401k Plan data: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO plan

RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 401k Plan overview

Plan Name	RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO
Plan identification number	002

RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily flat dollar (includes dollars per year of service) Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

SMITHCO ENGINEERING, INC. has sponsored the creation of one or more 401k plans.

Company Name: SMITHCO ENGINEERING, INC.

Employer identification number (EIN): 730652772

NAIC Classification: 332300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-03-01 LAURA JOLLY LAURA JOLLY 2016-12-14
002 2014-03-01 LAURA JOLLY LAURA JOLLY 2015-12-11
002 2013-03-01 STEVE BREWER STEVE BREWER 2014-12-15
002 2012-03-01 STEVE BREWER STEVE BREWER 2013-12-11
002 2011-03-01 EMILY SNYDER EMILY SNYDER 2012-12-12
002 2010-03-01 EMILY SNYDER EMILY SNYDER 2011-12-15
002 2009-03-01 EMILY SNYDER EMILY SNYDER 2010-12-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2015-03-01	LAURA JOLLY	LAURA JOLLY	2016-12-14
002	2014-03-01	LAURA JOLLY	LAURA JOLLY	2015-12-11
002	2013-03-01	STEVE BREWER	STEVE BREWER	2014-12-15
002	2012-03-01	STEVE BREWER	STEVE BREWER	2013-12-11
002	2011-03-01	EMILY SNYDER	EMILY SNYDER	2012-12-12
002	2010-03-01	EMILY SNYDER	EMILY SNYDER	2011-12-15
002	2009-03-01	EMILY SNYDER	EMILY SNYDER	2010-12-15

Plan Statistics for RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO

401k plan membership statisitcs for RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO

Measure Date Value
2015: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2015 401k membership
Total participants, beginning-of-year 2015-03-01 126
Total number of active participants reported on line 7a of the Form 5500 2015-03-01 50
Number of retired or separated participants receiving benefits 2015-03-01 9
Number of other retired or separated participants entitled to future benefits 2015-03-01 55
Total of all active and inactive participants 2015-03-01 114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-03-01 2
Total participants 2015-03-01 116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-03-01 9
2014: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2014 401k membership
Total participants, beginning-of-year 2014-03-01 124
Total number of active participants reported on line 7a of the Form 5500 2014-03-01 50
Number of retired or separated participants receiving benefits 2014-03-01 6
Number of other retired or separated participants entitled to future benefits 2014-03-01 57
Total of all active and inactive participants 2014-03-01 113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-03-01 2
Total participants 2014-03-01 115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-03-01 8
2013: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2013 401k membership
Total participants, beginning-of-year 2013-03-01 121
Total number of active participants reported on line 7a of the Form 5500 2013-03-01 56
Number of retired or separated participants receiving benefits 2013-03-01 2
Number of other retired or separated participants entitled to future benefits 2013-03-01 56
Total of all active and inactive participants 2013-03-01 114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-03-01 2
Total participants 2013-03-01 116
Number of participants with account balances 2013-03-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-03-01 5
2012: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2012 401k membership
Total participants, beginning-of-year 2012-03-01 103
Total number of active participants reported on line 7a of the Form 5500 2012-03-01 48
Number of retired or separated participants receiving benefits 2012-03-01 1
Number of other retired or separated participants entitled to future benefits 2012-03-01 55
Total of all active and inactive participants 2012-03-01 104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-03-01 2
Total participants 2012-03-01 106
Number of participants with account balances 2012-03-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-03-01 5
2011: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2011 401k membership
Total participants, beginning-of-year 2011-03-01 101
Total number of active participants reported on line 7a of the Form 5500 2011-03-01 49
Number of retired or separated participants receiving benefits 2011-03-01 1
Number of other retired or separated participants entitled to future benefits 2011-03-01 51
Total of all active and inactive participants 2011-03-01 101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-03-01 2
Total participants 2011-03-01 103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-03-01 1
2010: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2010 401k membership
Total participants, beginning-of-year 2010-03-01 96
Total number of active participants reported on line 7a of the Form 5500 2010-03-01 46
Number of retired or separated participants receiving benefits 2010-03-01 1
Number of other retired or separated participants entitled to future benefits 2010-03-01 53
Total of all active and inactive participants 2010-03-01 100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-03-01 0
Total participants 2010-03-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-03-01 1
2009: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2009 401k membership
Total participants, beginning-of-year 2009-03-01 120
Total number of active participants reported on line 7a of the Form 5500 2009-03-01 38
Number of retired or separated participants receiving benefits 2009-03-01 1
Number of other retired or separated participants entitled to future benefits 2009-03-01 57
Total of all active and inactive participants 2009-03-01 96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-03-01 0
Total participants 2009-03-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-03-01 24

Measure	Date	Value
2015: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2015 401k membership
Total participants, beginning-of-year	2015-03-01	126
Total number of active participants reported on line 7a of the Form 5500	2015-03-01	50
Number of retired or separated participants receiving benefits	2015-03-01	9
Number of other retired or separated participants entitled to future benefits	2015-03-01	55
Total of all active and inactive participants	2015-03-01	114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-03-01	2
Total participants	2015-03-01	116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-03-01	9
2014: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2014 401k membership
Total participants, beginning-of-year	2014-03-01	124
Total number of active participants reported on line 7a of the Form 5500	2014-03-01	50
Number of retired or separated participants receiving benefits	2014-03-01	6
Number of other retired or separated participants entitled to future benefits	2014-03-01	57
Total of all active and inactive participants	2014-03-01	113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-03-01	2
Total participants	2014-03-01	115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-03-01	8
2013: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2013 401k membership
Total participants, beginning-of-year	2013-03-01	121
Total number of active participants reported on line 7a of the Form 5500	2013-03-01	56
Number of retired or separated participants receiving benefits	2013-03-01	2
Number of other retired or separated participants entitled to future benefits	2013-03-01	56
Total of all active and inactive participants	2013-03-01	114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-03-01	2
Total participants	2013-03-01	116
Number of participants with account balances	2013-03-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-03-01	5
2012: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2012 401k membership
Total participants, beginning-of-year	2012-03-01	103
Total number of active participants reported on line 7a of the Form 5500	2012-03-01	48
Number of retired or separated participants receiving benefits	2012-03-01	1
Number of other retired or separated participants entitled to future benefits	2012-03-01	55
Total of all active and inactive participants	2012-03-01	104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-03-01	2
Total participants	2012-03-01	106
Number of participants with account balances	2012-03-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-03-01	5
2011: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2011 401k membership
Total participants, beginning-of-year	2011-03-01	101
Total number of active participants reported on line 7a of the Form 5500	2011-03-01	49
Number of retired or separated participants receiving benefits	2011-03-01	1
Number of other retired or separated participants entitled to future benefits	2011-03-01	51
Total of all active and inactive participants	2011-03-01	101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-03-01	2
Total participants	2011-03-01	103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-03-01	1
2010: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2010 401k membership
Total participants, beginning-of-year	2010-03-01	96
Total number of active participants reported on line 7a of the Form 5500	2010-03-01	46
Number of retired or separated participants receiving benefits	2010-03-01	1
Number of other retired or separated participants entitled to future benefits	2010-03-01	53
Total of all active and inactive participants	2010-03-01	100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-03-01	0
Total participants	2010-03-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-03-01	1
2009: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2009 401k membership
Total participants, beginning-of-year	2009-03-01	120
Total number of active participants reported on line 7a of the Form 5500	2009-03-01	38
Number of retired or separated participants receiving benefits	2009-03-01	1
Number of other retired or separated participants entitled to future benefits	2009-03-01	57
Total of all active and inactive participants	2009-03-01	96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-03-01	0
Total participants	2009-03-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-03-01	24

Financial Data on RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO

Measure	Date	Value
2016 : RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-02-29	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-02-29	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-02-29	$0
Total income from all sources (including contributions)	2016-02-29	$29,194
Total loss/gain on sale of assets	2016-02-29	$0
Total of all expenses incurred	2016-02-29	$34,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-02-29	$29,035
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-02-29	$120,000
Value of total assets at end of year	2016-02-29	$1,346,707
Value of total assets at beginning of year	2016-02-29	$1,352,317
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-02-29	$5,769
Total interest from all sources	2016-02-29	$38
Total dividends received (eg from common stock, registered investment company shares)	2016-02-29	$26,759
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-02-29	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-02-29	$26,759
Was this plan covered by a fidelity bond	2016-02-29	Yes
Value of fidelity bond cover	2016-02-29	$1,000,000
If this is an individual account plan, was there a blackout period	2016-02-29	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-02-29	$0
Were there any nonexempt tranactions with any party-in-interest	2016-02-29	No
Participant contributions at beginning of year	2016-02-29	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-02-29	$11
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-02-29	$0
Other income not declared elsewhere	2016-02-29	$549
Administrative expenses (other) incurred	2016-02-29	$549
Total non interest bearing cash at end of year	2016-02-29	$0
Total non interest bearing cash at beginning of year	2016-02-29	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-02-29	No
Value of net income/loss	2016-02-29	$-5,610
Value of net assets at end of year (total assets less liabilities)	2016-02-29	$1,346,707
Value of net assets at beginning of year (total assets less liabilities)	2016-02-29	$1,352,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-02-29	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-02-29	No
Were any leases to which the plan was party in default or uncollectible	2016-02-29	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-02-29	$1,262,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-02-29	$1,307,301
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-02-29	$39,351
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-02-29	$10,016
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-02-29	$10,016
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-02-29	$38
Asset value of US Government securities at end of year	2016-02-29	$0
Asset value of US Government securities at beginning of year	2016-02-29	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-02-29	$-118,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-02-29	Yes
Was there a failure to transmit to the plan any participant contributions	2016-02-29	No
Has the plan failed to provide any benefit when due under the plan	2016-02-29	No
Contributions received in cash from employer	2016-02-29	$120,000
Employer contributions (assets) at end of year	2016-02-29	$45,000
Employer contributions (assets) at beginning of year	2016-02-29	$35,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-02-29	$29,035
Asset. Corporate debt instrument preferred debt at end of year	2016-02-29	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-02-29	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-02-29	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-02-29	$0
Contract administrator fees	2016-02-29	$5,220
Did the plan have assets held for investment	2016-02-29	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-02-29	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-02-29	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-02-29	Yes
Opinion of an independent qualified public accountant for this plan	2016-02-29	Disclaimer
Accountancy firm name	2016-02-29	BKD, LLP
Accountancy firm EIN	2016-02-29	440160260
2015 : RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-02-28	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-02-28	$0
Total unrealized appreciation/depreciation of assets	2015-02-28	$0
Total transfer of assets to this plan	2015-02-28	$0
Total transfer of assets from this plan	2015-02-28	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-02-28	$0
Expenses. Interest paid	2015-02-28	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-02-28	$0
Total income from all sources (including contributions)	2015-02-28	$155,181
Total loss/gain on sale of assets	2015-02-28	$25,090
Total of all expenses incurred	2015-02-28	$23,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-02-28	$17,871
Expenses. Certain deemed distributions of participant loans	2015-02-28	$0
Value of total corrective distributions	2015-02-28	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-02-28	$99,800
Value of total assets at end of year	2015-02-28	$1,352,317
Value of total assets at beginning of year	2015-02-28	$1,220,559
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-02-28	$5,552
Total income from rents	2015-02-28	$0
Total interest from all sources	2015-02-28	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-02-28	$30,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-02-28	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-02-28	$30,464
Administrative expenses professional fees incurred	2015-02-28	$0
Was this plan covered by a fidelity bond	2015-02-28	Yes
Value of fidelity bond cover	2015-02-28	$1,000,000
If this is an individual account plan, was there a blackout period	2015-02-28	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-02-28	$0
Were there any nonexempt tranactions with any party-in-interest	2015-02-28	No
Contributions received from participants	2015-02-28	$0
Participant contributions at end of year	2015-02-28	$0
Participant contributions at beginning of year	2015-02-28	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-02-28	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-02-28	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-02-28	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-02-28	$0
Other income not declared elsewhere	2015-02-28	$447
Administrative expenses (other) incurred	2015-02-28	$447
Total non interest bearing cash at end of year	2015-02-28	$0
Total non interest bearing cash at beginning of year	2015-02-28	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-02-28	No
Income. Non cash contributions	2015-02-28	$0
Value of net income/loss	2015-02-28	$131,758
Value of net assets at end of year (total assets less liabilities)	2015-02-28	$1,352,317
Value of net assets at beginning of year (total assets less liabilities)	2015-02-28	$1,220,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-02-28	No
Were any leases to which the plan was party in default or uncollectible	2015-02-28	No
Investment advisory and management fees	2015-02-28	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-02-28	$1,307,301
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-02-28	$1,123,254
Interest on participant loans	2015-02-28	$0
Income. Interest from loans (other than to participants)	2015-02-28	$0
Interest earned on other investments	2015-02-28	$0
Income. Interest from US Government securities	2015-02-28	$0
Income. Interest from corporate debt instruments	2015-02-28	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-02-28	$10,016
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-02-28	$3,105
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-02-28	$3,105
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-02-28	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-02-28	$0
Asset value of US Government securities at end of year	2015-02-28	$0
Asset value of US Government securities at beginning of year	2015-02-28	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-02-28	$-620
Net investment gain/loss from pooled separate accounts	2015-02-28	$0
Net investment gain or loss from common/collective trusts	2015-02-28	$0
Net gain/loss from 103.12 investment entities	2015-02-28	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-02-28	Yes
Was there a failure to transmit to the plan any participant contributions	2015-02-28	No
Has the plan failed to provide any benefit when due under the plan	2015-02-28	No
Contributions received in cash from employer	2015-02-28	$99,800
Employer contributions (assets) at end of year	2015-02-28	$35,000
Employer contributions (assets) at beginning of year	2015-02-28	$94,200
Income. Dividends from preferred stock	2015-02-28	$0
Income. Dividends from common stock	2015-02-28	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-02-28	$17,871
Asset. Corporate debt instrument preferred debt at end of year	2015-02-28	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-02-28	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-02-28	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-02-28	$0
Contract administrator fees	2015-02-28	$5,105
Did the plan have assets held for investment	2015-02-28	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-02-28	No
Aggregate proceeds on sale of assets	2015-02-28	$105,264
Aggregate carrying amount (costs) on sale of assets	2015-02-28	$80,174
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-02-28	Yes
Opinion of an independent qualified public accountant for this plan	2015-02-28	Disclaimer
Accountancy firm name	2015-02-28	BKD,LLP
Accountancy firm EIN	2015-02-28	440160260
2014 : RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-02-28	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-02-28	$0
Expenses. Interest paid	2014-02-28	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-02-28	$0
Total income from all sources (including contributions)	2014-02-28	$224,142
Total loss/gain on sale of assets	2014-02-28	$20,969
Total of all expenses incurred	2014-02-28	$15,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-02-28	$11,092
Expenses. Certain deemed distributions of participant loans	2014-02-28	$0
Value of total corrective distributions	2014-02-28	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-02-28	$94,200
Value of total assets at end of year	2014-02-28	$1,220,559
Value of total assets at beginning of year	2014-02-28	$1,012,207
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-02-28	$4,698
Total interest from all sources	2014-02-28	$1
Total dividends received (eg from common stock, registered investment company shares)	2014-02-28	$18,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-02-28	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-02-28	$18,450
Was this plan covered by a fidelity bond	2014-02-28	Yes
Value of fidelity bond cover	2014-02-28	$110,000
If this is an individual account plan, was there a blackout period	2014-02-28	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-02-28	$0
Were there any nonexempt tranactions with any party-in-interest	2014-02-28	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-02-28	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-02-28	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-02-28	$8
Other income not declared elsewhere	2014-02-28	$275
Administrative expenses (other) incurred	2014-02-28	$275
Total non interest bearing cash at end of year	2014-02-28	$0
Total non interest bearing cash at beginning of year	2014-02-28	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-02-28	No
Value of net income/loss	2014-02-28	$208,352
Value of net assets at end of year (total assets less liabilities)	2014-02-28	$1,220,559
Value of net assets at beginning of year (total assets less liabilities)	2014-02-28	$1,012,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-02-28	No
Were any leases to which the plan was party in default or uncollectible	2014-02-28	No
Investment advisory and management fees	2014-02-28	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-02-28	$1,123,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-02-28	$1,007,128
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-02-28	$3,105
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-02-28	$5,071
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-02-28	$5,071
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-02-28	$1
Expenses. Payments to insurance carriers foe the provision of benefits	2014-02-28	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-02-28	$90,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-02-28	Yes
Was there a failure to transmit to the plan any participant contributions	2014-02-28	No
Has the plan failed to provide any benefit when due under the plan	2014-02-28	No
Contributions received in cash from employer	2014-02-28	$94,200
Employer contributions (assets) at end of year	2014-02-28	$94,200
Employer contributions (assets) at beginning of year	2014-02-28	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-02-28	$11,092
Contract administrator fees	2014-02-28	$4,423
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-02-28	No
Did the plan have assets held for investment	2014-02-28	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-02-28	No
Aggregate proceeds on sale of assets	2014-02-28	$70,222
Aggregate carrying amount (costs) on sale of assets	2014-02-28	$49,253
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-02-28	Yes
Opinion of an independent qualified public accountant for this plan	2014-02-28	Disclaimer
Accountancy firm name	2014-02-28	BKD, LLP
Accountancy firm EIN	2014-02-28	440160260
2013 : RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2013 401k financial data
Transfers to/from the plan	2013-02-28	$0
Total plan liabilities at end of year	2013-02-28	$0
Total plan liabilities at beginning of year	2013-02-28	$0
Total income from all sources	2013-02-28	$57,594
Expenses. Total of all expenses incurred	2013-02-28	$301
Benefits paid (including direct rollovers)	2013-02-28	$301
Total plan assets at end of year	2013-02-28	$1,012,207
Total plan assets at beginning of year	2013-02-28	$954,914
Value of fidelity bond covering the plan	2013-02-28	$1,000,000
Total contributions received or receivable from participants	2013-02-28	$0
Expenses. Other expenses not covered elsewhere	2013-02-28	$0
Contributions received from other sources (not participants or employers)	2013-02-28	$0
Other income received	2013-02-28	$11,167
Noncash contributions received	2013-02-28	$0
Net income (gross income less expenses)	2013-02-28	$57,293
Net plan assets at end of year (total assets less liabilities)	2013-02-28	$1,012,207
Net plan assets at beginning of year (total assets less liabilities)	2013-02-28	$954,914
Total contributions received or receivable from employer(s)	2013-02-28	$46,427
Value of certain deemed distributions of participant loans	2013-02-28	$0
Value of corrective distributions	2013-02-28	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-02-28	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-02-28	$0
2012 : RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2012 401k financial data
Transfers to/from the plan	2012-02-29	$0
Total plan liabilities at beginning of year	2012-02-29	$0
Total income from all sources	2012-02-29	$183,105
Expenses. Total of all expenses incurred	2012-02-29	$21,323
Benefits paid (including direct rollovers)	2012-02-29	$21,308
Total plan assets at end of year	2012-02-29	$954,914
Total plan assets at beginning of year	2012-02-29	$793,132
Value of fidelity bond covering the plan	2012-02-29	$1,000,000
Total contributions received or receivable from participants	2012-02-29	$0
Expenses. Other expenses not covered elsewhere	2012-02-29	$15
Contributions received from other sources (not participants or employers)	2012-02-29	$0
Other income received	2012-02-29	$15,105
Noncash contributions received	2012-02-29	$0
Net income (gross income less expenses)	2012-02-29	$161,782
Net plan assets at end of year (total assets less liabilities)	2012-02-29	$954,914
Net plan assets at beginning of year (total assets less liabilities)	2012-02-29	$793,132
Total contributions received or receivable from employer(s)	2012-02-29	$168,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-02-29	$0
2011 : RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2011 401k financial data
Transfers to/from the plan	2011-02-28	$0
Total plan liabilities at end of year	2011-02-28	$0
Total plan liabilities at beginning of year	2011-02-28	$0
Total income from all sources	2011-02-28	$76,517
Expenses. Total of all expenses incurred	2011-02-28	$316
Benefits paid (including direct rollovers)	2011-02-28	$301
Total plan assets at end of year	2011-02-28	$793,132
Total plan assets at beginning of year	2011-02-28	$716,931
Value of fidelity bond covering the plan	2011-02-28	$1,000,000
Total contributions received or receivable from participants	2011-02-28	$0
Expenses. Other expenses not covered elsewhere	2011-02-28	$15
Contributions received from other sources (not participants or employers)	2011-02-28	$0
Other income received	2011-02-28	$15,285
Noncash contributions received	2011-02-28	$0
Net income (gross income less expenses)	2011-02-28	$76,201
Net plan assets at end of year (total assets less liabilities)	2011-02-28	$793,132
Net plan assets at beginning of year (total assets less liabilities)	2011-02-28	$716,931
Total contributions received or receivable from employer(s)	2011-02-28	$61,232
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-02-28	$0
2010 : RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-02-28	$0

Form 5500 Responses for RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO

2015: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2015 form 5500 responses
2015-03-01	Type of plan entity	Single employer plan
2015-03-01	Submission has been amended	No
2015-03-01	This submission is the final filing	No
2015-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-03-01	Plan is a collectively bargained plan	No
2015-03-01	Plan funding arrangement – Trust	Yes
2015-03-01	Plan benefit arrangement - Trust	Yes
2014: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2014 form 5500 responses
2014-03-01	Type of plan entity	Single employer plan
2014-03-01	Submission has been amended	No
2014-03-01	This submission is the final filing	No
2014-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-03-01	Plan is a collectively bargained plan	No
2014-03-01	Plan funding arrangement – Trust	Yes
2014-03-01	Plan benefit arrangement - Trust	Yes
2013: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2013 form 5500 responses
2013-03-01	Type of plan entity	Single employer plan
2013-03-01	Submission has been amended	No
2013-03-01	This submission is the final filing	No
2013-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-03-01	Plan is a collectively bargained plan	No
2013-03-01	Plan funding arrangement – Trust	Yes
2013-03-01	Plan benefit arrangement - Trust	Yes
2012: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2012 form 5500 responses
2012-03-01	Type of plan entity	Single employer plan
2012-03-01	Submission has been amended	No
2012-03-01	This submission is the final filing	No
2012-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-03-01	Plan is a collectively bargained plan	No
2012-03-01	Plan funding arrangement – Insurance	Yes
2012-03-01	Plan benefit arrangement – Insurance	Yes
2011: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2011 form 5500 responses
2011-03-01	Type of plan entity	Single employer plan
2011-03-01	Submission has been amended	No
2011-03-01	This submission is the final filing	No
2011-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-03-01	Plan is a collectively bargained plan	Yes
2011-03-01	Plan funding arrangement – Insurance	Yes
2011-03-01	Plan benefit arrangement – Insurance	Yes
2010: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2010 form 5500 responses
2010-03-01	Type of plan entity	Single employer plan
2010-03-01	Submission has been amended	No
2010-03-01	This submission is the final filing	No
2010-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-03-01	Plan is a collectively bargained plan	Yes
2010-03-01	Plan funding arrangement – Insurance	Yes
2010-03-01	Plan benefit arrangement – Insurance	Yes
2009: RETIREMENT PLAN FOR UNION EMPLOYEES OF SMITHCO 2009 form 5500 responses
2009-03-01	Type of plan entity	Single employer plan
2009-03-01	Submission has been amended	No
2009-03-01	This submission is the final filing	No
2009-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-03-01	Plan is a collectively bargained plan	Yes
2009-03-01	Plan funding arrangement – Insurance	Yes
2009-03-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )

Policy contract number

99817800

Policy instance

Insurance contract or identification number	99817800
Insurance policy start date	2012-03-01
Insurance policy end date	2013-02-28
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Insurance broker organization code?	3
Insurance broker name	NO COMMISSIONS

AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )

Policy contract number

99817800

Policy instance

Insurance contract or identification number	99817800
Number of Individuals Covered	103
Insurance policy start date	2011-03-01
Insurance policy end date	2012-02-28
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 63665 )

Policy contract number

99817800

Policy instance

Insurance contract or identification number	99817800
Number of Individuals Covered	100
Insurance policy start date	2010-03-01
Insurance policy end date	2011-02-28
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	SMITHCO ENGINEERING, INC.
Employer identification number (EIN):	730652772
NAIC Classification:	332300