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RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 401k Plan overview

Plan NameRETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC.
Plan identification number 001

RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. has sponsored the creation of one or more 401k plans.

Company Name:AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC.
Employer identification number (EIN):150546396
NAIC Classification:611000

Additional information about AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1951-05-29
Company Identification Number: 76378
Legal Registered Office Address: WASHINGTON BLVD.
Oswego
OSWEGO
United States of America (USA)
13126

More information about AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MICHAEL FLAHERTY
0012016-01-01MICHAEL FLAHERTY
0012015-01-01MICHAEL FLAHERTY
0012014-01-01MICHAEL FLAHERTY
0012013-01-01MICHAEL FLAHERTY
0012012-01-01MICHAEL FLAHERTY
0012011-01-01MICHAEL FLAHERTY
0012010-01-01MICHAEL FLAHERTY
0012009-01-01MICHAEL FLAHERTY

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC.

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC.

Measure Date Value
2022: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2022 401k membership
Market value of plan assets2022-12-3115,510,147
Acturial value of plan assets2022-12-3115,510,147
Funding target for retired participants and beneficiaries receiving payment2022-12-315,476,717
Number of terminated vested participants2022-12-3119
Fundng target for terminated vested participants2022-12-31631,281
Active participant vested funding target2022-12-316,011,423
Number of active participants2022-12-3167
Total funding liabilities for active participants2022-12-316,351,389
Total participant count2022-12-31130
Total funding target for all participants2022-12-3112,459,387
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-31795,678
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-31795,678
Present value of excess contributions2022-12-31467,722
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-31490,826
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-31873,893
Total employer contributions2022-12-31375,000
Total employee contributions2022-12-3165,215
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-31350,435
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-31282,624
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-31350,435
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-01130
Total number of active participants reported on line 7a of the Form 55002022-01-0157
Number of retired or separated participants receiving benefits2022-01-0146
Number of other retired or separated participants entitled to future benefits2022-01-0121
Total of all active and inactive participants2022-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01125
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2021 401k membership
Market value of plan assets2021-12-3114,731,452
Acturial value of plan assets2021-12-3114,731,452
Funding target for retired participants and beneficiaries receiving payment2021-12-314,700,618
Number of terminated vested participants2021-12-3115
Fundng target for terminated vested participants2021-12-31414,628
Active participant vested funding target2021-12-317,362,108
Number of active participants2021-12-3184
Total funding liabilities for active participants2021-12-317,810,164
Total participant count2021-12-31137
Total funding target for all participants2021-12-3112,925,410
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-31258,644
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-31258,644
Present value of excess contributions2021-12-31465,335
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-31490,323
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-31490,323
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-31795,678
Total employer contributions2021-12-31500,000
Total employee contributions2021-12-3170,179
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-31467,722
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-31233,281
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-31467,722
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-01137
Total number of active participants reported on line 7a of the Form 55002021-01-0167
Number of retired or separated participants receiving benefits2021-01-0143
Number of other retired or separated participants entitled to future benefits2021-01-0119
Total of all active and inactive participants2021-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01130
2020: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2020 401k membership
Market value of plan assets2020-12-3112,444,048
Acturial value of plan assets2020-12-3112,444,048
Funding target for retired participants and beneficiaries receiving payment2020-12-313,589,113
Number of terminated vested participants2020-12-3115
Fundng target for terminated vested participants2020-12-31378,645
Active participant vested funding target2020-12-317,289,801
Number of active participants2020-12-3190
Total funding liabilities for active participants2020-12-317,819,605
Total participant count2020-12-31140
Total funding target for all participants2020-12-3111,787,363
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-310
Present value of excess contributions2020-12-31346,182
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-31365,326
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-31258,644
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-31258,644
Total employer contributions2020-12-31500,000
Total employee contributions2020-12-3163,833
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-31465,335
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-31398,041
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-310
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-310
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-31465,335
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-01139
Total number of active participants reported on line 7a of the Form 55002020-01-0184
Number of retired or separated participants receiving benefits2020-01-0137
Number of other retired or separated participants entitled to future benefits2020-01-0114
Total of all active and inactive participants2020-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01137
2019: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2019 401k membership
Market value of plan assets2019-12-3110,588,712
Acturial value of plan assets2019-12-3110,588,712
Funding target for retired participants and beneficiaries receiving payment2019-12-314,120,746
Number of terminated vested participants2019-12-3116
Fundng target for terminated vested participants2019-12-31419,178
Active participant vested funding target2019-12-316,595,951
Number of active participants2019-12-3189
Total funding liabilities for active participants2019-12-317,118,220
Total participant count2019-12-31145
Total funding target for all participants2019-12-3111,658,144
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-310
Present value of excess contributions2019-12-31501,081
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-31529,643
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-310
Total employer contributions2019-12-31992,458
Total employee contributions2019-12-3187,630
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-31936,559
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-31391,019
Net shortfall amortization installment of oustanding balance2019-12-311,069,432
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-31590,377
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-31590,377
Contributions allocatedtoward minimum required contributions for current year2019-12-31936,559
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-01144
Total number of active participants reported on line 7a of the Form 55002019-01-0190
Number of retired or separated participants receiving benefits2019-01-0133
Number of other retired or separated participants entitled to future benefits2019-01-0115
Total of all active and inactive participants2019-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01139
2018: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2018 401k membership
Market value of plan assets2018-12-3110,309,627
Acturial value of plan assets2018-12-3110,309,627
Funding target for retired participants and beneficiaries receiving payment2018-12-313,795,376
Number of terminated vested participants2018-12-3117
Fundng target for terminated vested participants2018-12-31387,905
Active participant vested funding target2018-12-315,775,686
Number of active participants2018-12-3188
Total funding liabilities for active participants2018-12-316,271,838
Total participant count2018-12-31145
Total funding target for all participants2018-12-3110,455,119
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-310
Present value of excess contributions2018-12-3129,457
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-3131,201
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-31960,000
Total employee contributions2018-12-3184,430
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-31900,262
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31356,459
Net shortfall amortization installment of oustanding balance2018-12-31145,492
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-31399,181
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-31399,181
Contributions allocatedtoward minimum required contributions for current year2018-12-31900,262
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-01144
Total number of active participants reported on line 7a of the Form 55002018-01-0189
Number of retired or separated participants receiving benefits2018-01-0137
Number of other retired or separated participants entitled to future benefits2018-01-0116
Total of all active and inactive participants2018-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01144
2017: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2017 401k membership
Market value of plan assets2017-12-318,975,721
Acturial value of plan assets2017-12-318,975,721
Funding target for retired participants and beneficiaries receiving payment2017-12-313,476,313
Number of terminated vested participants2017-12-3123
Fundng target for terminated vested participants2017-12-31432,562
Active participant vested funding target2017-12-315,157,398
Number of active participants2017-12-3188
Total funding liabilities for active participants2017-12-315,672,038
Total participant count2017-12-31150
Total funding target for all participants2017-12-319,580,913
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-31271,965
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-31288,582
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-31460,000
Total employee contributions2017-12-3181,945
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31443,816
Liquidity shortfalls end of Q12017-12-310
Liquidity shortfalls end of Q22017-12-310
Liquidity shortfalls end of Q32017-12-310
Liquidity shortfalls end of Q42017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31308,860
Net shortfall amortization installment of oustanding balance2017-12-31605,192
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-31414,359
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-31414,359
Contributions allocatedtoward minimum required contributions for current year2017-12-31443,816
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-01149
Total number of active participants reported on line 7a of the Form 55002017-01-0188
Number of retired or separated participants receiving benefits2017-01-0137
Number of other retired or separated participants entitled to future benefits2017-01-0117
Total of all active and inactive participants2017-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01144
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2016 401k membership
Market value of plan assets2016-12-318,746,626
Acturial value of plan assets2016-12-318,746,626
Funding target for retired participants and beneficiaries receiving payment2016-12-312,422,292
Number of terminated vested participants2016-12-3122
Fundng target for terminated vested participants2016-12-311,039,904
Active participant vested funding target2016-12-315,064,804
Number of active participants2016-12-3195
Total funding liabilities for active participants2016-12-315,599,369
Total participant count2016-12-31159
Total funding target for all participants2016-12-319,061,565
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-31655,618
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-31696,987
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-31708,000
Total employee contributions2016-12-3180,629
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31664,691
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31340,691
Net shortfall amortization installment of oustanding balance2016-12-31314,939
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-31392,726
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-31392,726
Contributions allocatedtoward minimum required contributions for current year2016-12-31664,691
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01155
Total number of active participants reported on line 7a of the Form 55002016-01-0188
Number of retired or separated participants receiving benefits2016-01-0136
Number of other retired or separated participants entitled to future benefits2016-01-0122
Total of all active and inactive participants2016-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01149
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2015 401k membership
Total participants, beginning-of-year2015-01-01163
Total number of active participants reported on line 7a of the Form 55002015-01-0192
Number of retired or separated participants receiving benefits2015-01-0139
Number of other retired or separated participants entitled to future benefits2015-01-0122
Total of all active and inactive participants2015-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01155
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2014 401k membership
Total participants, beginning-of-year2014-01-01165
Total number of active participants reported on line 7a of the Form 55002014-01-0197
Number of retired or separated participants receiving benefits2014-01-0139
Number of other retired or separated participants entitled to future benefits2014-01-0121
Total of all active and inactive participants2014-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01159
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2013 401k membership
Total participants, beginning-of-year2013-01-01163
Total number of active participants reported on line 7a of the Form 55002013-01-0194
Number of retired or separated participants receiving benefits2013-01-0141
Number of other retired or separated participants entitled to future benefits2013-01-0123
Total of all active and inactive participants2013-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01160
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2012 401k membership
Total participants, beginning-of-year2012-01-01170
Total number of active participants reported on line 7a of the Form 55002012-01-0197
Number of retired or separated participants receiving benefits2012-01-0140
Number of other retired or separated participants entitled to future benefits2012-01-0124
Total of all active and inactive participants2012-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2011 401k membership
Total participants, beginning-of-year2011-01-01175
Total number of active participants reported on line 7a of the Form 55002011-01-0198
Number of retired or separated participants receiving benefits2011-01-0141
Number of other retired or separated participants entitled to future benefits2011-01-0124
Total of all active and inactive participants2011-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2010 401k membership
Total participants, beginning-of-year2010-01-01178
Total number of active participants reported on line 7a of the Form 55002010-01-01102
Number of retired or separated participants receiving benefits2010-01-0147
Number of other retired or separated participants entitled to future benefits2010-01-0123
Total of all active and inactive participants2010-01-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2009 401k membership
Total participants, beginning-of-year2009-01-01174
Total number of active participants reported on line 7a of the Form 55002009-01-01103
Number of retired or separated participants receiving benefits2009-01-0150
Number of other retired or separated participants entitled to future benefits2009-01-0125
Total of all active and inactive participants2009-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC.

Measure Date Value
2022 : RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-2,231,072
Total unrealized appreciation/depreciation of assets2022-12-31$-2,231,072
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,742,123
Total loss/gain on sale of assets2022-12-31$321,376
Total of all expenses incurred2022-12-31$1,063,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$941,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$440,215
Value of total assets at end of year2022-12-31$12,714,195
Value of total assets at beginning of year2022-12-31$15,519,319
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$121,396
Total interest from all sources2022-12-31$115,465
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$83,071
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$19,137
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$65,215
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$20,426
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$23,949
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$73,439
Administrative expenses (other) incurred2022-12-31$26,305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,805,124
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,714,195
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$15,519,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$95,091
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$3,053,731
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,440,984
Interest earned on other investments2022-12-31$38,562
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$76,903
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$907,011
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$931,026
Asset value of US Government securities at end of year2022-12-31$3,559,460
Asset value of US Government securities at beginning of year2022-12-31$3,223,829
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-544,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$375,000
Employer contributions (assets) at end of year2022-12-31$375,000
Employer contributions (assets) at beginning of year2022-12-31$500,000
Income. Dividends from common stock2022-12-31$63,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$941,605
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$4,798,567
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$7,399,531
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$8,339,781
Aggregate carrying amount (costs) on sale of assets2022-12-31$8,018,405
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31DERMODY BURKE & BROWN LLC
Accountancy firm EIN2022-12-31010723685
2021 : RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$4,669
Total unrealized appreciation/depreciation of assets2021-12-31$4,669
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,080,252
Total loss/gain on sale of assets2021-12-31$1,224,291
Total of all expenses incurred2021-12-31$1,302,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,162,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$570,179
Value of total assets at end of year2021-12-31$15,519,319
Value of total assets at beginning of year2021-12-31$14,741,128
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$139,395
Total interest from all sources2021-12-31$90,447
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$130,345
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$43,813
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$70,179
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$23,949
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$22,972
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$60,321
Administrative expenses (other) incurred2021-12-31$27,857
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$778,191
Value of net assets at end of year (total assets less liabilities)2021-12-31$15,519,319
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$14,741,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$111,538
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,440,984
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$3,453,129
Interest earned on other investments2021-12-31$37,373
Income. Interest from US Government securities2021-12-31$53,074
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$931,026
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$879,982
Asset value of US Government securities at end of year2021-12-31$3,223,829
Asset value of US Government securities at beginning of year2021-12-31$2,602,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$500,000
Employer contributions (assets) at end of year2021-12-31$500,000
Employer contributions (assets) at beginning of year2021-12-31$500,000
Income. Dividends from common stock2021-12-31$86,532
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,162,666
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$100,811
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$7,399,531
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$7,181,428
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$8,624,521
Aggregate carrying amount (costs) on sale of assets2021-12-31$7,400,230
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DERMODY BURKE & BROWN LLC
Accountancy firm EIN2021-12-31010723685
2020 : RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$863,509
Total unrealized appreciation/depreciation of assets2020-12-31$863,509
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,838,548
Total loss/gain on sale of assets2020-12-31$1,099,079
Total of all expenses incurred2020-12-31$555,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$436,893
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$563,833
Value of total assets at end of year2020-12-31$14,741,128
Value of total assets at beginning of year2020-12-31$12,458,116
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$118,643
Total interest from all sources2020-12-31$99,014
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$155,572
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$86,100
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$63,833
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$22,972
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$23,687
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$57,541
Administrative expenses (other) incurred2020-12-31$25,142
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,283,012
Value of net assets at end of year (total assets less liabilities)2020-12-31$14,741,128
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$12,458,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$93,501
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,453,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,289,661
Interest earned on other investments2020-12-31$40,940
Income. Interest from US Government securities2020-12-31$49,400
Income. Interest from corporate debt instruments2020-12-31$8,674
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$879,982
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$884,669
Asset value of US Government securities at end of year2020-12-31$2,602,806
Asset value of US Government securities at beginning of year2020-12-31$2,764,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$500,000
Employer contributions (assets) at end of year2020-12-31$500,000
Employer contributions (assets) at beginning of year2020-12-31$617,458
Income. Dividends from common stock2020-12-31$69,472
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$436,893
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$100,811
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$388,999
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$7,181,428
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$5,489,047
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$14,916,463
Aggregate carrying amount (costs) on sale of assets2020-12-31$13,817,384
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DERMODY BURKE & BROWN LLC
Accountancy firm EIN2020-12-31010723685
2019 : RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,311,657
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,311,657
Total unrealized appreciation/depreciation of assets2019-12-31$1,311,657
Total unrealized appreciation/depreciation of assets2019-12-31$1,311,657
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,844,132
Total income from all sources (including contributions)2019-12-31$2,844,132
Total loss/gain on sale of assets2019-12-31$243,792
Total loss/gain on sale of assets2019-12-31$243,792
Total of all expenses incurred2019-12-31$992,868
Total of all expenses incurred2019-12-31$992,868
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$883,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$883,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,080,088
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,080,088
Value of total assets at end of year2019-12-31$12,458,116
Value of total assets at end of year2019-12-31$12,458,116
Value of total assets at beginning of year2019-12-31$10,606,852
Value of total assets at beginning of year2019-12-31$10,606,852
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$109,111
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$109,111
Total interest from all sources2019-12-31$133,277
Total interest from all sources2019-12-31$133,277
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$61,516
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$61,516
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$6,274
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$6,274
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$87,630
Contributions received from participants2019-12-31$87,630
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$23,687
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$23,687
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$24,144
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$24,144
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$51,661
Other income not declared elsewhere2019-12-31$51,661
Administrative expenses (other) incurred2019-12-31$24,527
Administrative expenses (other) incurred2019-12-31$24,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,851,264
Value of net income/loss2019-12-31$1,851,264
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,458,116
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,458,116
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,606,852
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,606,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$84,584
Investment advisory and management fees2019-12-31$84,584
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,289,661
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,289,661
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,489,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,489,764
Interest earned on other investments2019-12-31$46,321
Interest earned on other investments2019-12-31$46,321
Income. Interest from US Government securities2019-12-31$76,335
Income. Interest from US Government securities2019-12-31$76,335
Income. Interest from corporate debt instruments2019-12-31$10,621
Income. Interest from corporate debt instruments2019-12-31$10,621
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$884,669
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$874,788
Asset value of US Government securities at end of year2019-12-31$2,764,595
Asset value of US Government securities at end of year2019-12-31$2,764,595
Asset value of US Government securities at beginning of year2019-12-31$3,592,450
Asset value of US Government securities at beginning of year2019-12-31$3,592,450
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$-37,859
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$-37,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$992,458
Contributions received in cash from employer2019-12-31$992,458
Employer contributions (assets) at end of year2019-12-31$617,458
Employer contributions (assets) at end of year2019-12-31$617,458
Employer contributions (assets) at beginning of year2019-12-31$615,000
Employer contributions (assets) at beginning of year2019-12-31$615,000
Income. Dividends from common stock2019-12-31$55,242
Income. Dividends from common stock2019-12-31$55,242
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$883,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$883,757
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$388,999
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$388,999
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$300,294
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$300,294
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$5,489,047
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$5,489,047
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$3,710,412
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$3,710,412
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$11,790,257
Aggregate proceeds on sale of assets2019-12-31$11,790,257
Aggregate carrying amount (costs) on sale of assets2019-12-31$11,546,465
Aggregate carrying amount (costs) on sale of assets2019-12-31$11,546,465
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DERMODY BURKE & BROWN LLC
Accountancy firm name2019-12-31DERMODY BURKE & BROWN LLC
Accountancy firm EIN2019-12-31010723685
Accountancy firm EIN2019-12-31010723685
2018 : RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-583,184
Total unrealized appreciation/depreciation of assets2018-12-31$-583,184
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$849,146
Total loss/gain on sale of assets2018-12-31$287,771
Total of all expenses incurred2018-12-31$551,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$463,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,044,430
Value of total assets at end of year2018-12-31$10,606,852
Value of total assets at beginning of year2018-12-31$10,309,627
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$88,084
Total interest from all sources2018-12-31$126,152
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$78,099
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$30,016
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$84,430
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$24,144
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$17,657
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$31,308
Administrative expenses (other) incurred2018-12-31$25,149
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$297,225
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,606,852
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$10,309,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$62,935
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,489,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,763,090
Interest earned on other investments2018-12-31$42,578
Income. Interest from US Government securities2018-12-31$78,234
Income. Interest from corporate debt instruments2018-12-31$5,340
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$874,788
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$901,368
Asset value of US Government securities at end of year2018-12-31$3,592,450
Asset value of US Government securities at beginning of year2018-12-31$3,397,870
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-135,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$960,000
Employer contributions (assets) at end of year2018-12-31$615,000
Employer contributions (assets) at beginning of year2018-12-31$115,000
Income. Dividends from common stock2018-12-31$48,083
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$463,837
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$300,294
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$55,914
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$3,710,412
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$4,058,728
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$5,453,568
Aggregate carrying amount (costs) on sale of assets2018-12-31$5,165,797
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DERMODY BURKE & BROWN LLC
Accountancy firm EIN2018-12-31010723685
2017 : RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$515,998
Total unrealized appreciation/depreciation of assets2017-12-31$515,998
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,902,179
Total loss/gain on sale of assets2017-12-31$634,476
Total of all expenses incurred2017-12-31$580,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$493,594
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$541,945
Value of total assets at end of year2017-12-31$10,309,627
Value of total assets at beginning of year2017-12-31$8,987,469
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$86,427
Total interest from all sources2017-12-31$95,976
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$70,841
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$9,478
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$81,945
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$17,657
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$12,384
Other income not declared elsewhere2017-12-31$20,313
Administrative expenses (other) incurred2017-12-31$24,727
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,322,158
Value of net assets at end of year (total assets less liabilities)2017-12-31$10,309,627
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,987,469
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$61,700
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,763,090
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,353,803
Interest earned on other investments2017-12-31$42,399
Income. Interest from US Government securities2017-12-31$55,157
Income. Interest from corporate debt instruments2017-12-31$-1,580
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$901,368
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$952,178
Asset value of US Government securities at end of year2017-12-31$3,397,870
Asset value of US Government securities at beginning of year2017-12-31$1,761,673
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$22,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$460,000
Employer contributions (assets) at end of year2017-12-31$115,000
Employer contributions (assets) at beginning of year2017-12-31$408,000
Income. Dividends from common stock2017-12-31$61,363
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$493,594
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$55,914
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$111,413
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$4,058,728
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$4,388,018
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$8,298,138
Aggregate carrying amount (costs) on sale of assets2017-12-31$7,663,662
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DERMODY BURKE & BROWN LLC
Accountancy firm EIN2017-12-31010723685
2016 : RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$231,740
Total unrealized appreciation/depreciation of assets2016-12-31$231,740
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,127,138
Total loss/gain on sale of assets2016-12-31$21,532
Total of all expenses incurred2016-12-31$898,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$820,313
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$788,629
Value of total assets at end of year2016-12-31$8,987,469
Value of total assets at beginning of year2016-12-31$8,758,984
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$78,340
Total interest from all sources2016-12-31$82,867
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$61,434
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$6,698
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$80,629
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$12,384
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$10,716
Other income not declared elsewhere2016-12-31$16,194
Administrative expenses (other) incurred2016-12-31$23,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$228,485
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,987,469
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,758,984
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$54,388
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,353,803
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,595,271
Interest earned on other investments2016-12-31$46,056
Income. Interest from US Government securities2016-12-31$29,094
Income. Interest from corporate debt instruments2016-12-31$7,717
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$952,178
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$954,016
Asset value of US Government securities at end of year2016-12-31$1,761,673
Asset value of US Government securities at beginning of year2016-12-31$1,714,744
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-75,258
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$708,000
Employer contributions (assets) at end of year2016-12-31$408,000
Employer contributions (assets) at beginning of year2016-12-31$400,000
Income. Dividends from common stock2016-12-31$54,736
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$820,313
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$111,413
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$423,573
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$4,388,018
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$3,660,664
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$6,167,046
Aggregate carrying amount (costs) on sale of assets2016-12-31$6,145,514
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DERMODY, BURKE & BROWN, CPAS, LLC
Accountancy firm EIN2016-12-31010723685
2015 : RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-306,000
Total unrealized appreciation/depreciation of assets2015-12-31$-306,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$620,971
Total loss/gain on sale of assets2015-12-31$102,334
Total of all expenses incurred2015-12-31$665,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$588,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$783,475
Value of total assets at end of year2015-12-31$8,758,984
Value of total assets at beginning of year2015-12-31$8,803,583
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$76,983
Total interest from all sources2015-12-31$92,493
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$80,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$27,555
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$83,475
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$10,716
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$15,127
Other income not declared elsewhere2015-12-31$17,760
Administrative expenses (other) incurred2015-12-31$24,907
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-44,599
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,758,984
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,803,583
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$52,076
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,595,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,330,308
Interest earned on other investments2015-12-31$48,197
Income. Interest from US Government securities2015-12-31$29,434
Income. Interest from corporate debt instruments2015-12-31$14,862
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$954,016
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$998,763
Asset value of US Government securities at end of year2015-12-31$1,714,744
Asset value of US Government securities at beginning of year2015-12-31$1,239,306
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-149,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$700,000
Employer contributions (assets) at end of year2015-12-31$400,000
Employer contributions (assets) at beginning of year2015-12-31$100,000
Income. Dividends from common stock2015-12-31$53,007
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$588,587
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$423,573
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$483,168
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$3,660,664
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$4,636,911
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$7,894,361
Aggregate carrying amount (costs) on sale of assets2015-12-31$7,792,027
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DERMODY, BURKE & BROWN, CPAS, LLC
Accountancy firm EIN2015-12-31010723685
2014 : RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-518,833
Total unrealized appreciation/depreciation of assets2014-12-31$-518,833
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$963,433
Total loss/gain on sale of assets2014-12-31$793,880
Total of all expenses incurred2014-12-31$773,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$696,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$484,249
Value of total assets at end of year2014-12-31$8,803,583
Value of total assets at beginning of year2014-12-31$8,613,167
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$76,029
Total interest from all sources2014-12-31$99,552
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$110,594
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$74,838
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$84,249
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$15,127
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$17,917
Other income not declared elsewhere2014-12-31$28,629
Administrative expenses (other) incurred2014-12-31$25,536
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$190,416
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,803,583
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,613,167
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$50,493
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,330,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,021,211
Interest earned on other investments2014-12-31$52,213
Income. Interest from US Government securities2014-12-31$28,322
Income. Interest from corporate debt instruments2014-12-31$19,021
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$-4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$998,763
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,010,863
Asset value of US Government securities at end of year2014-12-31$1,239,306
Asset value of US Government securities at beginning of year2014-12-31$1,129,490
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-34,638
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$400,000
Employer contributions (assets) at end of year2014-12-31$100,000
Employer contributions (assets) at beginning of year2014-12-31$100,000
Income. Dividends from common stock2014-12-31$35,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$696,988
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$483,168
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$572,929
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$4,636,911
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$4,760,757
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$6,231,453
Aggregate carrying amount (costs) on sale of assets2014-12-31$5,437,573
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DERMODY, BURKE & BROWN, CPAS, LLC
Accountancy firm EIN2014-12-31010723685
2013 : RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$508,861
Total unrealized appreciation/depreciation of assets2013-12-31$508,861
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,672,303
Total loss/gain on sale of assets2013-12-31$382,676
Total of all expenses incurred2013-12-31$450,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$374,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$484,770
Value of total assets at end of year2013-12-31$8,613,167
Value of total assets at beginning of year2013-12-31$7,391,783
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$76,341
Total interest from all sources2013-12-31$120,757
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$123,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$30,425
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$84,770
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$76,826
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$17,917
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$17,126
Administrative expenses (other) incurred2013-12-31$25,786
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,221,384
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,613,167
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,391,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$50,555
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,021,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,197,911
Interest earned on other investments2013-12-31$55,334
Income. Interest from US Government securities2013-12-31$55,784
Income. Interest from corporate debt instruments2013-12-31$9,635
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,010,863
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,061,057
Asset value of US Government securities at end of year2013-12-31$1,129,490
Asset value of US Government securities at beginning of year2013-12-31$1,532,531
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$52,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$400,000
Employer contributions (assets) at end of year2013-12-31$100,000
Employer contributions (assets) at beginning of year2013-12-31$105,165
Income. Dividends from common stock2013-12-31$92,805
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$374,578
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$572,929
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$254,955
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$4,760,757
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$3,146,212
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$3,459,257
Aggregate carrying amount (costs) on sale of assets2013-12-31$3,076,581
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DERMODY BURKE & BROWN LLC
Accountancy firm EIN2013-12-31010723685
2012 : RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$349,301
Total unrealized appreciation/depreciation of assets2012-12-31$349,301
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,293,889
Total loss/gain on sale of assets2012-12-31$241,437
Total of all expenses incurred2012-12-31$323,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$255,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$507,102
Value of total assets at end of year2012-12-31$7,391,783
Value of total assets at beginning of year2012-12-31$6,421,543
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$67,930
Total interest from all sources2012-12-31$113,423
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$43,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$7,010
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$86,442
Assets. Other investments not covered elsewhere at end of year2012-12-31$76,826
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$69,467
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$17,126
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$13,473
Other income not declared elsewhere2012-12-31$3,523
Administrative expenses (other) incurred2012-12-31$24,674
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$970,240
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,391,783
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,421,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$43,256
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,197,911
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$935,997
Interest earned on other investments2012-12-31$59,987
Income. Interest from US Government securities2012-12-31$49,914
Income. Interest from corporate debt instruments2012-12-31$3,522
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,061,057
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,106,368
Asset value of US Government securities at end of year2012-12-31$1,532,531
Asset value of US Government securities at beginning of year2012-12-31$1,109,162
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$35,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$420,660
Employer contributions (assets) at end of year2012-12-31$105,165
Employer contributions (assets) at beginning of year2012-12-31$143,600
Income. Dividends from common stock2012-12-31$36,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$255,719
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$254,955
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$3,146,212
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$3,043,476
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$2,466,574
Aggregate carrying amount (costs) on sale of assets2012-12-31$2,225,137
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DERMODY BURKE & BROWN LLC
Accountancy firm EIN2012-12-31010723685
2011 : RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-160,124
Total unrealized appreciation/depreciation of assets2011-12-31$-160,124
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$674,030
Total loss/gain on sale of assets2011-12-31$178,007
Total of all expenses incurred2011-12-31$556,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$488,641
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$521,858
Value of total assets at end of year2011-12-31$6,421,543
Value of total assets at beginning of year2011-12-31$6,303,920
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$67,766
Total interest from all sources2011-12-31$120,685
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$51,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$8,417
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$82,392
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$8,480
Assets. Other investments not covered elsewhere at end of year2011-12-31$69,467
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$13,473
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$21,937
Administrative expenses (other) incurred2011-12-31$25,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$117,623
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,421,543
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,303,920
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$42,089
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$935,997
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$141,971
Interest earned on other investments2011-12-31$65,682
Income. Interest from US Government securities2011-12-31$55,003
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,106,368
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,140,434
Asset value of US Government securities at end of year2011-12-31$1,109,162
Asset value of US Government securities at beginning of year2011-12-31$2,305,472
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-38,032
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$439,466
Employer contributions (assets) at end of year2011-12-31$143,600
Employer contributions (assets) at beginning of year2011-12-31$237,231
Income. Dividends from common stock2011-12-31$43,219
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$488,641
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$3,043,476
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$2,448,395
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$4,108,247
Aggregate carrying amount (costs) on sale of assets2011-12-31$3,930,240
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DERMODY BURKE & BROWN LLC
Accountancy firm EIN2011-12-31010723685
2010 : RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$389,583
Total unrealized appreciation/depreciation of assets2010-12-31$389,583
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,334,723
Total loss/gain on sale of assets2010-12-31$79,862
Total of all expenses incurred2010-12-31$350,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$274,108
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$545,831
Value of total assets at end of year2010-12-31$6,303,920
Value of total assets at beginning of year2010-12-31$5,320,137
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$76,832
Total interest from all sources2010-12-31$113,539
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$19,404
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$2
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$83,600
Participant contributions at end of year2010-12-31$8,480
Participant contributions at beginning of year2010-12-31$8,299
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$21,937
Other income not declared elsewhere2010-12-31$171
Administrative expenses (other) incurred2010-12-31$24,121
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$983,783
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,303,920
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,320,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$52,711
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$141,971
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Interest earned on other investments2010-12-31$69,024
Income. Interest from US Government securities2010-12-31$40,952
Income. Interest from corporate debt instruments2010-12-31$3,563
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$4,014,112
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,140,434
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,222,726
Asset value of US Government securities at end of year2010-12-31$2,305,472
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$186,333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$462,231
Employer contributions (assets) at end of year2010-12-31$237,231
Employer contributions (assets) at beginning of year2010-12-31$75,000
Income. Dividends from common stock2010-12-31$19,402
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$274,108
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$2,448,395
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$1,983,104
Aggregate carrying amount (costs) on sale of assets2010-12-31$1,903,242
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DERMODY BURKE & BROWN LLC
Accountancy firm EIN2010-12-31010723685
2009 : RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC.

2022: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN FOR EMPLOYEES OF AUXILIARY SERVICES, STATE UNIVERSITY COLLEGE AT OSWEGO, INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA1036
Policy instance 1
Insurance contract or identification numberGA1036
Number of Individuals Covered125
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA1036
Policy instance 1
Insurance contract or identification numberGA1036
Number of Individuals Covered130
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA1036
Policy instance 1
Insurance contract or identification numberGA1036
Number of Individuals Covered137
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA1036
Policy instance 1
Insurance contract or identification numberGA1036
Number of Individuals Covered139
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA1036
Policy instance 1
Insurance contract or identification numberGA1036
Number of Individuals Covered144
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA1036
Policy instance 1
Insurance contract or identification numberGA1036
Number of Individuals Covered144
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA1036
Policy instance 1
Insurance contract or identification numberGA1036
Number of Individuals Covered155
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA1036
Policy instance 1
Insurance contract or identification numberGA1036
Number of Individuals Covered159
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA1036
Policy instance 1
Insurance contract or identification numberGA1036
Number of Individuals Covered181
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA1036
Policy instance 1
Insurance contract or identification numberGA1036
Number of Individuals Covered163
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA1036
Policy instance 1
Insurance contract or identification numberGA1036
Number of Individuals Covered165
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA1036
Policy instance 1
Insurance contract or identification numberGA1036
Number of Individuals Covered174
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

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