401k Plan data: RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. plan

RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 401k Plan overview

Plan Name	RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC.
Plan identification number	002

RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

CUMMINS ROCKY MOUNTAIN, LLC has sponsored the creation of one or more 401k plans.

Company Name: CUMMINS ROCKY MOUNTAIN, LLC

Employer identification number (EIN): 841586651

NAIC Classification: 333610

Additional information about CUMMINS ROCKY MOUNTAIN, LLC

Jurisdiction of Incorporation: Colorado Department of State

Incorporation Date: 2001-03-12

Company Identification Number: 20011051609

Legal Registered Office Address: 390 Interlocken Crescent
Suite 200
Broomfield
United States of America (USA)
80021

More information about CUMMINS ROCKY MOUNTAIN, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-07-01 KELLY WERNING
002 2013-07-01 KELLY WERNING KELLY WERNING 2015-04-14
002 2012-07-01 CAROLINE SLIDER ASIMAKOPOULOS
002 2011-07-01 CAROLINE SLIDER ASIMAKOPOULOS CAROLINE SLIDER ASIMAKOPOULOS 2013-04-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-07-01	KELLY WERNING
002	2013-07-01	KELLY WERNING	KELLY WERNING	2015-04-14
002	2012-07-01	CAROLINE SLIDER ASIMAKOPOULOS
002	2011-07-01	CAROLINE SLIDER ASIMAKOPOULOS	CAROLINE SLIDER ASIMAKOPOULOS	2013-04-15

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC.

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC.

Measure Date Value
2014: RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2014 401k membership
Total participants, beginning-of-year 2014-07-01 378
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 0
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 0
Total of all active and inactive participants 2014-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2013 401k membership
Total participants, beginning-of-year 2013-07-01 380
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 38
Number of retired or separated participants receiving benefits 2013-07-01 137
Number of other retired or separated participants entitled to future benefits 2013-07-01 174
Total of all active and inactive participants 2013-07-01 349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 29
Total participants 2013-07-01 378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2012 401k membership
Total participants, beginning-of-year 2012-07-01 381
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 39
Number of retired or separated participants receiving benefits 2012-07-01 131
Number of other retired or separated participants entitled to future benefits 2012-07-01 184
Total of all active and inactive participants 2012-07-01 354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 26
Total participants 2012-07-01 380
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2011 401k membership
Total participants, beginning-of-year 2011-07-01 388
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 41
Number of retired or separated participants receiving benefits 2011-07-01 124
Number of other retired or separated participants entitled to future benefits 2011-07-01 190
Total of all active and inactive participants 2011-07-01 355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 26
Total participants 2011-07-01 381
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0

Measure	Date	Value
2014: RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2014 401k membership
Total participants, beginning-of-year	2014-07-01	378
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	0
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	0
Total of all active and inactive participants	2014-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2013 401k membership
Total participants, beginning-of-year	2013-07-01	380
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	38
Number of retired or separated participants receiving benefits	2013-07-01	137
Number of other retired or separated participants entitled to future benefits	2013-07-01	174
Total of all active and inactive participants	2013-07-01	349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	29
Total participants	2013-07-01	378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2012 401k membership
Total participants, beginning-of-year	2012-07-01	381
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	39
Number of retired or separated participants receiving benefits	2012-07-01	131
Number of other retired or separated participants entitled to future benefits	2012-07-01	184
Total of all active and inactive participants	2012-07-01	354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	26
Total participants	2012-07-01	380
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2011 401k membership
Total participants, beginning-of-year	2011-07-01	388
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	41
Number of retired or separated participants receiving benefits	2011-07-01	124
Number of other retired or separated participants entitled to future benefits	2011-07-01	190
Total of all active and inactive participants	2011-07-01	355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	26
Total participants	2011-07-01	381
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC.

Measure	Date	Value
2015 : RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-03-31	$28,477
Total unrealized appreciation/depreciation of assets	2015-03-31	$28,477
Total transfer of assets from this plan	2015-03-31	$15,122,670
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-03-31	$0
Total income from all sources (including contributions)	2015-03-31	$104,676
Total loss/gain on sale of assets	2015-03-31	$0
Total of all expenses incurred	2015-03-31	$687,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-03-31	$644,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-03-31	$0
Value of total assets at end of year	2015-03-31	$0
Value of total assets at beginning of year	2015-03-31	$15,705,051
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-03-31	$42,316
Total interest from all sources	2015-03-31	$76,199
Total dividends received (eg from common stock, registered investment company shares)	2015-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-03-31	No
Administrative expenses professional fees incurred	2015-03-31	$8,678
Was this plan covered by a fidelity bond	2015-03-31	Yes
Value of fidelity bond cover	2015-03-31	$500,000
If this is an individual account plan, was there a blackout period	2015-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-03-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-03-31	No
Value of net income/loss	2015-03-31	$-582,381
Value of net assets at end of year (total assets less liabilities)	2015-03-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-03-31	$15,705,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-03-31	No
Were any leases to which the plan was party in default or uncollectible	2015-03-31	No
Interest earned on other investments	2015-03-31	$75,330
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-03-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-03-31	$11,577,127
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-03-31	$11,577,127
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-03-31	$869
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-03-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-03-31	$4,127,924
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-03-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-03-31	No
Has the plan failed to provide any benefit when due under the plan	2015-03-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-03-31	$644,741
Contract administrator fees	2015-03-31	$33,638
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-03-31	No
Did the plan have assets held for investment	2015-03-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-03-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-03-31	No
Opinion of an independent qualified public accountant for this plan	2015-03-31	Unqualified
Accountancy firm name	2015-03-31	BKD, LLP
Accountancy firm EIN	2015-03-31	440160260
2014 : RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-06-30	$64,030
Total unrealized appreciation/depreciation of assets	2014-06-30	$64,030
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$183,441
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$912,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$813,807
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$0
Value of total assets at end of year	2014-06-30	$15,705,051
Value of total assets at beginning of year	2014-06-30	$16,434,083
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$98,666
Total interest from all sources	2014-06-30	$118,714
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Administrative expenses professional fees incurred	2014-06-30	$13,938
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$500,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Other income not declared elsewhere	2014-06-30	$697
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$-729,032
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$15,705,051
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$16,434,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Interest earned on other investments	2014-06-30	$117,356
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$11,577,127
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$11,575,716
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$11,575,716
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-06-30	$1,358
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$4,127,924
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$4,858,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$813,807
Contract administrator fees	2014-06-30	$84,728
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-06-30	No
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	No
Opinion of an independent qualified public accountant for this plan	2014-06-30	Unqualified
Accountancy firm name	2014-06-30	BKD, LLP
Accountancy firm EIN	2014-06-30	440160260
2013 : RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-06-30	$-775,327
Total unrealized appreciation/depreciation of assets	2013-06-30	$-775,327
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$4,493,760
Total loss/gain on sale of assets	2013-06-30	$1,429,422
Total of all expenses incurred	2013-06-30	$939,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$792,144
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$3,593,770
Value of total assets at end of year	2013-06-30	$16,434,083
Value of total assets at beginning of year	2013-06-30	$12,879,949
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$147,482
Total interest from all sources	2013-06-30	$157,316
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$88,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Administrative expenses professional fees incurred	2013-06-30	$21,720
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$500,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-06-30	$33,561
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$3,554,134
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$16,434,083
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$12,879,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Investment advisory and management fees	2013-06-30	$63,805
Interest earned on other investments	2013-06-30	$72,764
Income. Interest from US Government securities	2013-06-30	$59,368
Income. Interest from corporate debt instruments	2013-06-30	$25,184
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$11,575,716
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$370,059
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$370,059
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$4,858,367
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$1,454,951
Asset value of US Government securities at end of year	2013-06-30	$0
Asset value of US Government securities at beginning of year	2013-06-30	$4,083,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$3,593,770
Employer contributions (assets) at end of year	2013-06-30	$0
Employer contributions (assets) at beginning of year	2013-06-30	$457,957
Income. Dividends from common stock	2013-06-30	$88,579
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$792,144
Asset. Corporate debt instrument debt (other) at end of year	2013-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-06-30	$1,232,738
Contract administrator fees	2013-06-30	$61,957
Assets. Corporate common stocks other than exployer securities at end of year	2013-06-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-06-30	$5,247,276
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Aggregate proceeds on sale of assets	2013-06-30	$17,529,254
Aggregate carrying amount (costs) on sale of assets	2013-06-30	$16,099,832
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	No
Opinion of an independent qualified public accountant for this plan	2013-06-30	Unqualified
Accountancy firm name	2013-06-30	BKD, LLP
Accountancy firm EIN	2013-06-30	440160260
2012 : RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-06-30	$-89,898
Total unrealized appreciation/depreciation of assets	2012-06-30	$-89,898
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$6,919
Total income from all sources (including contributions)	2012-06-30	$992,773
Total loss/gain on sale of assets	2012-06-30	$161,797
Total of all expenses incurred	2012-06-30	$933,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$754,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$597,914
Value of total assets at end of year	2012-06-30	$12,879,949
Value of total assets at beginning of year	2012-06-30	$12,827,705
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$178,789
Total interest from all sources	2012-06-30	$223,649
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$99,311
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Administrative expenses professional fees incurred	2012-06-30	$74,142
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$500,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-06-30	$33,561
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$36,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$59,163
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$12,879,949
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$12,820,786
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Investment advisory and management fees	2012-06-30	$92,340
Interest earned on other investments	2012-06-30	$48,038
Income. Interest from US Government securities	2012-06-30	$120,851
Income. Interest from corporate debt instruments	2012-06-30	$54,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$370,059
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$296,366
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$296,366
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$1,454,951
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$1,158,379
Asset value of US Government securities at end of year	2012-06-30	$4,083,407
Asset value of US Government securities at beginning of year	2012-06-30	$3,861,506
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$597,914
Employer contributions (assets) at end of year	2012-06-30	$457,957
Employer contributions (assets) at beginning of year	2012-06-30	$630,000
Income. Dividends from common stock	2012-06-30	$99,311
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$754,821
Asset. Corporate debt instrument debt (other) at end of year	2012-06-30	$1,232,738
Asset. Corporate debt instrument debt (other) at beginning of year	2012-06-30	$1,140,568
Contract administrator fees	2012-06-30	$12,307
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-06-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-06-30	$5,247,276
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-06-30	$5,704,650
Liabilities. Value of benefit claims payable at beginning of year	2012-06-30	$6,919
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Aggregate proceeds on sale of assets	2012-06-30	$10,384,353
Aggregate carrying amount (costs) on sale of assets	2012-06-30	$10,222,556
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	No
Opinion of an independent qualified public accountant for this plan	2012-06-30	Unqualified
Accountancy firm name	2012-06-30	BKD, LLP
Accountancy firm EIN	2012-06-30	440160260

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC.

2014: RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	Yes
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2013: RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2012: RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2011: RETIREMENT PLAN FOR EMPLOYEES OF CUMMINS SOUTHWEST , INC. 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	CUMMINS ROCKY MOUNTAIN, LLC
Employer identification number (EIN):	841586651
NAIC Classification:	333610

Jurisdiction of Incorporation:	Colorado Department of State
Incorporation Date:	2001-03-12
Company Identification Number:	20011051609
Legal Registered Office Address:	390 Interlocken Crescent Suite 200 Broomfield United States of America (USA) 80021