Value of interest in common/collective trusts at beginning of year	2012-12-31	$568,151
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$11,910
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$90,326
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$35,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$4,239,142
Contract administrator fees	2012-12-31	$12,617
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2012-12-31	366055558
2011 : RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$1,708,287
Total of all expenses incurred	2011-12-31	$487,084
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$435,324
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$175,000
Value of total assets at end of year	2011-12-31	$8,796,794
Value of total assets at beginning of year	2011-12-31	$7,575,591
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$51,760
Total interest from all sources	2011-12-31	$888
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$359,606
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$359,606
Administrative expenses professional fees incurred	2011-12-31	$33,000
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Administrative expenses (other) incurred	2011-12-31	$5,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,221,203
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,796,794
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,575,591
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$8,193,643
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,092,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$568,151
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$203,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$203,466
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$888
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$1,172,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$175,000
Employer contributions (assets) at end of year	2011-12-31	$35,000
Employer contributions (assets) at beginning of year	2011-12-31	$280,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$435,324
Contract administrator fees	2011-12-31	$13,650
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2011-12-31	366055558
2010 : RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$1,883,791
Total of all expenses incurred	2010-12-31	$7,450,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$7,390,888
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$420,000
Value of total assets at end of year	2010-12-31	$7,575,591
Value of total assets at beginning of year	2010-12-31	$13,142,577
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$59,889
Total interest from all sources	2010-12-31	$2,595
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$607,891
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$607,891
Administrative expenses professional fees incurred	2010-12-31	$31,200
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$58,094
Administrative expenses (other) incurred	2010-12-31	$14,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-5,566,986
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,575,591
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$13,142,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,092,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$12,677,836
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$203,466
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$126,647
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$126,647
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$2,595
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$853,305
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$420,000
Employer contributions (assets) at end of year	2010-12-31	$280,000
Employer contributions (assets) at beginning of year	2010-12-31	$280,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$7,390,888
Contract administrator fees	2010-12-31	$14,689
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2010-12-31	366055558

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES

2012: RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: RETIREMENT PLAN FOR EMPLOYEES OF UNISUN INSURANCE COMPANY & AFFILIATES 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ARROWOOD INDEMNITY COMPANY
Employer identification number (EIN):	135358230
NAIC Classification:	524290

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	0883139