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RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 401k Plan overview

Plan NameRETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER
Plan identification number 002

RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

BRADFORD HOSPITAL has sponsored the creation of one or more 401k plans.

Company Name:BRADFORD HOSPITAL
Employer identification number (EIN):250965270
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01JOYCE MARTINEZ
0022017-01-01JOYCE MARTINEZ
0022016-01-01TIMOTHY M MCNAMARA
0022015-01-01KERRY A. CHRISTIE
0022014-01-01TIMOTHY M MCNAMARA
0022013-01-01TIMOTHY M MCNAMARA
0022012-01-01TIMOTHY M MCNAMARA
0022011-01-01TIMOTHY MCNAMARA
0022009-01-01JOYCE MARTINEZ

Plan Statistics for RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER

401k plan membership statisitcs for RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER

Measure Date Value
2017: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2017 401k membership
Total participants, beginning-of-year2017-01-01921
Total number of active participants reported on line 7a of the Form 55002017-01-01555
Number of other retired or separated participants entitled to future benefits2017-01-01290
Total of all active and inactive participants2017-01-01845
Total participants2017-01-01845
Number of participants with account balances2017-01-01819
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2016 401k membership
Total participants, beginning-of-year2016-01-01894
Total number of active participants reported on line 7a of the Form 55002016-01-01568
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01346
Total of all active and inactive participants2016-01-01914
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01914
Number of participants with account balances2016-01-01899
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2015 401k membership
Total participants, beginning-of-year2015-01-01869
Total number of active participants reported on line 7a of the Form 55002015-01-01582
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01305
Total of all active and inactive participants2015-01-01887
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01887
Number of participants with account balances2015-01-01853
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2014 401k membership
Total participants, beginning-of-year2014-01-01858
Total number of active participants reported on line 7a of the Form 55002014-01-01595
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01277
Total of all active and inactive participants2014-01-01872
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01872
Number of participants with account balances2014-01-01790
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2013 401k membership
Total participants, beginning-of-year2013-01-01797
Total number of active participants reported on line 7a of the Form 55002013-01-01638
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01215
Total of all active and inactive participants2013-01-01853
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01853
Number of participants with account balances2013-01-01696
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2012 401k membership
Total participants, beginning-of-year2012-01-01787
Total number of active participants reported on line 7a of the Form 55002012-01-01612
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01220
Total of all active and inactive participants2012-01-01832
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01832
Number of participants with account balances2012-01-01698
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2011 401k membership
Total participants, beginning-of-year2011-01-01748
Total number of active participants reported on line 7a of the Form 55002011-01-01683
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01144
Total of all active and inactive participants2011-01-01827
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01827
Number of participants with account balances2011-01-01673
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2009 401k membership
Total participants, beginning-of-year2009-01-01847
Total number of active participants reported on line 7a of the Form 55002009-01-01789
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01105
Total of all active and inactive participants2009-01-01894
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01894
Number of participants with account balances2009-01-01493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER

Measure Date Value
2017 : RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$5,291,570
Total of all expenses incurred2017-12-31$3,455,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,369,242
Expenses. Certain deemed distributions of participant loans2017-12-31$6,308
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,161,169
Value of total assets at end of year2017-12-31$25,830,697
Value of total assets at beginning of year2017-12-31$23,994,586
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$79,909
Total interest from all sources2017-12-31$146,945
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,183,884
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,183,884
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,107,135
Participant contributions at end of year2017-12-31$409,113
Participant contributions at beginning of year2017-12-31$352,083
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$4,728
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,836,111
Value of net assets at end of year (total assets less liabilities)2017-12-31$25,830,697
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$23,994,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$20,320,133
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$18,453,008
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$16,243
Interest earned on other investments2017-12-31$130,702
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$4,370,977
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,440,106
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,799,572
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,049,306
Employer contributions (assets) at end of year2017-12-31$730,474
Employer contributions (assets) at beginning of year2017-12-31$749,389
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,369,242
Contract administrator fees2017-12-31$79,909
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31LUMSDEN & MCCORMICK LLP
Accountancy firm EIN2017-12-31160765486
2016 : RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,922,152
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,785,170
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,705,997
Expenses. Certain deemed distributions of participant loans2016-12-31$1,072
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,263,766
Value of total assets at end of year2016-12-31$23,994,586
Value of total assets at beginning of year2016-12-31$21,857,604
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$78,101
Total interest from all sources2016-12-31$124,264
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,057,780
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,057,780
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,147,507
Participant contributions at end of year2016-12-31$352,083
Participant contributions at beginning of year2016-12-31$346,491
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$41,854
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,136,982
Value of net assets at end of year (total assets less liabilities)2016-12-31$23,994,586
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$21,857,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$18,453,008
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$17,224,591
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$14,976
Interest earned on other investments2016-12-31$109,288
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,440,106
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,578,772
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$476,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,074,405
Employer contributions (assets) at end of year2016-12-31$749,389
Employer contributions (assets) at beginning of year2016-12-31$707,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,705,997
Contract administrator fees2016-12-31$78,101
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LUMSDEN & MCCORMICK LLP
Accountancy firm EIN2016-12-31160765486
2015 : RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,316,598
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,036,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,965,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,254,135
Value of total assets at end of year2015-12-31$21,857,604
Value of total assets at beginning of year2015-12-31$21,577,734
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$71,589
Total interest from all sources2015-12-31$113,571
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,067,465
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,067,465
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,093,905
Participant contributions at end of year2015-12-31$346,491
Participant contributions at beginning of year2015-12-31$381,226
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$141,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$279,870
Value of net assets at end of year (total assets less liabilities)2015-12-31$21,857,604
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$21,577,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$17,224,591
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$17,238,317
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$14,201
Interest earned on other investments2015-12-31$99,370
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,578,772
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$3,221,602
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,118,573
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,019,065
Employer contributions (assets) at end of year2015-12-31$707,750
Employer contributions (assets) at beginning of year2015-12-31$736,589
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,965,139
Contract administrator fees2015-12-31$71,589
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2015-12-31160765486
2014 : RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,650,112
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,775,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,711,592
Expenses. Certain deemed distributions of participant loans2014-12-31$-5,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,384,428
Value of total assets at end of year2014-12-31$21,577,734
Value of total assets at beginning of year2014-12-31$19,702,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$68,665
Total interest from all sources2014-12-31$101,926
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,029,286
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,029,286
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,195,164
Participant contributions at end of year2014-12-31$381,226
Participant contributions at beginning of year2014-12-31$285,586
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$131,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,874,896
Value of net assets at end of year (total assets less liabilities)2014-12-31$21,577,734
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$19,702,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$17,238,317
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$15,829,119
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$13,814
Interest earned on other investments2014-12-31$88,112
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$3,221,602
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,845,722
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$134,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,057,881
Employer contributions (assets) at end of year2014-12-31$736,589
Employer contributions (assets) at beginning of year2014-12-31$742,411
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,711,592
Contract administrator fees2014-12-31$68,665
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2014-12-31160765486
2013 : RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,332,705
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,878,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,830,887
Expenses. Certain deemed distributions of participant loans2013-12-31$-8,627
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,315,293
Value of total assets at end of year2013-12-31$19,702,838
Value of total assets at beginning of year2013-12-31$16,248,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$56,577
Total interest from all sources2013-12-31$82,781
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$658,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$658,139
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,189,526
Participant contributions at end of year2013-12-31$285,586
Participant contributions at beginning of year2013-12-31$226,210
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$46,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,453,868
Value of net assets at end of year (total assets less liabilities)2013-12-31$19,702,838
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$16,248,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$15,829,119
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$13,114,955
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$10,821
Interest earned on other investments2013-12-31$71,960
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,845,722
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,168,311
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,276,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,079,378
Employer contributions (assets) at end of year2013-12-31$742,411
Employer contributions (assets) at beginning of year2013-12-31$739,494
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,830,887
Contract administrator fees2013-12-31$56,577
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2013-12-31160765486
2012 : RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,611,857
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,762,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,678,256
Expenses. Certain deemed distributions of participant loans2012-12-31$36,504
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,888,964
Value of total assets at end of year2012-12-31$16,248,970
Value of total assets at beginning of year2012-12-31$13,399,391
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$47,518
Total interest from all sources2012-12-31$70,018
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$367,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$367,984
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,199,544
Participant contributions at end of year2012-12-31$226,210
Participant contributions at beginning of year2012-12-31$245,378
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$49,762
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,849,579
Value of net assets at end of year (total assets less liabilities)2012-12-31$16,248,970
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,399,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$13,114,955
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,244,647
Interest on participant loans2012-12-31$9,907
Interest earned on other investments2012-12-31$60,111
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,168,311
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,909,366
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,284,891
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,639,658
Employer contributions (assets) at end of year2012-12-31$739,494
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,678,256
Contract administrator fees2012-12-31$47,518
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2012-12-31160765486
2011 : RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,164,947
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,432,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,361,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,380,330
Value of total assets at end of year2011-12-31$13,399,391
Value of total assets at beginning of year2011-12-31$14,666,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$71,032
Total interest from all sources2011-12-31$73,525
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$296,878
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$296,878
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,006,102
Participant contributions at end of year2011-12-31$245,378
Participant contributions at beginning of year2011-12-31$215,956
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$99,297
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,267,481
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,399,391
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,666,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,244,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$12,360,533
Interest on participant loans2011-12-31$11,437
Interest earned on other investments2011-12-31$62,088
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,909,366
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,090,383
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-585,786
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$274,931
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,361,396
Contract administrator fees2011-12-31$71,032
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2011-12-31160765486
2010 : RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,130,521
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,293,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,193,216
Expenses. Certain deemed distributions of participant loans2010-12-31$28,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,424,958
Value of total assets at end of year2010-12-31$14,666,872
Value of total assets at beginning of year2010-12-31$13,830,215
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$72,297
Total interest from all sources2010-12-31$81,686
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$282,414
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$282,414
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,026,598
Participant contributions at end of year2010-12-31$215,956
Participant contributions at beginning of year2010-12-31$222,038
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$133,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$836,657
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,666,872
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$13,830,215
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$12,360,533
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$11,819,010
Interest on participant loans2010-12-31$11,035
Interest earned on other investments2010-12-31$70,651
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,090,383
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,789,167
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,341,463
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$264,502
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,193,216
Contract administrator fees2010-12-31$72,297
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2010-12-31160765486

Form 5500 Responses for RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER

2017: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN OF BRADFORD REGIONAL MEDICAL CENTER 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number63687
Policy instance 1
Insurance contract or identification number63687
Number of Individuals Covered820
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number63687
Policy instance 1
Insurance contract or identification number63687
Number of Individuals Covered854
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number63687
Policy instance 1
Insurance contract or identification number63687
Number of Individuals Covered792
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number63687
Policy instance 1
Insurance contract or identification number63687
Number of Individuals Covered696
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number63687
Policy instance 1
Insurance contract or identification number63687
Number of Individuals Covered701
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number63687
Policy instance 1
Insurance contract or identification number63687
Number of Individuals Covered673
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number63687
Policy instance 1
Insurance contract or identification number63687
Number of Individuals Covered470
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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