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RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 401k Plan overview

Plan NameRETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC.
Plan identification number 002

RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DIVERSEY, INC. has sponsored the creation of one or more 401k plans.

Company Name:DIVERSEY, INC.
Employer identification number (EIN):391877511
NAIC Classification:325100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-01-01MICHAELKONCHAN
0022014-01-01MICHAELKONCHAN
0022013-01-01MICHAEL KONCHAN
0022012-01-01MICHAEL KONCHAN
0022011-01-01DAN KLEIN DAN KLEIN2012-10-14
0022009-01-01JULIE FELIX TOM KOSMICKI2010-10-14

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC.

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC.

Measure Date Value
2015: RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2015 401k membership
Total participants, beginning-of-year2015-01-012,007
Total number of active participants reported on line 7a of the Form 55002015-01-01429
Number of retired or separated participants receiving benefits2015-01-01636
Number of other retired or separated participants entitled to future benefits2015-01-01755
Total of all active and inactive participants2015-01-011,820
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0184
Total participants2015-01-011,904
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2014 401k membership
Total participants, beginning-of-year2014-01-012,088
Total number of active participants reported on line 7a of the Form 55002014-01-01555
Number of retired or separated participants receiving benefits2014-01-01655
Number of other retired or separated participants entitled to future benefits2014-01-01716
Total of all active and inactive participants2014-01-011,926
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0181
Total participants2014-01-012,007
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2013 401k membership
Total participants, beginning-of-year2013-01-012,202
Total number of active participants reported on line 7a of the Form 55002013-01-01616
Number of retired or separated participants receiving benefits2013-01-01660
Number of other retired or separated participants entitled to future benefits2013-01-01743
Total of all active and inactive participants2013-01-012,019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0169
Total participants2013-01-012,088
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2012 401k membership
Total participants, beginning-of-year2012-01-012,373
Total number of active participants reported on line 7a of the Form 55002012-01-01707
Number of retired or separated participants receiving benefits2012-01-01674
Number of other retired or separated participants entitled to future benefits2012-01-01756
Total of all active and inactive participants2012-01-012,137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0165
Total participants2012-01-012,202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2011 401k membership
Total participants, beginning-of-year2011-01-012,643
Total number of active participants reported on line 7a of the Form 55002011-01-01861
Number of retired or separated participants receiving benefits2011-01-01677
Number of other retired or separated participants entitled to future benefits2011-01-01770
Total of all active and inactive participants2011-01-012,308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0165
Total participants2011-01-012,373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2009: RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2009 401k membership
Total participants, beginning-of-year2009-01-012,934
Total number of active participants reported on line 7a of the Form 55002009-01-011,241
Number of retired or separated participants receiving benefits2009-01-01628
Number of other retired or separated participants entitled to future benefits2009-01-01761
Total of all active and inactive participants2009-01-012,630
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0144
Total participants2009-01-012,674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0126

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC.

Measure Date Value
2015 : RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$-617,927
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-16,384
Total unrealized appreciation/depreciation of assets2015-12-31$-634,311
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$-2,002,548
Total loss/gain on sale of assets2015-12-31$790,162
Total of all expenses incurred2015-12-31$17,167,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$15,945,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$103,748,697
Value of total assets at beginning of year2015-12-31$122,918,755
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,222,082
Total income from rents2015-12-31$285,473
Total interest from all sources2015-12-31$-9,277
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Assets. Real estate other than employer real property at end of year2015-12-31$8,377,629
Assets. Real estate other than employer real property at beginning of year2015-12-31$8,592,649
Administrative expenses professional fees incurred2015-12-31$692,563
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$449
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$76
Other income not declared elsewhere2015-12-31$7,840
Administrative expenses (other) incurred2015-12-31$454,706
Total non interest bearing cash at end of year2015-12-31$83
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-19,170,058
Value of net assets at end of year (total assets less liabilities)2015-12-31$103,748,697
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$122,918,755
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$93,533
Assets. partnership/joint venture interests at beginning of year2015-12-31$117,908
Investment advisory and management fees2015-12-31$74,813
Value of interest in common/collective trusts at end of year2015-12-31$95,277,003
Value of interest in common/collective trusts at beginning of year2015-12-31$114,208,122
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$-9,277
Net investment gain or loss from common/collective trusts2015-12-31$-2,442,435
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$15,945,428
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$606,803
Aggregate carrying amount (costs) on sale of assets2015-12-31$-183,359
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG
Accountancy firm EIN2015-12-31346565596
2014 : RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$394,356
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-20,479
Total unrealized appreciation/depreciation of assets2014-12-31$373,877
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$10,372,610
Total loss/gain on sale of assets2014-12-31$1,492,971
Total of all expenses incurred2014-12-31$9,730,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,897,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$122,918,755
Value of total assets at beginning of year2014-12-31$122,276,430
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$832,500
Total income from rents2014-12-31$252,673
Total interest from all sources2014-12-31$-834
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$135
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Assets. Real estate other than employer real property at end of year2014-12-31$8,592,649
Assets. Real estate other than employer real property at beginning of year2014-12-31$6,100,253
Administrative expenses professional fees incurred2014-12-31$349,812
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$76
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$18,292
Other income not declared elsewhere2014-12-31$3,414
Administrative expenses (other) incurred2014-12-31$438,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$642,325
Value of net assets at end of year (total assets less liabilities)2014-12-31$122,918,755
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$122,276,430
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$117,908
Assets. partnership/joint venture interests at beginning of year2014-12-31$147,299
Investment advisory and management fees2014-12-31$62,698
Value of interest in common/collective trusts at end of year2014-12-31$114,208,122
Value of interest in common/collective trusts at beginning of year2014-12-31$116,010,586
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$-834
Net investment gain or loss from common/collective trusts2014-12-31$8,250,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Income. Dividends from common stock2014-12-31$135
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,897,785
Contract administrator fees2014-12-31$-18,250
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$395,903
Aggregate carrying amount (costs) on sale of assets2014-12-31$-1,097,068
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31A.C. EVANS LLC
Accountancy firm EIN2014-12-31263421158
2013 : RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$-1,166,157
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-3,927
Total unrealized appreciation/depreciation of assets2013-12-31$-1,170,084
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$7,701,471
Total loss/gain on sale of assets2013-12-31$975,645
Total of all expenses incurred2013-12-31$13,754,396
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$12,824,888
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$122,276,430
Value of total assets at beginning of year2013-12-31$128,329,355
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$929,508
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$190
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Assets. Real estate other than employer real property at end of year2013-12-31$6,100,253
Assets. Real estate other than employer real property at beginning of year2013-12-31$6,136,226
Administrative expenses professional fees incurred2013-12-31$339,826
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$18,292
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$149
Other income not declared elsewhere2013-12-31$223,375
Administrative expenses (other) incurred2013-12-31$173,931
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-6,052,925
Value of net assets at end of year (total assets less liabilities)2013-12-31$122,276,430
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$128,329,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$147,299
Assets. partnership/joint venture interests at beginning of year2013-12-31$175,433
Investment advisory and management fees2013-12-31$415,751
Value of interest in common/collective trusts at end of year2013-12-31$116,010,586
Value of interest in common/collective trusts at beginning of year2013-12-31$122,017,547
Net investment gain or loss from common/collective trusts2013-12-31$7,672,345
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Income. Dividends from common stock2013-12-31$190
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$12,824,888
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$42,515
Aggregate carrying amount (costs) on sale of assets2013-12-31$-933,130
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31A.C. EVANS LLC
Accountancy firm EIN2013-12-31263421158
2012 : RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-169,275
Total unrealized appreciation/depreciation of assets2012-12-31$-169,275
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$17,589,258
Total loss/gain on sale of assets2012-12-31$906,768
Total of all expenses incurred2012-12-31$16,700,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$16,123,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$128,329,355
Value of total assets at beginning of year2012-12-31$127,440,507
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$576,594
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$241
Assets. Real estate other than employer real property at end of year2012-12-31$6,136,226
Assets. Real estate other than employer real property at beginning of year2012-12-31$5,246,167
Administrative expenses professional fees incurred2012-12-31$328,940
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$149
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$20
Other income not declared elsewhere2012-12-31$200,918
Administrative expenses (other) incurred2012-12-31$178,736
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$888,848
Value of net assets at end of year (total assets less liabilities)2012-12-31$128,329,355
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$127,440,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$175,433
Assets. partnership/joint venture interests at beginning of year2012-12-31$462,200
Investment advisory and management fees2012-12-31$68,918
Value of interest in common/collective trusts at end of year2012-12-31$122,017,547
Value of interest in common/collective trusts at beginning of year2012-12-31$121,732,120
Net investment gain or loss from common/collective trusts2012-12-31$16,650,606
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Income. Dividends from common stock2012-12-31$241
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$16,123,816
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$300,285
Aggregate carrying amount (costs) on sale of assets2012-12-31$-606,483
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31A.C. EVANS LLC
Accountancy firm EIN2012-12-31263421158
2011 : RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$-359,437
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$43,843
Total unrealized appreciation/depreciation of assets2011-12-31$-315,594
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$25,414,306
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$10,138,276
Total loss/gain on sale of assets2011-12-31$6,571,023
Total of all expenses incurred2011-12-31$18,333,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$17,468,441
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$0
Value of total assets at end of year2011-12-31$127,440,507
Value of total assets at beginning of year2011-12-31$161,049,953
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$864,975
Total income from rents2011-12-31$152,365
Total interest from all sources2011-12-31$1,782,284
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$311,758
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$116,593
Assets. Real estate other than employer real property at end of year2011-12-31$5,246,167
Assets. Real estate other than employer real property at beginning of year2011-12-31$4,795,329
Administrative expenses professional fees incurred2011-12-31$108,667
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$200,110
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$0
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$33,394,524
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$20
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$725,046
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$24,484,407
Other income not declared elsewhere2011-12-31$75,836
Administrative expenses (other) incurred2011-12-31$467,601
Liabilities. Value of operating payables at beginning of year2011-12-31$929,899
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$22,740
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$-8,195,140
Value of net assets at end of year (total assets less liabilities)2011-12-31$127,440,507
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$135,635,647
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$462,200
Assets. partnership/joint venture interests at beginning of year2011-12-31$516,191
Investment advisory and management fees2011-12-31$288,707
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$34,145,176
Interest on participant loans2011-12-31$0
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$192,816
Income. Interest from US Government securities2011-12-31$271,116
Income. Interest from corporate debt instruments2011-12-31$1,316,717
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$121,732,120
Value of interest in common/collective trusts at beginning of year2011-12-31$4,746,860
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$860,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$860,024
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,635
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$24,661,144
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$114,194
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$1,446,410
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$0
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$7,500
Income. Dividends from common stock2011-12-31$187,665
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$17,468,441
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$14,263,659
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$14,222,589
Contract administrator fees2011-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$28,496,561
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$347,423,859
Aggregate carrying amount (costs) on sale of assets2011-12-31$340,852,836
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31A.C EVANS LLC
Accountancy firm EIN2011-12-31263421158
2010 : RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$357,376
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$7,542,470
Total unrealized appreciation/depreciation of assets2010-12-31$7,899,846
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$25,414,306
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$20,584,836
Total loss/gain on sale of assets2010-12-31$4,428,699
Total of all expenses incurred2010-12-31$19,904,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$18,619,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$161,049,953
Value of total assets at beginning of year2010-12-31$134,955,363
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,285,131
Total income from rents2010-12-31$197,898
Total interest from all sources2010-12-31$2,637,166
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$338,203
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Assets. Real estate other than employer real property at end of year2010-12-31$4,795,329
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$398,447
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$200,110
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$33,394,524
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$725,046
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$24,484,407
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$638,708
Administrative expenses (other) incurred2010-12-31$447,807
Liabilities. Value of operating payables at end of year2010-12-31$929,899
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$22,740
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$680,284
Value of net assets at end of year (total assets less liabilities)2010-12-31$135,635,647
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$134,955,363
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$516,191
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$438,877
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$34,145,176
Interest earned on other investments2010-12-31$299,519
Income. Interest from US Government securities2010-12-31$553,128
Income. Interest from corporate debt instruments2010-12-31$1,780,725
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$134,955,363
Value of interest in common/collective trusts at end of year2010-12-31$4,746,860
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$860,024
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$3,794
Asset value of US Government securities at end of year2010-12-31$24,661,144
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,355,505
Net investment gain or loss from common/collective trusts2010-12-31$2,088,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Income. Dividends from preferred stock2010-12-31$15,000
Income. Dividends from common stock2010-12-31$323,203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$18,619,421
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$14,263,659
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$14,222,589
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$28,496,561
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$315,736,490
Aggregate carrying amount (costs) on sale of assets2010-12-31$311,307,791
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG LLP
Accountancy firm EIN2010-12-31346565596
2009 : RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC.

2015: RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN FOR EMPLOYEES OF DIVERSEY, INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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