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RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 401k Plan overview

Plan NameRETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY
Plan identification number 003

RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BROWN & HALEY has sponsored the creation of one or more 401k plans.

Company Name:BROWN & HALEY
Employer identification number (EIN):910157130
NAIC Classification:311300
NAIC Description: Sugar and Confectionery Product Manufacturing

Additional information about BROWN & HALEY

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 1914-01-08
Company Identification Number: 278000095
Legal Registered Office Address: 110 E 26TH ST

TACOMA
United States of America (USA)
984211109

More information about BROWN & HALEY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032016-01-01CLARENCE GUIMOND
0032015-01-01CLARENCE GUIMOND
0032014-01-01CLARENCE GUIMOND
0032013-01-01CLARENCE GUIMOND CLARENCE GUIMOND2014-10-14
0032012-01-01CLARENCE GUIMOND CLARENCE GUIMOND2013-10-15
0032011-01-01CLARENCE GUIMOND
0032009-01-01CLARENCE GUIMOND
0032007-01-01CLARENCE GUIMOND

Plan Statistics for RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY

401k plan membership statisitcs for RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY

Measure Date Value
2016: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2016 401k membership
Total participants, beginning-of-year2016-01-01216
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2015 401k membership
Total participants, beginning-of-year2015-01-01223
Total number of active participants reported on line 7a of the Form 55002015-01-0160
Number of retired or separated participants receiving benefits2015-01-0148
Number of other retired or separated participants entitled to future benefits2015-01-01101
Total of all active and inactive participants2015-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2014 401k membership
Total participants, beginning-of-year2014-01-01257
Total number of active participants reported on line 7a of the Form 55002014-01-0169
Number of retired or separated participants receiving benefits2014-01-01102
Number of other retired or separated participants entitled to future benefits2014-01-0143
Total of all active and inactive participants2014-01-01214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-019
Total participants2014-01-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2013 401k membership
Total participants, beginning-of-year2013-01-01263
Total number of active participants reported on line 7a of the Form 55002013-01-0178
Number of retired or separated participants receiving benefits2013-01-0197
Number of other retired or separated participants entitled to future benefits2013-01-0174
Total of all active and inactive participants2013-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-018
Total participants2013-01-01257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2012 401k membership
Total participants, beginning-of-year2012-01-01268
Total number of active participants reported on line 7a of the Form 55002012-01-0184
Number of retired or separated participants receiving benefits2012-01-0199
Number of other retired or separated participants entitled to future benefits2012-01-0174
Total of all active and inactive participants2012-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2011 401k membership
Total participants, beginning-of-year2011-01-01272
Total number of active participants reported on line 7a of the Form 55002011-01-0197
Number of retired or separated participants receiving benefits2011-01-0187
Number of other retired or separated participants entitled to future benefits2011-01-0180
Total of all active and inactive participants2011-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-01268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2009 401k membership
Total participants, beginning-of-year2009-01-01300
Total number of active participants reported on line 7a of the Form 55002009-01-01131
Number of retired or separated participants receiving benefits2009-01-0176
Number of other retired or separated participants entitled to future benefits2009-01-0176
Total of all active and inactive participants2009-01-01283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-01286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-016
2007: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2007 401k membership
Total participants, beginning-of-year2007-01-01337
Total number of active participants reported on line 7a of the Form 55002007-01-01163
Number of retired or separated participants receiving benefits2007-01-0171
Number of other retired or separated participants entitled to future benefits2007-01-0175
Total of all active and inactive participants2007-01-01309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-01-011
Total participants2007-01-01310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-01-0127

Financial Data on RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY

Measure Date Value
2016 : RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-31$-22,036
Total income from all sources (including contributions)2016-05-31$218,751
Total loss/gain on sale of assets2016-05-31$-109,812
Total of all expenses incurred2016-05-31$4,822,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-05-31$4,762,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-05-31$303,360
Value of total assets at end of year2016-05-31$0
Value of total assets at beginning of year2016-05-31$4,581,214
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-05-31$59,726
Total interest from all sources2016-05-31$29
Total dividends received (eg from common stock, registered investment company shares)2016-05-31$25,134
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-05-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-05-31$0
Total dividends received from registered investment company shares (eg mutual funds)2016-05-31$16,039
Administrative expenses professional fees incurred2016-05-31$7,850
Was this plan covered by a fidelity bond2016-05-31Yes
Value of fidelity bond cover2016-05-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-05-31$0
Were there any nonexempt tranactions with any party-in-interest2016-05-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-05-31$0
Administrative expenses (other) incurred2016-05-31$28,081
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Value of net income/loss2016-05-31$-4,603,250
Value of net assets at end of year (total assets less liabilities)2016-05-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-05-31$4,603,250
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-05-31No
Were any leases to which the plan was party in default or uncollectible2016-05-31No
Investment advisory and management fees2016-05-31$23,795
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-05-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-05-31$2,655,018
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-05-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-05-31$21,179
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-05-31$21,179
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-05-31$29
Expenses. Payments to insurance carriers foe the provision of benefits2016-05-31$3,821,535
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-05-31$40
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-05-31Yes
Was there a failure to transmit to the plan any participant contributions2016-05-31No
Has the plan failed to provide any benefit when due under the plan2016-05-31No
Contributions received in cash from employer2016-05-31$303,360
Income. Dividends from common stock2016-05-31$9,095
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-05-31$940,740
Contract administrator fees2016-05-31$0
Assets. Corporate common stocks other than exployer securities at end of year2016-05-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-05-31$1,905,017
Liabilities. Value of benefit claims payable at end of year2016-05-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-05-31$-22,036
Did the plan have assets held for investment2016-05-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-05-31Yes
Aggregate proceeds on sale of assets2016-05-31$1,795,205
Aggregate carrying amount (costs) on sale of assets2016-05-31$1,905,017
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-05-31No
Opinion of an independent qualified public accountant for this plan2016-05-31Unqualified
Accountancy firm name2016-05-31THE DOTY GROUP, P.S.
Accountancy firm EIN2016-05-31205018267
2015 : RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$42,341
Total unrealized appreciation/depreciation of assets2015-12-31$42,341
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$-22,036
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$-9,165
Total income from all sources (including contributions)2015-12-31$53,223
Total loss/gain on sale of assets2015-12-31$-2,630
Total of all expenses incurred2015-12-31$333,077
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$286,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$4,581,214
Value of total assets at beginning of year2015-12-31$4,873,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$46,464
Total interest from all sources2015-12-31$4
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$131,623
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$82,639
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$3,965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-279,854
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,603,250
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,883,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$42,499
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,655,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,865,899
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$21,179
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$152,401
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$152,401
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-118,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Income. Dividends from common stock2015-12-31$48,984
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$286,613
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$1,905,017
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$1,855,639
Liabilities. Value of benefit claims payable at end of year2015-12-31$-22,036
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$-9,165
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$204,450
Aggregate carrying amount (costs) on sale of assets2015-12-31$207,080
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31THE DOTY GROUP, P.S.
Accountancy firm EIN2015-12-31205018267
2014 : RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$113,998
Total unrealized appreciation/depreciation of assets2014-12-31$113,998
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$-9,165
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$-20,493
Total income from all sources (including contributions)2014-12-31$290,588
Total loss/gain on sale of assets2014-12-31$-52,696
Total of all expenses incurred2014-12-31$710,592
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$651,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$4,873,939
Value of total assets at beginning of year2014-12-31$5,282,615
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$58,629
Total interest from all sources2014-12-31$4
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$145,494
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$97,466
Administrative expenses professional fees incurred2014-12-31$7,600
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Administrative expenses (other) incurred2014-12-31$3,378
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-420,004
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,883,104
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,303,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$47,651
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,865,899
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,095,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$152,401
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$5,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$5,337
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$83,788
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Income. Dividends from common stock2014-12-31$48,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$651,963
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$1,855,639
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$2,181,389
Liabilities. Value of benefit claims payable at end of year2014-12-31$-9,165
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$-20,493
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$487,736
Aggregate carrying amount (costs) on sale of assets2014-12-31$540,432
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31DOTY, BEARDSLEY, ROSENGREN & CO. PS
Accountancy firm EIN2014-12-31205018267
2013 : RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$244,490
Total unrealized appreciation/depreciation of assets2013-12-31$244,490
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$-20,493
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$5,247
Total income from all sources (including contributions)2013-12-31$761,087
Total loss/gain on sale of assets2013-12-31$8,120
Total of all expenses incurred2013-12-31$286,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$265,641
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$5,282,615
Value of total assets at beginning of year2013-12-31$4,833,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$20,649
Total interest from all sources2013-12-31$68
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$99,990
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$81,731
Administrative expenses professional fees incurred2013-12-31$7,400
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Administrative expenses (other) incurred2013-12-31$438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$474,797
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,303,108
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,828,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$12,811
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,095,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,965,566
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$5,337
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$867,992
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$867,992
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$68
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$408,419
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Income. Dividends from common stock2013-12-31$18,259
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$265,641
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$2,181,389
Liabilities. Value of benefit claims payable at end of year2013-12-31$-20,493
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$5,247
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$346,706
Aggregate carrying amount (costs) on sale of assets2013-12-31$338,586
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31DOTY, BEARDSLEY, ROSENGREN & CO. PS
Accountancy firm EIN2013-12-31205018267
2012 : RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$5,247
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$478
Total income from all sources (including contributions)2012-12-31$1,036,298
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$263,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$256,268
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$590,000
Value of total assets at end of year2012-12-31$4,833,558
Value of total assets at beginning of year2012-12-31$4,056,039
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,280
Total interest from all sources2012-12-31$97
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$84,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$84,846
Administrative expenses professional fees incurred2012-12-31$7,200
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Administrative expenses (other) incurred2012-12-31$80
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$772,750
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,828,311
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,055,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,965,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,248,605
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$867,992
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$777,434
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$777,434
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$97
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$361,355
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$590,000
Employer contributions (assets) at beginning of year2012-12-31$30,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$256,268
Liabilities. Value of benefit claims payable at end of year2012-12-31$5,247
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$478
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31DOTY, BEARDSLEY, ROSENGREN & CO. PS
Accountancy firm EIN2012-12-31205018267
2011 : RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$478
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$791
Total income from all sources (including contributions)2011-12-31$236,363
Total of all expenses incurred2011-12-31$220,538
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$213,458
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$223,561
Value of total assets at end of year2011-12-31$4,056,039
Value of total assets at beginning of year2011-12-31$4,040,527
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$7,080
Total interest from all sources2011-12-31$175
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$63,012
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$63,012
Administrative expenses professional fees incurred2011-12-31$7,010
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$70
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$15,825
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,055,561
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,039,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,248,605
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,132,978
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$777,434
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$958,034
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$958,034
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$175
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-50,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$223,561
Employer contributions (assets) at end of year2011-12-31$30,000
Employer contributions (assets) at beginning of year2011-12-31$949,515
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$213,458
Liabilities. Value of benefit claims payable at end of year2011-12-31$478
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$791
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31DOTY, BEARDSLEY, ROSENGREN & CO. PS
Accountancy firm EIN2011-12-31205018267
2010 : RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$791
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,788
Total income from all sources (including contributions)2010-12-31$1,188,100
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$219,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$212,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,051,915
Value of total assets at end of year2010-12-31$4,040,527
Value of total assets at beginning of year2010-12-31$3,072,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,650
Total interest from all sources2010-12-31$609
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$101,200
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$101,200
Administrative expenses professional fees incurred2010-12-31$6,600
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Administrative expenses (other) incurred2010-12-31$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$968,545
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,039,736
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,071,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,132,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,995,877
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$958,034
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$950,911
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$950,911
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$34,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,051,915
Employer contributions (assets) at end of year2010-12-31$949,515
Employer contributions (assets) at beginning of year2010-12-31$126,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$212,905
Liabilities. Value of benefit claims payable at end of year2010-12-31$791
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$1,788
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31DOTY, BEARDSLEY, ROSENGREN & CO. PS
Accountancy firm EIN2010-12-31205018267
2009 : RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
2007 : RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2007 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2007-12-31$0

Form 5500 Responses for RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY

2016: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2007: RETIREMENT PLAN FOR BARGAINING EMPLOYEES OF BROWN AND HALEY 2007 form 5500 responses
2007-01-01Type of plan entitySingle employer plan
2007-01-01Submission has been amendedNo
2007-01-01This submission is the final filingNo
2007-01-01This return/report is a short plan year return/report (less than 12 months)No
2007-01-01Plan is a collectively bargained planYes
2007-01-01Plan funding arrangement – TrustYes
2007-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPB1141
Policy instance 1
Insurance contract or identification numberPB1141
Number of Individuals Covered133
Insurance policy start date2016-01-01
Insurance policy end date2016-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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