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RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 401k Plan overview

Plan NameRETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER
Plan identification number 007

RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CALUMET GP, LLC has sponsored the creation of one or more 401k plans.

Company Name:CALUMET GP, LLC
Employer identification number (EIN):364579817
NAIC Classification:213110
NAIC Description: Support Activities for Mining

Additional information about CALUMET GP, LLC

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2012-01-09
Company Identification Number: 0801532157
Legal Registered Office Address: 2780 WATERFRONT PARKWAY EAST DR STE 200

INDIANAPOLIS
United States of America (USA)
46214

More information about CALUMET GP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0072016-01-01CAROL HUTTON NICK BLAUWIEKEL2017-10-16
0072015-01-01CAROL HUTTON CHRIS SVOBODA2016-10-14
0072014-01-01CAROL HUTTON MIKE NAJAR2015-10-14
0072013-01-01CAROL HUTTON DAVID BURFORD2014-10-15
0072012-01-01CAROL HUTTON DAVID BURFORD2013-10-11
0072011-01-01CAROL HUTTON DAVID BURFORD2012-10-15

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER

Measure Date Value
2016: RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2016 401k membership
Market value of plan assets2016-12-3117,657,821
Acturial value of plan assets2016-12-3118,481,075
Funding target for retired participants and beneficiaries receiving payment2016-12-3112,324,849
Number of terminated vested participants2016-12-3112
Fundng target for terminated vested participants2016-12-31396,583
Active participant vested funding target2016-12-316,491,556
Number of active participants2016-12-31103
Total funding liabilities for active participants2016-12-316,947,931
Total participant count2016-12-31214
Total funding target for all participants2016-12-3119,669,363
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-31317
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-31337
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-31291,684
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31280,304
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-3114,688
Net shortfall amortization installment of oustanding balance2016-12-311,188,288
Total funding amount beforereflecting carryover/prefunding balances2016-12-31279,656
Additional cash requirement2016-12-31279,656
Contributions allocatedtoward minimum required contributions for current year2016-12-31280,304
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01212
Total number of active participants reported on line 7a of the Form 55002016-01-0199
Number of retired or separated participants receiving benefits2016-01-0174
Number of other retired or separated participants entitled to future benefits2016-01-0112
Total of all active and inactive participants2016-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0127
Total participants2016-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2015 401k membership
Total participants, beginning-of-year2015-01-01216
Total number of active participants reported on line 7a of the Form 55002015-01-01103
Number of retired or separated participants receiving benefits2015-01-0173
Number of other retired or separated participants entitled to future benefits2015-01-0111
Total of all active and inactive participants2015-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0125
Total participants2015-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2014 401k membership
Total participants, beginning-of-year2014-01-01217
Total number of active participants reported on line 7a of the Form 55002014-01-01104
Number of retired or separated participants receiving benefits2014-01-0174
Number of other retired or separated participants entitled to future benefits2014-01-0112
Total of all active and inactive participants2014-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0126
Total participants2014-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2013 401k membership
Total participants, beginning-of-year2013-01-01212
Total number of active participants reported on line 7a of the Form 55002013-01-01106
Number of retired or separated participants receiving benefits2013-01-0174
Number of other retired or separated participants entitled to future benefits2013-01-0111
Total of all active and inactive participants2013-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0126
Total participants2013-01-01217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2012 401k membership
Total participants, beginning-of-year2012-01-01214
Total number of active participants reported on line 7a of the Form 55002012-01-01103
Number of retired or separated participants receiving benefits2012-01-0175
Number of other retired or separated participants entitled to future benefits2012-01-018
Total of all active and inactive participants2012-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0126
Total participants2012-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2011 401k membership
Total participants, beginning-of-year2011-01-01224
Total number of active participants reported on line 7a of the Form 55002011-01-01104
Number of retired or separated participants receiving benefits2011-01-0175
Number of other retired or separated participants entitled to future benefits2011-01-018
Total of all active and inactive participants2011-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0127
Total participants2011-01-01214
Number of participants with account balances2011-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER

Measure Date Value
2016 : RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,680,535
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,261,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,237,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$291,684
Value of total assets at end of year2016-12-31$18,083,122
Value of total assets at beginning of year2016-12-31$17,663,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$23,898
Total interest from all sources2016-12-31$66
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$2
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$2
Other income not declared elsewhere2016-12-31$66
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$419,284
Value of net assets at end of year (total assets less liabilities)2016-12-31$18,083,122
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$17,663,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Interest earned on other investments2016-12-31$66
Value of interest in master investment trust accounts at end of year2016-12-31$17,998,196
Value of interest in master investment trust accounts at beginning of year2016-12-31$17,465,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$10,001
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$10,175
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$10,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$291,684
Employer contributions (assets) at end of year2016-12-31$74,923
Employer contributions (assets) at beginning of year2016-12-31$188,057
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,237,353
Contract administrator fees2016-12-31$23,898
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KATZ, SAPPER AND MILLER, LLP
Accountancy firm EIN2016-12-31351090346
2015 : RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$-20,208
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,245,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,230,839
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$329,228
Value of total assets at end of year2015-12-31$17,663,838
Value of total assets at beginning of year2015-12-31$18,929,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$14,688
Total interest from all sources2015-12-31$13
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$2
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$41
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,265,735
Value of net assets at end of year (total assets less liabilities)2015-12-31$17,663,838
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,929,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Interest earned on other investments2015-12-31$13
Value of interest in master investment trust accounts at end of year2015-12-31$17,465,604
Value of interest in master investment trust accounts at beginning of year2015-12-31$18,809,766
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$10,175
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$11,653
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$11,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$329,228
Employer contributions (assets) at end of year2015-12-31$188,057
Employer contributions (assets) at beginning of year2015-12-31$108,154
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,230,839
Contract administrator fees2015-12-31$14,688
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KATZ, SAPPER AND MILLER, LLP
Accountancy firm EIN2015-12-31351090346
2014 : RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,088,186
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,298,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,278,680
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$201,616
Value of total assets at end of year2014-12-31$18,929,573
Value of total assets at beginning of year2014-12-31$18,139,946
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$19,879
Total interest from all sources2014-12-31$1
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Other income not declared elsewhere2014-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$789,627
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,929,573
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,139,946
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Interest earned on other investments2014-12-31$1
Value of interest in master investment trust accounts at end of year2014-12-31$18,809,766
Value of interest in master investment trust accounts at beginning of year2014-12-31$18,129,946
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$11,653
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$10,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$10,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$201,616
Employer contributions (assets) at end of year2014-12-31$108,154
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,278,680
Contract administrator fees2014-12-31$19,879
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KATZ, SAPPER AND MILLER, LLP
Accountancy firm EIN2014-12-31351090346
2013 : RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,362,337
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,317,499
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,295,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$591,438
Value of total assets at end of year2013-12-31$18,139,946
Value of total assets at beginning of year2013-12-31$18,095,108
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$21,866
Total interest from all sources2013-12-31$6,010
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,725
Other income not declared elsewhere2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$44,838
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,139,946
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$18,095,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Interest earned on other investments2013-12-31$62
Value of interest in master investment trust accounts at end of year2013-12-31$18,129,946
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$10,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$17,827,236
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$17,827,236
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$5,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$591,438
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$266,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,295,633
Contract administrator fees2013-12-31$21,866
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KATZ, SAPPER AND MILLER, LLP
Accountancy firm EIN2013-12-31351090346
2012 : RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$834,003
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,344,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,323,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$801,225
Value of total assets at end of year2012-12-31$18,095,108
Value of total assets at beginning of year2012-12-31$18,605,725
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$21,567
Total interest from all sources2012-12-31$32,778
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,725
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-510,617
Value of net assets at end of year (total assets less liabilities)2012-12-31$18,095,108
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$18,605,725
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in master investment trust accounts at end of year2012-12-31$0
Value of interest in master investment trust accounts at beginning of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$17,827,236
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$18,182,591
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$18,182,591
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$32,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$801,225
Employer contributions (assets) at end of year2012-12-31$266,147
Employer contributions (assets) at beginning of year2012-12-31$423,134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,323,053
Contract administrator fees2012-12-31$21,567
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KATZ, SAPPER AND MILLER, LLP
Accountancy firm EIN2012-12-31351090346
2011 : RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$666,716
Total loss/gain on sale of assets2011-12-31$-509,391
Total of all expenses incurred2011-12-31$1,252,005
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,190,107
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,139,949
Value of total assets at end of year2011-12-31$18,605,725
Value of total assets at beginning of year2011-12-31$19,191,014
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$61,898
Total interest from all sources2011-12-31$5,500
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$61,898
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-585,289
Value of net assets at end of year (total assets less liabilities)2011-12-31$18,605,725
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$19,191,014
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$18,710,224
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$18,182,591
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,139,949
Employer contributions (assets) at end of year2011-12-31$423,134
Employer contributions (assets) at beginning of year2011-12-31$480,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,190,107
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$18,142,843
Aggregate carrying amount (costs) on sale of assets2011-12-31$18,652,234
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31BKD, LLP
Accountancy firm EIN2011-12-31440160260

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER

2016: RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTERNATIONAL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 420,SUPER 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

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