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RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 401k Plan overview

Plan NameRETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY
Plan identification number 001

RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

TRUSTEES OF COLUMBIA UNIVERSITY C/O BENEFITS DEPARTMENT has sponsored the creation of one or more 401k plans.

Company Name:TRUSTEES OF COLUMBIA UNIVERSITY C/O BENEFITS DEPARTMENT
Employer identification number (EIN):135598093
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01DANIEL DRISCOLL
0012016-01-01DANIEL DRISCOLL
0012015-01-01DIANNE L. KENNEY
0012014-01-01DIANNE L. KENNEY
0012013-07-01BARBARA HOUGH
0012012-07-01WILLIAM L INNES
0012011-07-01LOUIS BELLARDINE
0012010-07-01LOUIS BELLARDINE
0012009-07-01LUCINDA DURNING
0012009-07-01LUCINDA DURNING
0012009-07-01LUCINDA DURNING
0012009-07-01JEFFREY SCOTT

Plan Statistics for RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY

401k plan membership statisitcs for RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY

Measure Date Value
2022: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2022 401k membership
Total participants, beginning-of-year2022-01-0131,043
Total number of active participants reported on line 7a of the Form 55002022-01-0114,407
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0117,208
Total of all active and inactive participants2022-01-0131,615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01192
Total participants2022-01-0131,807
Number of participants with account balances2022-01-0131,600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2021 401k membership
Total participants, beginning-of-year2021-01-0133,583
Total number of active participants reported on line 7a of the Form 55002021-01-0114,287
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0116,593
Total of all active and inactive participants2021-01-0130,880
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01163
Total participants2021-01-0131,043
Number of participants with account balances2021-01-0130,879
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2020 401k membership
Total participants, beginning-of-year2020-01-0131,773
Total number of active participants reported on line 7a of the Form 55002020-01-0113,950
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0119,512
Total of all active and inactive participants2020-01-0133,462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01121
Total participants2020-01-0133,583
Number of participants with account balances2020-01-0132,524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2019 401k membership
Total participants, beginning-of-year2019-01-0130,912
Total number of active participants reported on line 7a of the Form 55002019-01-0113,545
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0119,203
Total of all active and inactive participants2019-01-0132,748
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01123
Total participants2019-01-0132,871
Number of participants with account balances2019-01-0131,773
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2018 401k membership
Total participants, beginning-of-year2018-01-0130,580
Total number of active participants reported on line 7a of the Form 55002018-01-0113,135
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0118,514
Total of all active and inactive participants2018-01-0131,649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0193
Total participants2018-01-0131,742
Number of participants with account balances2018-01-0130,912
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2017 401k membership
Total participants, beginning-of-year2017-01-0129,738
Total number of active participants reported on line 7a of the Form 55002017-01-0112,511
Number of retired or separated participants receiving benefits2017-01-0121
Number of other retired or separated participants entitled to future benefits2017-01-0117,942
Total of all active and inactive participants2017-01-0130,474
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01106
Total participants2017-01-0130,580
Number of participants with account balances2017-01-0129,775
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2016 401k membership
Total participants, beginning-of-year2016-01-0128,828
Total number of active participants reported on line 7a of the Form 55002016-01-0112,250
Number of retired or separated participants receiving benefits2016-01-0125
Number of other retired or separated participants entitled to future benefits2016-01-0117,373
Total of all active and inactive participants2016-01-0129,648
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0190
Total participants2016-01-0129,738
Number of participants with account balances2016-01-0128,933
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2015 401k membership
Total participants, beginning-of-year2015-01-0128,045
Total number of active participants reported on line 7a of the Form 55002015-01-0111,852
Number of retired or separated participants receiving benefits2015-01-0159
Number of other retired or separated participants entitled to future benefits2015-01-0116,828
Total of all active and inactive participants2015-01-0128,739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0189
Total participants2015-01-0128,828
Number of participants with account balances2015-01-0127,954
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2014 401k membership
Total participants, beginning-of-year2014-01-0127,013
Total number of active participants reported on line 7a of the Form 55002014-01-0112,184
Number of retired or separated participants receiving benefits2014-01-0176
Number of other retired or separated participants entitled to future benefits2014-01-0115,711
Total of all active and inactive participants2014-01-0127,971
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0174
Total participants2014-01-0128,045
Number of participants with account balances2014-01-0127,309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2013 401k membership
Total participants, beginning-of-year2013-07-0126,982
Total number of active participants reported on line 7a of the Form 55002013-07-0110,695
Number of retired or separated participants receiving benefits2013-07-01436
Number of other retired or separated participants entitled to future benefits2013-07-0115,810
Total of all active and inactive participants2013-07-0126,941
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-0172
Total participants2013-07-0127,013
Number of participants with account balances2013-07-0126,577
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2012 401k membership
Total participants, beginning-of-year2012-07-0126,361
Total number of active participants reported on line 7a of the Form 55002012-07-0111,994
Number of retired or separated participants receiving benefits2012-07-01409
Number of other retired or separated participants entitled to future benefits2012-07-0114,507
Total of all active and inactive participants2012-07-0126,910
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-0172
Total participants2012-07-0126,982
Number of participants with account balances2012-07-0126,154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2011 401k membership
Total participants, beginning-of-year2011-07-0125,563
Total number of active participants reported on line 7a of the Form 55002011-07-019,849
Number of retired or separated participants receiving benefits2011-07-0125
Number of other retired or separated participants entitled to future benefits2011-07-0116,453
Total of all active and inactive participants2011-07-0126,327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-0134
Total participants2011-07-0126,361
Number of participants with account balances2011-07-0125,458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2010: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2010 401k membership
Total participants, beginning-of-year2010-07-0125,016
Total number of active participants reported on line 7a of the Form 55002010-07-0112,576
Number of retired or separated participants receiving benefits2010-07-0128
Number of other retired or separated participants entitled to future benefits2010-07-0112,910
Total of all active and inactive participants2010-07-0125,514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-0149
Total participants2010-07-0125,563
Number of participants with account balances2010-07-0124,954
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-010
2009: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2009 401k membership
Total participants, beginning-of-year2009-07-0125,668
Total number of active participants reported on line 7a of the Form 55002009-07-0124,011
Number of retired or separated participants receiving benefits2009-07-01947
Number of other retired or separated participants entitled to future benefits2009-07-010
Total of all active and inactive participants2009-07-0124,958
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-0158
Total participants2009-07-0125,016
Number of participants with account balances2009-07-0124,486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-011

Financial Data on RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY

Measure Date Value
2022 : RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-302,772,798
Total unrealized appreciation/depreciation of assets2022-12-31$-302,772,798
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$29,220
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$376,034
Total income from all sources (including contributions)2022-12-31$-447,151,701
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$196,662,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$195,825,960
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$188,471,187
Value of total assets at end of year2022-12-31$4,351,843,545
Value of total assets at beginning of year2022-12-31$4,996,004,603
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$836,583
Total interest from all sources2022-12-31$40,162,703
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$68,688,594
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$68,688,594
Administrative expenses professional fees incurred2022-12-31$239,590
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$25,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,791,713
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$690,172
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$782,217
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$29,220
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$376,034
Other income not declared elsewhere2022-12-31$2,829,507
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-643,814,244
Value of net assets at end of year (total assets less liabilities)2022-12-31$4,351,814,325
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$4,995,628,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$596,993
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$3,300,242,021
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,955,217,881
Value of interest in pooled separate accounts at end of year2022-12-31$93,208,510
Value of interest in pooled separate accounts at beginning of year2022-12-31$90,458,367
Interest earned on other investments2022-12-31$40,162,703
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$957,702,842
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$949,546,138
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-451,990,065
Net investment gain/loss from pooled separate accounts2022-12-31$7,459,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$186,679,474
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$195,825,960
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2022-12-31134008324
2021 : RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$244,501,971
Total unrealized appreciation/depreciation of assets2021-12-31$244,501,971
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$376,034
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$378,952
Total income from all sources (including contributions)2021-12-31$715,216,759
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$196,615,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$195,561,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$139,799,103
Value of total assets at end of year2021-12-31$4,996,004,603
Value of total assets at beginning of year2021-12-31$4,477,405,843
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,053,796
Total interest from all sources2021-12-31$33,552,671
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$96,089,501
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$96,089,501
Administrative expenses professional fees incurred2021-12-31$192,462
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$25,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,800,858
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$782,217
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$720,944
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$376,034
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$378,952
Other income not declared elsewhere2021-12-31$3,129,040
Administrative expenses (other) incurred2021-12-31$821,297
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$518,601,678
Value of net assets at end of year (total assets less liabilities)2021-12-31$4,995,628,569
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,477,026,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$40,037
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,955,217,881
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$3,446,833,648
Value of interest in pooled separate accounts at end of year2021-12-31$90,458,367
Value of interest in pooled separate accounts at beginning of year2021-12-31$78,255,579
Interest earned on other investments2021-12-31$33,552,671
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$949,546,138
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$951,595,672
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$184,308,679
Net investment gain/loss from pooled separate accounts2021-12-31$13,835,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$137,998,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$195,561,285
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2021-12-31134008324
2020 : RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$235,421,748
Total unrealized appreciation/depreciation of assets2020-12-31$235,421,748
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$378,952
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$180,390
Total income from all sources (including contributions)2020-12-31$695,384,460
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$210,156,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$209,274,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$168,574,095
Value of total assets at end of year2020-12-31$4,477,405,843
Value of total assets at beginning of year2020-12-31$3,991,978,976
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$881,544
Total interest from all sources2020-12-31$37,784,082
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$46,982,334
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$46,982,334
Administrative expenses professional fees incurred2020-12-31$881,544
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$25,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,895,814
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$720,944
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$653,684
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$378,952
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$180,390
Other income not declared elsewhere2020-12-31$2,763,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$485,228,305
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,477,026,891
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$3,991,798,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,446,833,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,968,212,387
Value of interest in pooled separate accounts at end of year2020-12-31$78,255,579
Value of interest in pooled separate accounts at beginning of year2020-12-31$94,107,915
Interest earned on other investments2020-12-31$37,784,082
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$951,595,672
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$929,004,990
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$204,618,036
Net investment gain/loss from pooled separate accounts2020-12-31$-758,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$166,678,281
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$209,274,611
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2020-12-31134008324
2019 : RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$272,456,553
Total unrealized appreciation/depreciation of assets2019-12-31$272,456,553
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$180,390
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$166,062
Total income from all sources (including contributions)2019-12-31$766,336,618
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$175,515,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$174,666,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$159,529,511
Value of total assets at end of year2019-12-31$3,991,978,976
Value of total assets at beginning of year2019-12-31$3,401,143,158
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$848,893
Total interest from all sources2019-12-31$37,584,284
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$52,926,443
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$52,926,443
Administrative expenses professional fees incurred2019-12-31$848,893
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$25,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,973,543
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$653,684
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$552,452
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$180,390
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$166,062
Other income not declared elsewhere2019-12-31$3,292,674
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$590,821,490
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,991,798,586
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,400,977,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,968,212,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,377,889,881
Value of interest in pooled separate accounts at end of year2019-12-31$94,107,915
Value of interest in pooled separate accounts at beginning of year2019-12-31$92,760,006
Interest earned on other investments2019-12-31$37,584,284
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$929,004,990
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$929,940,819
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$235,511,417
Net investment gain/loss from pooled separate accounts2019-12-31$5,035,736
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$157,555,968
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$174,666,235
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2019-12-31134008324
2018 : RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-90,076,676
Total unrealized appreciation/depreciation of assets2018-12-31$-90,076,676
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$166,062
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$17,411
Total income from all sources (including contributions)2018-12-31$26,535,459
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$153,666,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$153,272,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$146,421,671
Value of total assets at end of year2018-12-31$3,401,143,158
Value of total assets at beginning of year2018-12-31$3,528,125,702
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$393,964
Total interest from all sources2018-12-31$38,820,297
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$57,580,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$57,580,322
Administrative expenses professional fees incurred2018-12-31$393,964
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$25,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,091,543
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$944
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$552,452
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$440,990
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$166,062
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$17,411
Other income not declared elsewhere2018-12-31$2,235,861
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-127,131,195
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,400,977,096
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,528,108,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,377,889,881
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,518,889,536
Value of interest in pooled separate accounts at end of year2018-12-31$92,760,006
Value of interest in pooled separate accounts at beginning of year2018-12-31$96,188,148
Interest earned on other investments2018-12-31$38,820,297
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$929,940,819
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$912,607,028
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-130,283,076
Net investment gain/loss from pooled separate accounts2018-12-31$1,837,060
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$144,329,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$153,272,690
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2018-12-31134008324
2017 : RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$220,135,340
Total unrealized appreciation/depreciation of assets2017-12-31$220,135,340
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$17,411
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$582,862,320
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$133,282,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$133,155,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$134,943,242
Value of total assets at end of year2017-12-31$3,528,125,702
Value of total assets at beginning of year2017-12-31$3,078,528,956
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$127,747
Total interest from all sources2017-12-31$37,008,431
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$41,896,071
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$41,896,071
Administrative expenses professional fees incurred2017-12-31$127,747
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,231,645
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$440,990
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$492,625
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$17,411
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$836,817
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$449,579,335
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,528,108,291
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,078,528,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,518,889,536
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,093,358,125
Value of interest in pooled separate accounts at end of year2017-12-31$96,188,148
Value of interest in pooled separate accounts at beginning of year2017-12-31$93,279,533
Interest earned on other investments2017-12-31$37,008,431
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$912,607,028
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$891,398,673
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$143,981,088
Net investment gain/loss from pooled separate accounts2017-12-31$4,061,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$132,711,597
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$133,155,238
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2017-12-31134008324
2016 : RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$75,550,011
Total unrealized appreciation/depreciation of assets2016-12-31$75,550,011
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$318,750,043
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$115,309,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$115,183,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$126,979,172
Value of total assets at end of year2016-12-31$3,078,528,956
Value of total assets at beginning of year2016-12-31$2,875,088,848
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$126,232
Total interest from all sources2016-12-31$39,391,970
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$33,207,744
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$33,207,744
Administrative expenses professional fees incurred2016-12-31$126,232
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,303,673
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$492,625
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$466,383
Other income not declared elsewhere2016-12-31$953,026
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$203,440,108
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,078,528,956
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,875,088,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,093,358,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,918,470,374
Value of interest in pooled separate accounts at end of year2016-12-31$93,279,533
Value of interest in pooled separate accounts at beginning of year2016-12-31$85,905,223
Interest earned on other investments2016-12-31$39,391,970
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$891,398,673
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$870,246,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$38,146,509
Net investment gain/loss from pooled separate accounts2016-12-31$4,521,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$124,675,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$115,183,703
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2016-12-31134008324
2015 : RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$323,016
Total unrealized appreciation/depreciation of assets2015-12-31$323,016
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$32,392
Total income from all sources (including contributions)2015-12-31$154,950,318
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$118,871,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$118,759,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$117,047,607
Value of total assets at end of year2015-12-31$2,875,088,848
Value of total assets at beginning of year2015-12-31$2,839,042,670
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$112,493
Total interest from all sources2015-12-31$36,321,287
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$37,969,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$37,969,639
Administrative expenses professional fees incurred2015-12-31$112,493
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,459,938
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$466,383
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,422,333
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$32,392
Other income not declared elsewhere2015-12-31$1,411,704
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$36,078,570
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,875,088,848
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,839,010,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,918,470,374
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,912,444,894
Value of interest in pooled separate accounts at end of year2015-12-31$85,905,223
Value of interest in pooled separate accounts at beginning of year2015-12-31$74,614,816
Interest earned on other investments2015-12-31$36,321,287
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$870,246,868
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$850,560,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-44,380,276
Net investment gain/loss from pooled separate accounts2015-12-31$6,257,341
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$114,587,669
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$118,759,255
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2015-12-31134008324
2014 : RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$69,408,776
Total unrealized appreciation/depreciation of assets2014-12-31$69,408,776
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$32,392
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$11,565
Total income from all sources (including contributions)2014-12-31$286,430,674
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$127,511,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$127,319,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$113,444,842
Value of total assets at end of year2014-12-31$2,839,042,670
Value of total assets at beginning of year2014-12-31$2,680,102,621
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$191,830
Total interest from all sources2014-12-31$36,755,615
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$30,647,014
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$30,647,014
Administrative expenses professional fees incurred2014-12-31$191,830
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,518,088
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$4,218,191
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,422,333
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$843,108
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$32,392
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$11,565
Other income not declared elsewhere2014-12-31$2,311,726
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$158,919,222
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,839,010,278
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,680,091,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,912,444,894
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$713,139,226
Value of interest in pooled separate accounts at end of year2014-12-31$74,614,816
Value of interest in pooled separate accounts at beginning of year2014-12-31$63,081,759
Interest earned on other investments2014-12-31$36,755,615
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$850,560,627
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,903,038,528
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$25,898,530
Net investment gain/loss from pooled separate accounts2014-12-31$7,964,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$106,708,563
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$127,319,622
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2014-12-31134008324
2013 : RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$136,176,109
Total unrealized appreciation/depreciation of assets2013-12-31$136,176,109
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$11,565
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$94,874
Total income from all sources (including contributions)2013-12-31$289,250,834
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$60,523,943
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$60,457,097
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$57,311,228
Value of total assets at end of year2013-12-31$2,680,102,621
Value of total assets at beginning of year2013-12-31$2,451,459,039
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$66,846
Total interest from all sources2013-12-31$17,785,317
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$18,007,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$18,007,971
Administrative expenses professional fees incurred2013-12-31$66,846
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,175,930
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,604,625
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$843,108
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$797,390
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$11,565
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$94,874
Other income not declared elsewhere2013-12-31$843,108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$228,726,891
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,680,091,056
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,451,364,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$713,139,226
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$611,772,743
Value of interest in pooled separate accounts at end of year2013-12-31$63,081,759
Value of interest in pooled separate accounts at beginning of year2013-12-31$58,544,868
Interest earned on other investments2013-12-31$17,785,317
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,903,038,528
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,780,344,038
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$56,178,116
Net investment gain/loss from pooled separate accounts2013-12-31$2,948,985
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$53,530,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$60,457,097
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2013-12-31134008324
Unrealized appreciation/depreciation of other (non real estate) assets2013-06-30$125,142,426
Total unrealized appreciation/depreciation of assets2013-06-30$125,142,426
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$94,874
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$338,097,204
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$114,734,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$114,639,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$103,308,230
Value of total assets at end of year2013-06-30$2,451,459,039
Value of total assets at beginning of year2013-06-30$2,228,001,333
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$94,874
Total interest from all sources2013-06-30$33,733,858
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$13,281,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$13,281,472
Administrative expenses professional fees incurred2013-06-30$94,874
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$25,000,000
If this is an individual account plan, was there a blackout period2013-06-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$2,896,425
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$3,212,010
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-06-30$797,390
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-06-30$1,929,944
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-06-30$94,874
Other income not declared elsewhere2013-06-30$1,557,705
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$223,362,832
Value of net assets at end of year (total assets less liabilities)2013-06-30$2,451,364,165
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$2,228,001,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$611,772,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$502,511,869
Value of interest in pooled separate accounts at end of year2013-06-30$58,544,868
Value of interest in pooled separate accounts at beginning of year2013-06-30$51,203,885
Interest earned on other investments2013-06-30$33,733,858
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$1,780,344,038
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$1,672,355,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$56,526,851
Net investment gain/loss from pooled separate accounts2013-06-30$4,546,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$97,199,795
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$114,639,498
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-06-30Yes
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30PRICEWATERHOUSECOOPERS
Accountancy firm EIN2013-06-30134008324
2012 : RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-06-30$24,859,652
Total unrealized appreciation/depreciation of assets2012-06-30$24,859,652
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$133,289,775
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$114,137,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$114,137,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$97,845,240
Value of total assets at end of year2012-06-30$2,228,001,333
Value of total assets at beginning of year2012-06-30$2,208,849,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$0
Total interest from all sources2012-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$13,427,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-06-30$13,427,029
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$25,000,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$3,054,091
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$2,602,242
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-06-30$1,929,944
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-06-30$1,463,319
Other income not declared elsewhere2012-06-30$1,929,944
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$19,152,018
Value of net assets at end of year (total assets less liabilities)2012-06-30$2,228,001,333
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$2,208,849,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$502,511,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$462,121,099
Value of interest in pooled separate accounts at end of year2012-06-30$51,203,885
Value of interest in pooled separate accounts at beginning of year2012-06-30$43,538,150
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$1,672,355,635
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$1,701,726,747
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$-9,739,195
Net investment gain/loss from pooled separate accounts2012-06-30$4,967,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$92,188,907
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$114,137,757
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30PRICEWATERHOUSECOOPERS
Accountancy firm EIN2012-06-30134008324
2011 : RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$391,461,780
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$89,477,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$89,477,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$94,829,961
Value of total assets at end of year2011-06-30$2,208,849,315
Value of total assets at beginning of year2011-06-30$1,906,865,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$0
Total interest from all sources2011-06-30$34,946,850
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$688,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-06-30$688,393
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$25,000,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-06-30$1,463,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$301,984,087
Value of net assets at end of year (total assets less liabilities)2011-06-30$2,208,849,315
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$1,906,865,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$462,121,099
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$352,021,161
Value of interest in pooled separate accounts at end of year2011-06-30$43,538,150
Value of interest in pooled separate accounts at beginning of year2011-06-30$28,818,386
Interest earned on other investments2011-06-30$34,946,850
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$1,701,726,747
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$1,526,025,681
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$254,587,682
Net investment gain/loss from pooled separate accounts2011-06-30$6,408,894
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$94,829,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$89,477,693
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-06-30No
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30PRICEWATERHOUSECOOPERS
Accountancy firm EIN2011-06-30134008324
2010 : RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY

2022: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-07-01Plan is a collectively bargained planYes
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planYes
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planYes
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2010: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedNo
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planYes
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement – InsuranceYes
2010-07-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN FOR OFFICERS OF COLUMBIA UNIVERSITY 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedYes
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planYes
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100430
Policy instance 1
Insurance contract or identification number100430
Number of Individuals Covered10337
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100430
Policy instance 1
Insurance contract or identification number100430
Number of Individuals Covered10658
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100430
Policy instance 1
Insurance contract or identification number100430
Number of Individuals Covered10877
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100430
Policy instance 1
Insurance contract or identification number100430
Number of Individuals Covered11115
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100430
Policy instance 1
Insurance contract or identification number100430
Number of Individuals Covered11438
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100430
Policy instance 1
Insurance contract or identification number100430
Number of Individuals Covered11844
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100430
Policy instance 1
Insurance contract or identification number100430
Number of Individuals Covered12113
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100430
Policy instance 1
Insurance contract or identification number100430
Number of Individuals Covered12321
Insurance policy start date2013-07-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100430
Policy instance 1
Insurance contract or identification number100430
Number of Individuals Covered14069
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100430
Policy instance 1
Insurance contract or identification number100430
Number of Individuals Covered13857
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100430
Policy instance 1
Insurance contract or identification number100430
Number of Individuals Covered13971
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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