401k Plan data: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL plan

RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 401k Plan overview

Plan Name	RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL
Plan identification number	003

RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily flat dollar (includes dollars per year of service) Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year. Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALPHA NATURAL RESOURCES, INC. has sponsored the creation of one or more 401k plans.

Company Name: ALPHA NATURAL RESOURCES, INC.

Employer identification number (EIN): 421638663

NAIC Classification: 212110
NAIC Description: Coal Mining

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2015-01-01 JUDY HILL
003 2014-01-01 JUDY HILL
003 2013-01-01 JUDY HILL
003 2012-01-01 DORA JUDY
003 2011-01-01 TOM STECKEL
003 2009-01-01 TOM STECKEL TOM STECKEL 2010-10-14
003 2009-01-01
003 2009-01-01
003 2009-01-01 TOM STECKEL TOM STECKEL 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2015-01-01	JUDY HILL
003	2014-01-01	JUDY HILL
003	2013-01-01	JUDY HILL
003	2012-01-01	DORA JUDY
003	2011-01-01	TOM STECKEL
003	2009-01-01	TOM STECKEL	TOM STECKEL	2010-10-14
003	2009-01-01
003	2009-01-01
003	2009-01-01	TOM STECKEL	TOM STECKEL	2010-10-15

Plan Statistics for RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL

401k plan membership statisitcs for RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL

Measure Date Value
2015: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2,055
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 289
Number of retired or separated participants receiving benefits 2015-01-01 1,003
Number of other retired or separated participants entitled to future benefits 2015-01-01 543
Total of all active and inactive participants 2015-01-01 1,835
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 199
Total participants 2015-01-01 2,034
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,081
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 321
Number of retired or separated participants receiving benefits 2014-01-01 972
Number of other retired or separated participants entitled to future benefits 2014-01-01 573
Total of all active and inactive participants 2014-01-01 1,866
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 189
Total participants 2014-01-01 2,055
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,104
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 368
Number of retired or separated participants receiving benefits 2013-01-01 918
Number of other retired or separated participants entitled to future benefits 2013-01-01 617
Total of all active and inactive participants 2013-01-01 1,903
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 178
Total participants 2013-01-01 2,081
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,125
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 415
Number of retired or separated participants receiving benefits 2012-01-01 879
Number of other retired or separated participants entitled to future benefits 2012-01-01 645
Total of all active and inactive participants 2012-01-01 1,939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 165
Total participants 2012-01-01 2,104
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,152
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 462
Number of retired or separated participants receiving benefits 2011-01-01 825
Number of other retired or separated participants entitled to future benefits 2011-01-01 665
Total of all active and inactive participants 2011-01-01 1,952
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 150
Total participants 2011-01-01 2,102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 16
2009: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,150
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 536
Number of retired or separated participants receiving benefits 2009-01-01 767
Number of other retired or separated participants entitled to future benefits 2009-01-01 751
Total of all active and inactive participants 2009-01-01 2,054
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 133
Total participants 2009-01-01 2,187
Number of participants with account balances 2009-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 11

Measure	Date	Value
2015: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2,055
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	289
Number of retired or separated participants receiving benefits	2015-01-01	1,003
Number of other retired or separated participants entitled to future benefits	2015-01-01	543
Total of all active and inactive participants	2015-01-01	1,835
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	199
Total participants	2015-01-01	2,034
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,081
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	321
Number of retired or separated participants receiving benefits	2014-01-01	972
Number of other retired or separated participants entitled to future benefits	2014-01-01	573
Total of all active and inactive participants	2014-01-01	1,866
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	189
Total participants	2014-01-01	2,055
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,104
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	368
Number of retired or separated participants receiving benefits	2013-01-01	918
Number of other retired or separated participants entitled to future benefits	2013-01-01	617
Total of all active and inactive participants	2013-01-01	1,903
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	178
Total participants	2013-01-01	2,081
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,125
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	415
Number of retired or separated participants receiving benefits	2012-01-01	879
Number of other retired or separated participants entitled to future benefits	2012-01-01	645
Total of all active and inactive participants	2012-01-01	1,939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	165
Total participants	2012-01-01	2,104
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,152
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	462
Number of retired or separated participants receiving benefits	2011-01-01	825
Number of other retired or separated participants entitled to future benefits	2011-01-01	665
Total of all active and inactive participants	2011-01-01	1,952
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	150
Total participants	2011-01-01	2,102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	16
2009: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,150
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	536
Number of retired or separated participants receiving benefits	2009-01-01	767
Number of other retired or separated participants entitled to future benefits	2009-01-01	751
Total of all active and inactive participants	2009-01-01	2,054
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	133
Total participants	2009-01-01	2,187
Number of participants with account balances	2009-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	11

Financial Data on RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL

Measure	Date	Value
2015 : RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$127,209
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$121,776
Total income from all sources (including contributions)	2015-12-31	$453,029
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$7,740,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$6,463,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$0
Value of total assets at end of year	2015-12-31	$109,379,800
Value of total assets at beginning of year	2015-12-31	$116,661,871
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,277,311
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$190,808
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Administrative expenses (other) incurred	2015-12-31	$630,687
Liabilities. Value of operating payables at end of year	2015-12-31	$127,209
Liabilities. Value of operating payables at beginning of year	2015-12-31	$121,776
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-7,287,504
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$109,252,591
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$116,540,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$455,816
Value of interest in master investment trust accounts at end of year	2015-12-31	$109,379,800
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$116,661,871
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$6,463,222
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CHERRY BEKAERT LLP
Accountancy firm EIN	2015-12-31	560574444
2014 : RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$121,776
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$118,045
Total income from all sources (including contributions)	2014-12-31	$10,605,288
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$6,921,671
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$6,043,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$0
Value of total assets at end of year	2014-12-31	$116,661,871
Value of total assets at beginning of year	2014-12-31	$112,974,523
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$878,610
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$64,571
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Administrative expenses (other) incurred	2014-12-31	$238,511
Liabilities. Value of operating payables at end of year	2014-12-31	$121,776
Liabilities. Value of operating payables at beginning of year	2014-12-31	$118,045
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$3,683,617
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$116,540,095
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$112,856,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$575,528
Value of interest in master investment trust accounts at end of year	2014-12-31	$116,661,871
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$112,974,523
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$6,043,061
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CHERRY BEKAERT LLP
Accountancy firm EIN	2014-12-31	560574444
2013 : RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$118,045
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$122,593
Total income from all sources (including contributions)	2013-12-31	$6,749,069
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$6,700,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$6,015,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$87,317
Value of total assets at end of year	2013-12-31	$112,974,523
Value of total assets at beginning of year	2013-12-31	$112,930,545
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$684,995
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$89,470
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Administrative expenses (other) incurred	2013-12-31	$140,784
Liabilities. Value of operating payables at end of year	2013-12-31	$118,045
Liabilities. Value of operating payables at beginning of year	2013-12-31	$122,593
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$48,526
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$112,856,478
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$112,807,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$454,741
Value of interest in master investment trust accounts at end of year	2013-12-31	$112,974,523
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$112,930,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$87,317
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$6,015,548
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CHERRY BEKAERT LLP
Accountancy firm EIN	2013-12-31	560574444
2012 : RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$122,593
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$108,857
Total income from all sources (including contributions)	2012-12-31	$14,406,168
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$6,099,999
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,382,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$0
Value of total assets at end of year	2012-12-31	$112,930,545
Value of total assets at beginning of year	2012-12-31	$104,610,640
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$717,099
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$138,469
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Administrative expenses (other) incurred	2012-12-31	$129,214
Liabilities. Value of operating payables at end of year	2012-12-31	$122,593
Liabilities. Value of operating payables at beginning of year	2012-12-31	$108,857
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$8,306,169
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$112,807,952
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$104,501,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$449,416
Value of interest in master investment trust accounts at end of year	2012-12-31	$112,930,545
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$104,131,852
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$478,788
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,382,900
Did the plan have assets held for investment	2012-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CHERRY BEKAERT LLP
Accountancy firm EIN	2012-12-31	560574444
2011 : RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$108,857
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$120,773
Total income from all sources (including contributions)	2011-12-31	$8,549,470
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$5,527,625
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,907,424
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,363,669
Value of total assets at end of year	2011-12-31	$104,610,640
Value of total assets at beginning of year	2011-12-31	$101,600,711
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$620,201
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$89,564
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Administrative expenses (other) incurred	2011-12-31	$63,980
Liabilities. Value of operating payables at end of year	2011-12-31	$108,857
Liabilities. Value of operating payables at beginning of year	2011-12-31	$120,773
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$3,021,845
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$104,501,783
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$101,479,938
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$466,657
Value of interest in master investment trust accounts at end of year	2011-12-31	$104,131,852
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$97,600,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,363,669
Employer contributions (assets) at end of year	2011-12-31	$478,788
Employer contributions (assets) at beginning of year	2011-12-31	$4,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,907,424
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CHERRY, BEKAERT & HOLLAND, L.L.P.
Accountancy firm EIN	2011-12-31	560574444
2010 : RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$120,773
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$105,223
Total income from all sources (including contributions)	2010-12-31	$30,762,796
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$6,102,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$5,492,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$18,910,551
Value of total assets at end of year	2010-12-31	$101,600,711
Value of total assets at beginning of year	2010-12-31	$76,925,103
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$610,148
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$87,552
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Administrative expenses (other) incurred	2010-12-31	$122,274
Liabilities. Value of operating payables at end of year	2010-12-31	$120,773
Liabilities. Value of operating payables at beginning of year	2010-12-31	$105,223
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$24,660,058
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$101,479,938
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$76,819,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$400,322
Value of interest in master investment trust accounts at end of year	2010-12-31	$97,600,711
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$76,562,205
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$18,910,551
Employer contributions (assets) at end of year	2010-12-31	$4,000,000
Employer contributions (assets) at beginning of year	2010-12-31	$362,898
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$5,492,590
Did the plan have assets held for investment	2010-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CHERRY, BEKAERT & HOLLAND, L.L.P.
Accountancy firm EIN	2010-12-31	560574444

Form 5500 Responses for RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL

2015: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: RETIREMENT PLAN FOR CERTAIN HOURLY EMPLOYEES OF FOUNDATION COAL 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ALPHA NATURAL RESOURCES, INC.
Employer identification number (EIN):	421638663
NAIC Classification:	212110
NAIC Description:	Coal Mining