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RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 401k Plan overview

Plan NameRETIREMENT PLAN OF TRACY INDUSTRIES, INC.
Plan identification number 002

RETIREMENT PLAN OF TRACY INDUSTRIES, INC. Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRACY INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:TRACY INDUSTRIES, INC.
Employer identification number (EIN):381237784
NAIC Classification:336300

Additional information about TRACY INDUSTRIES, INC.

Jurisdiction of Incorporation: Michigan Secretary of State
Incorporation Date: 0000-00-00
Company Identification Number: 186304
Legal Registered Office Address: 4111 ANDOVER ROAD SUITE 100 WESTBLOOMFIELD HILLS


United States of America (USA)
48302

More information about TRACY INDUSTRIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN OF TRACY INDUSTRIES, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-12-01DAVID M. ROSENBERGER2020-05-15
0022017-12-01DAVID M. ROSENBERGER2019-09-12
0022016-12-01DAVID M. ROSENBERGER
0022015-12-01DAVID M. ROSENBERGER
0022014-12-01DAVID M. ROSENBERGER
0022013-12-01DAVID M. ROSENBERGER
0022012-12-01DAVID M. ROSENBERGER DAVID M. ROSENBERGER2014-09-15
0022011-12-01DAVID M. ROSENBERGER
0022009-12-01DAVID M. ROSENBERGER, SECRETARY DAVID M, ROSENBERGER, SECRETARY2011-09-14
0022008-12-01
0022007-12-01DAVID M. ROSENBERGER

Plan Statistics for RETIREMENT PLAN OF TRACY INDUSTRIES, INC.

401k plan membership statisitcs for RETIREMENT PLAN OF TRACY INDUSTRIES, INC.

Measure Date Value
2018: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2018 401k membership
Market value of plan assets2018-11-303,028,190
Acturial value of plan assets2018-11-302,923,701
Funding target for retired participants and beneficiaries receiving payment2018-11-30732,894
Number of terminated vested participants2018-11-3022
Fundng target for terminated vested participants2018-11-30679,647
Active participant vested funding target2018-11-301,405,103
Number of active participants2018-11-302
Total funding liabilities for active participants2018-11-301,405,103
Total participant count2018-11-3049
Total funding target for all participants2018-11-302,817,644
Balance at beginning of prior year after applicable adjustments2018-11-300
Prefunding balance at beginning of prior year after applicable adjustments2018-11-300
Carryover balanced portion elected for use to offset prior years funding requirement2018-11-300
Prefunding balanced used to offset prior years funding requirement2018-11-300
Amount remaining of carryover balance2018-11-300
Amount remaining of prefunding balance2018-11-300
Present value of excess contributions2018-11-30561,105
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-11-30595,052
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-11-300
Reductions in caryover balances due to elections or deemed elections2018-11-300
Reductions in prefunding balances due to elections or deemed elections2018-11-300
Balance of carryovers at beginning of current year2018-11-300
Balance of prefunding at beginning of current year2018-11-300
Total employer contributions2018-11-300
Total employee contributions2018-11-300
Contributions allocated toward unpaid minimum require contributions from prior years2018-11-300
Contributions made to avoid restrictions adjusted to valuation date2018-11-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-11-300
Unpaid minimum required contributions for all prior years2018-11-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-11-300
Remaining amount of unpaid minimum required contributions2018-11-300
Minimum required contributions for current year target normal cost2018-11-30604
Net shortfall amortization installment of oustanding balance2018-11-300
Waiver amortization installment2018-11-300
Total funding amount beforereflecting carryover/prefunding balances2018-11-300
Carryover balance elected to use to offset funding requirement2018-11-300
Prefunding balance elected to use to offset funding requirement2018-11-300
Additional cash requirement2018-11-300
Contributions allocatedtoward minimum required contributions for current year2018-11-300
Unpaid minimum required contributions for current year2018-11-300
Unpaid minimum required contributions for all years2018-11-300
2017: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2017 401k membership
Market value of plan assets2017-11-305,136,102
Acturial value of plan assets2017-11-305,219,207
Funding target for retired participants and beneficiaries receiving payment2017-11-302,265,967
Number of terminated vested participants2017-11-3041
Fundng target for terminated vested participants2017-11-301,091,462
Active participant vested funding target2017-11-301,635,075
Number of active participants2017-11-305
Total funding liabilities for active participants2017-11-301,635,075
Total participant count2017-11-30111
Total funding target for all participants2017-11-304,992,504
Balance at beginning of prior year after applicable adjustments2017-11-300
Prefunding balance at beginning of prior year after applicable adjustments2017-11-300
Carryover balanced portion elected for use to offset prior years funding requirement2017-11-300
Prefunding balanced used to offset prior years funding requirement2017-11-300
Amount remaining of carryover balance2017-11-300
Amount remaining of prefunding balance2017-11-300
Present value of excess contributions2017-11-30917,530
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-11-30975,243
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-11-300
Reductions in caryover balances due to elections or deemed elections2017-11-300
Reductions in prefunding balances due to elections or deemed elections2017-11-300
Balance of carryovers at beginning of current year2017-11-300
Balance of prefunding at beginning of current year2017-11-300
Total employer contributions2017-11-30575,000
Total employee contributions2017-11-300
Contributions allocated toward unpaid minimum require contributions from prior years2017-11-300
Contributions made to avoid restrictions adjusted to valuation date2017-11-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-11-30561,105
Unpaid minimum required contributions for all prior years2017-11-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-11-300
Remaining amount of unpaid minimum required contributions2017-11-300
Minimum required contributions for current year target normal cost2017-11-3063,775
Net shortfall amortization installment of oustanding balance2017-11-300
Waiver amortization installment2017-11-300
Waived amount of outstanding balance2017-11-300
Total funding amount beforereflecting carryover/prefunding balances2017-11-300
Carryover balance elected to use to offset funding requirement2017-11-300
Prefunding balance elected to use to offset funding requirement2017-11-300
Additional cash requirement2017-11-300
Contributions allocatedtoward minimum required contributions for current year2017-11-30561,105
Unpaid minimum required contributions for current year2017-11-300
Unpaid minimum required contributions for all years2017-11-300
2016: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2016 401k membership
Total participants, beginning-of-year2016-12-01111
Total number of active participants reported on line 7a of the Form 55002016-12-012
Number of retired or separated participants receiving benefits2016-12-0125
Number of other retired or separated participants entitled to future benefits2016-12-0122
Total of all active and inactive participants2016-12-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-010
Total participants2016-12-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-010
2015: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2015 401k membership
Total participants, beginning-of-year2015-12-01189
Total number of active participants reported on line 7a of the Form 55002015-12-015
Number of retired or separated participants receiving benefits2015-12-0165
Number of other retired or separated participants entitled to future benefits2015-12-0141
Total of all active and inactive participants2015-12-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-010
Total participants2015-12-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-010
2014: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2014 401k membership
Total participants, beginning-of-year2014-12-01187
Total number of active participants reported on line 7a of the Form 55002014-12-0152
Number of retired or separated participants receiving benefits2014-12-0175
Number of other retired or separated participants entitled to future benefits2014-12-0161
Total of all active and inactive participants2014-12-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-011
Total participants2014-12-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-010
2013: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2013 401k membership
Total participants, beginning-of-year2013-12-01287
Total number of active participants reported on line 7a of the Form 55002013-12-0163
Number of retired or separated participants receiving benefits2013-12-0183
Number of other retired or separated participants entitled to future benefits2013-12-0140
Total of all active and inactive participants2013-12-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-011
Total participants2013-12-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-010
2012: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2012 401k membership
Total participants, beginning-of-year2012-12-01460
Total number of active participants reported on line 7a of the Form 55002012-12-0163
Number of retired or separated participants receiving benefits2012-12-0175
Number of other retired or separated participants entitled to future benefits2012-12-01149
Total of all active and inactive participants2012-12-01287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-12-010
Total participants2012-12-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-010
2011: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2011 401k membership
Total participants, beginning-of-year2011-12-01457
Total number of active participants reported on line 7a of the Form 55002011-12-01102
Number of retired or separated participants receiving benefits2011-12-01128
Number of other retired or separated participants entitled to future benefits2011-12-01154
Total of all active and inactive participants2011-12-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-12-010
Total participants2011-12-01384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-014
2009: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2009 401k membership
Total participants, beginning-of-year2009-12-01500
Total number of active participants reported on line 7a of the Form 55002009-12-01112
Number of retired or separated participants receiving benefits2009-12-01168
Number of other retired or separated participants entitled to future benefits2009-12-01222
Total of all active and inactive participants2009-12-01502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-12-012
Total participants2009-12-01504
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-12-013
2007: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2007 401k membership
Total participants, beginning-of-year2007-12-01549
Total number of active participants reported on line 7a of the Form 55002007-12-01135
Number of retired or separated participants receiving benefits2007-12-01120
Number of other retired or separated participants entitled to future benefits2007-12-01256
Total of all active and inactive participants2007-12-01511
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-12-0117
Total participants2007-12-01528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-12-0119

Financial Data on RETIREMENT PLAN OF TRACY INDUSTRIES, INC.

Measure Date Value
2017 : RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-11-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-11-30$304
Total unrealized appreciation/depreciation of assets2017-11-30$304
Total transfer of assets to this plan2017-11-30$0
Total transfer of assets from this plan2017-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$0
Expenses. Interest paid2017-11-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-11-30$0
Total income from all sources (including contributions)2017-11-30$912,988
Total loss/gain on sale of assets2017-11-30$0
Total of all expenses incurred2017-11-30$3,020,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-11-30$3,007,798
Expenses. Certain deemed distributions of participant loans2017-11-30$0
Value of total corrective distributions2017-11-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-11-30$575,000
Value of total assets at end of year2017-11-30$3,028,190
Value of total assets at beginning of year2017-11-30$5,136,102
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-11-30$13,102
Total interest from all sources2017-11-30$23,260
Total dividends received (eg from common stock, registered investment company shares)2017-11-30$17,116
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-11-30$17,116
Assets. Real estate other than employer real property at end of year2017-11-30$0
Assets. Real estate other than employer real property at beginning of year2017-11-30$0
Administrative expenses professional fees incurred2017-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-11-30$0
Was this plan covered by a fidelity bond2017-11-30Yes
Value of fidelity bond cover2017-11-30$500,000
Were there any nonexempt tranactions with any party-in-interest2017-11-30No
Contributions received from participants2017-11-30$0
Participant contributions at end of year2017-11-30$0
Participant contributions at beginning of year2017-11-30$0
Participant contributions at end of year2017-11-30$0
Participant contributions at beginning of year2017-11-30$0
Assets. Other investments not covered elsewhere at end of year2017-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2017-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2017-11-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-11-30$2,950
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-11-30$602
Assets. Loans (other than to participants) at end of year2017-11-30$0
Assets. Loans (other than to participants) at beginning of year2017-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-11-30$0
Other income not declared elsewhere2017-11-30$0
Administrative expenses (other) incurred2017-11-30$0
Liabilities. Value of operating payables at end of year2017-11-30$0
Liabilities. Value of operating payables at beginning of year2017-11-30$0
Total non interest bearing cash at end of year2017-11-30$0
Total non interest bearing cash at beginning of year2017-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Income. Non cash contributions2017-11-30$0
Value of net income/loss2017-11-30$-2,107,912
Value of net assets at end of year (total assets less liabilities)2017-11-30$3,028,190
Value of net assets at beginning of year (total assets less liabilities)2017-11-30$5,136,102
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-11-30No
Were any leases to which the plan was party in default or uncollectible2017-11-30No
Assets. partnership/joint venture interests at end of year2017-11-30$0
Assets. partnership/joint venture interests at beginning of year2017-11-30$0
Investment advisory and management fees2017-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-11-30$1,015,877
Value of interest in pooled separate accounts at end of year2017-11-30$0
Value of interest in pooled separate accounts at beginning of year2017-11-30$0
Interest on participant loans2017-11-30$0
Income. Interest from loans (other than to participants)2017-11-30$0
Interest earned on other investments2017-11-30$0
Income. Interest from US Government securities2017-11-30$0
Income. Interest from corporate debt instruments2017-11-30$0
Value of interest in master investment trust accounts at end of year2017-11-30$0
Value of interest in master investment trust accounts at beginning of year2017-11-30$0
Value of interest in common/collective trusts at end of year2017-11-30$0
Value of interest in common/collective trusts at beginning of year2017-11-30$3,097,672
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-11-30$3,025,240
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-11-30$1,021,951
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-11-30$1,021,951
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-11-30$23,260
Assets. Value of investments in 103.12 investment entities at end of year2017-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-11-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-11-30$0
Asset value of US Government securities at end of year2017-11-30$0
Asset value of US Government securities at beginning of year2017-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-11-30$63,976
Net investment gain/loss from pooled separate accounts2017-11-30$0
Net investment gain or loss from common/collective trusts2017-11-30$233,332
Net gain/loss from 103.12 investment entities2017-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-11-30Yes
Was there a failure to transmit to the plan any participant contributions2017-11-30No
Has the plan failed to provide any benefit when due under the plan2017-11-30No
Assets. Invements in employer securities at end of year2017-11-30$0
Assets. Invements in employer securities at beginning of year2017-11-30$0
Assets. Value of employer real property at end of year2017-11-30$0
Assets. Value of employer real property at beginning of year2017-11-30$0
Contributions received in cash from employer2017-11-30$575,000
Employer contributions (assets) at end of year2017-11-30$0
Employer contributions (assets) at beginning of year2017-11-30$0
Income. Dividends from preferred stock2017-11-30$0
Income. Dividends from common stock2017-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-11-30$3,007,798
Asset. Corporate debt instrument preferred debt at end of year2017-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2017-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-11-30$0
Contract administrator fees2017-11-30$13,102
Assets. Corporate common stocks other than exployer securities at end of year2017-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-11-30$0
Liabilities. Value of benefit claims payable at end of year2017-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2017-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2017-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-11-30$0
Did the plan have assets held for investment2017-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-11-30No
Aggregate proceeds on sale of assets2017-11-30$3,134,306
Aggregate carrying amount (costs) on sale of assets2017-11-30$3,134,306
Liabilities. Value of acquisition indebtedness at end of year2017-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-11-30Yes
Opinion of an independent qualified public accountant for this plan2017-11-30Disclaimer
Accountancy firm name2017-11-30GGF LLP
Accountancy firm EIN2017-11-30208097596
2016 : RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-11-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-11-30$1,462
Total unrealized appreciation/depreciation of assets2016-11-30$1,462
Total transfer of assets to this plan2016-11-30$0
Total transfer of assets from this plan2016-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$0
Expenses. Interest paid2016-11-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-11-30$0
Total income from all sources (including contributions)2016-11-30$1,267,382
Total loss/gain on sale of assets2016-11-30$0
Total of all expenses incurred2016-11-30$3,650,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-30$3,625,816
Expenses. Certain deemed distributions of participant loans2016-11-30$0
Value of total corrective distributions2016-11-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-30$950,000
Value of total assets at end of year2016-11-30$5,136,102
Value of total assets at beginning of year2016-11-30$7,519,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-30$24,998
Total income from rents2016-11-30$0
Total interest from all sources2016-11-30$9,560
Total dividends received (eg from common stock, registered investment company shares)2016-11-30$29,703
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-11-30$29,703
Assets. Real estate other than employer real property at end of year2016-11-30$0
Assets. Real estate other than employer real property at beginning of year2016-11-30$0
Administrative expenses professional fees incurred2016-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-11-30$0
Was this plan covered by a fidelity bond2016-11-30Yes
Value of fidelity bond cover2016-11-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-11-30$0
Were there any nonexempt tranactions with any party-in-interest2016-11-30No
Contributions received from participants2016-11-30$0
Participant contributions at end of year2016-11-30$0
Participant contributions at beginning of year2016-11-30$0
Participant contributions at end of year2016-11-30$0
Participant contributions at beginning of year2016-11-30$0
Assets. Other investments not covered elsewhere at end of year2016-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2016-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2016-11-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-11-30$602
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-11-30$24
Assets. Loans (other than to participants) at end of year2016-11-30$0
Assets. Loans (other than to participants) at beginning of year2016-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-11-30$0
Other income not declared elsewhere2016-11-30$0
Administrative expenses (other) incurred2016-11-30$0
Liabilities. Value of operating payables at end of year2016-11-30$0
Liabilities. Value of operating payables at beginning of year2016-11-30$0
Total non interest bearing cash at end of year2016-11-30$0
Total non interest bearing cash at beginning of year2016-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Income. Non cash contributions2016-11-30$0
Value of net income/loss2016-11-30$-2,383,432
Value of net assets at end of year (total assets less liabilities)2016-11-30$5,136,102
Value of net assets at beginning of year (total assets less liabilities)2016-11-30$7,519,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-30No
Were any leases to which the plan was party in default or uncollectible2016-11-30No
Assets. partnership/joint venture interests at end of year2016-11-30$0
Assets. partnership/joint venture interests at beginning of year2016-11-30$0
Investment advisory and management fees2016-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-11-30$1,015,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-11-30$2,207,470
Value of interest in pooled separate accounts at end of year2016-11-30$0
Value of interest in pooled separate accounts at beginning of year2016-11-30$0
Interest on participant loans2016-11-30$0
Income. Interest from loans (other than to participants)2016-11-30$0
Interest earned on other investments2016-11-30$0
Income. Interest from US Government securities2016-11-30$0
Income. Interest from corporate debt instruments2016-11-30$0
Value of interest in master investment trust accounts at end of year2016-11-30$0
Value of interest in master investment trust accounts at beginning of year2016-11-30$0
Value of interest in common/collective trusts at end of year2016-11-30$3,097,672
Value of interest in common/collective trusts at beginning of year2016-11-30$5,172,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-11-30$1,021,951
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-11-30$139,602
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-11-30$139,602
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-11-30$9,560
Assets. Value of investments in 103.12 investment entities at end of year2016-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-11-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-11-30$0
Asset value of US Government securities at end of year2016-11-30$0
Asset value of US Government securities at beginning of year2016-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-11-30$15,598
Net investment gain/loss from pooled separate accounts2016-11-30$0
Net investment gain or loss from common/collective trusts2016-11-30$261,059
Net gain/loss from 103.12 investment entities2016-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-30Yes
Was there a failure to transmit to the plan any participant contributions2016-11-30No
Has the plan failed to provide any benefit when due under the plan2016-11-30No
Assets. Invements in employer securities at end of year2016-11-30$0
Assets. Invements in employer securities at beginning of year2016-11-30$0
Assets. Value of employer real property at end of year2016-11-30$0
Assets. Value of employer real property at beginning of year2016-11-30$0
Contributions received in cash from employer2016-11-30$950,000
Employer contributions (assets) at end of year2016-11-30$0
Employer contributions (assets) at beginning of year2016-11-30$0
Income. Dividends from preferred stock2016-11-30$0
Income. Dividends from common stock2016-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-30$3,625,816
Asset. Corporate debt instrument preferred debt at end of year2016-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2016-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-11-30$0
Contract administrator fees2016-11-30$24,998
Assets. Corporate common stocks other than exployer securities at end of year2016-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-11-30$0
Liabilities. Value of benefit claims payable at end of year2016-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2016-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-11-30$0
Did the plan have assets held for investment2016-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-30No
Aggregate proceeds on sale of assets2016-11-30$11,183,576
Aggregate carrying amount (costs) on sale of assets2016-11-30$11,183,576
Liabilities. Value of acquisition indebtedness at end of year2016-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-30Yes
Opinion of an independent qualified public accountant for this plan2016-11-30Disclaimer
Accountancy firm name2016-11-30GGF LLP
Accountancy firm EIN2016-11-30208097596
2015 : RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-11-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-11-30$1,347
Total unrealized appreciation/depreciation of assets2015-11-30$1,347
Total transfer of assets to this plan2015-11-30$0
Total transfer of assets from this plan2015-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Expenses. Interest paid2015-11-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-11-30$0
Total income from all sources (including contributions)2015-11-30$605,213
Total loss/gain on sale of assets2015-11-30$0
Total of all expenses incurred2015-11-30$923,411
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-11-30$883,331
Expenses. Certain deemed distributions of participant loans2015-11-30$0
Value of total corrective distributions2015-11-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-11-30$500,000
Value of total assets at end of year2015-11-30$7,519,534
Value of total assets at beginning of year2015-11-30$7,837,732
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-11-30$40,080
Total income from rents2015-11-30$0
Total interest from all sources2015-11-30$261
Total dividends received (eg from common stock, registered investment company shares)2015-11-30$41,537
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-11-30$41,537
Assets. Real estate other than employer real property at end of year2015-11-30$0
Assets. Real estate other than employer real property at beginning of year2015-11-30$0
Administrative expenses professional fees incurred2015-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-11-30$0
Was this plan covered by a fidelity bond2015-11-30Yes
Value of fidelity bond cover2015-11-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-11-30$0
Were there any nonexempt tranactions with any party-in-interest2015-11-30No
Contributions received from participants2015-11-30$0
Participant contributions at end of year2015-11-30$0
Participant contributions at beginning of year2015-11-30$0
Participant contributions at end of year2015-11-30$0
Participant contributions at beginning of year2015-11-30$0
Assets. Other investments not covered elsewhere at end of year2015-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2015-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2015-11-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-11-30$24
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-11-30$51
Assets. Loans (other than to participants) at end of year2015-11-30$0
Assets. Loans (other than to participants) at beginning of year2015-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-11-30$0
Other income not declared elsewhere2015-11-30$0
Administrative expenses (other) incurred2015-11-30$75
Liabilities. Value of operating payables at end of year2015-11-30$0
Liabilities. Value of operating payables at beginning of year2015-11-30$0
Total non interest bearing cash at end of year2015-11-30$0
Total non interest bearing cash at beginning of year2015-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Income. Non cash contributions2015-11-30$0
Value of net income/loss2015-11-30$-318,198
Value of net assets at end of year (total assets less liabilities)2015-11-30$7,519,534
Value of net assets at beginning of year (total assets less liabilities)2015-11-30$7,837,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-11-30No
Were any leases to which the plan was party in default or uncollectible2015-11-30No
Assets. partnership/joint venture interests at end of year2015-11-30$0
Assets. partnership/joint venture interests at beginning of year2015-11-30$0
Investment advisory and management fees2015-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-11-30$2,207,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-11-30$2,382,887
Value of interest in pooled separate accounts at end of year2015-11-30$0
Value of interest in pooled separate accounts at beginning of year2015-11-30$0
Interest on participant loans2015-11-30$0
Income. Interest from loans (other than to participants)2015-11-30$0
Interest earned on other investments2015-11-30$0
Income. Interest from US Government securities2015-11-30$0
Income. Interest from corporate debt instruments2015-11-30$0
Value of interest in master investment trust accounts at end of year2015-11-30$0
Value of interest in master investment trust accounts at beginning of year2015-11-30$0
Value of interest in common/collective trusts at end of year2015-11-30$5,172,438
Value of interest in common/collective trusts at beginning of year2015-11-30$5,380,056
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-11-30$139,602
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-11-30$74,738
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-11-30$74,738
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-11-30$261
Assets. Value of investments in 103.12 investment entities at end of year2015-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-11-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-11-30$0
Asset value of US Government securities at end of year2015-11-30$0
Asset value of US Government securities at beginning of year2015-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-11-30$-32,314
Net investment gain/loss from pooled separate accounts2015-11-30$0
Net investment gain or loss from common/collective trusts2015-11-30$94,382
Net gain/loss from 103.12 investment entities2015-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-11-30Yes
Was there a failure to transmit to the plan any participant contributions2015-11-30No
Has the plan failed to provide any benefit when due under the plan2015-11-30No
Assets. Invements in employer securities at end of year2015-11-30$0
Assets. Invements in employer securities at beginning of year2015-11-30$0
Assets. Value of employer real property at end of year2015-11-30$0
Assets. Value of employer real property at beginning of year2015-11-30$0
Contributions received in cash from employer2015-11-30$500,000
Employer contributions (assets) at end of year2015-11-30$0
Employer contributions (assets) at beginning of year2015-11-30$0
Income. Dividends from preferred stock2015-11-30$0
Income. Dividends from common stock2015-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-11-30$883,331
Asset. Corporate debt instrument preferred debt at end of year2015-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2015-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-11-30$0
Contract administrator fees2015-11-30$40,005
Assets. Corporate common stocks other than exployer securities at end of year2015-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-11-30$0
Liabilities. Value of benefit claims payable at end of year2015-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2015-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-11-30$0
Did the plan have assets held for investment2015-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-11-30No
Aggregate proceeds on sale of assets2015-11-30$1,513,685
Aggregate carrying amount (costs) on sale of assets2015-11-30$1,513,685
Liabilities. Value of acquisition indebtedness at end of year2015-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-11-30Yes
Opinion of an independent qualified public accountant for this plan2015-11-30Disclaimer
Accountancy firm name2015-11-30GGF LLP
Accountancy firm EIN2015-11-30208097596
2014 : RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-11-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-11-30$2,050
Total unrealized appreciation/depreciation of assets2014-11-30$2,050
Total transfer of assets to this plan2014-11-30$0
Total transfer of assets from this plan2014-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total income from all sources (including contributions)2014-11-30$2,196,578
Total loss/gain on sale of assets2014-11-30$0
Total of all expenses incurred2014-11-30$3,388,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-11-30$3,343,191
Expenses. Certain deemed distributions of participant loans2014-11-30$0
Value of total corrective distributions2014-11-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-11-30$1,500,000
Value of total assets at end of year2014-11-30$7,837,732
Value of total assets at beginning of year2014-11-30$9,030,027
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-11-30$45,682
Total income from rents2014-11-30$0
Total interest from all sources2014-11-30$567
Total dividends received (eg from common stock, registered investment company shares)2014-11-30$48,788
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-11-30$48,788
Assets. Real estate other than employer real property at end of year2014-11-30$0
Assets. Real estate other than employer real property at beginning of year2014-11-30$0
Administrative expenses professional fees incurred2014-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-11-30$0
Was this plan covered by a fidelity bond2014-11-30Yes
Value of fidelity bond cover2014-11-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-11-30$0
Were there any nonexempt tranactions with any party-in-interest2014-11-30No
Contributions received from participants2014-11-30$0
Participant contributions at end of year2014-11-30$0
Participant contributions at beginning of year2014-11-30$0
Participant contributions at end of year2014-11-30$0
Participant contributions at beginning of year2014-11-30$0
Assets. Other investments not covered elsewhere at end of year2014-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2014-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2014-11-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-11-30$51
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-11-30$85
Assets. Loans (other than to participants) at end of year2014-11-30$0
Assets. Loans (other than to participants) at beginning of year2014-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-11-30$0
Other income not declared elsewhere2014-11-30$0
Administrative expenses (other) incurred2014-11-30$200
Liabilities. Value of operating payables at end of year2014-11-30$0
Liabilities. Value of operating payables at beginning of year2014-11-30$0
Total non interest bearing cash at end of year2014-11-30$0
Total non interest bearing cash at beginning of year2014-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Income. Non cash contributions2014-11-30$0
Value of net income/loss2014-11-30$-1,192,295
Value of net assets at end of year (total assets less liabilities)2014-11-30$7,837,732
Value of net assets at beginning of year (total assets less liabilities)2014-11-30$9,030,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-11-30No
Were any leases to which the plan was party in default or uncollectible2014-11-30No
Assets. partnership/joint venture interests at end of year2014-11-30$0
Assets. partnership/joint venture interests at beginning of year2014-11-30$0
Investment advisory and management fees2014-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-11-30$2,382,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-11-30$2,388,996
Value of interest in pooled separate accounts at end of year2014-11-30$0
Value of interest in pooled separate accounts at beginning of year2014-11-30$0
Interest on participant loans2014-11-30$0
Income. Interest from loans (other than to participants)2014-11-30$0
Interest earned on other investments2014-11-30$0
Income. Interest from US Government securities2014-11-30$0
Income. Interest from corporate debt instruments2014-11-30$0
Value of interest in master investment trust accounts at end of year2014-11-30$0
Value of interest in master investment trust accounts at beginning of year2014-11-30$0
Value of interest in common/collective trusts at end of year2014-11-30$5,380,056
Value of interest in common/collective trusts at beginning of year2014-11-30$6,049,078
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-11-30$74,738
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-11-30$591,868
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-11-30$591,868
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-11-30$567
Assets. Value of investments in 103.12 investment entities at end of year2014-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-11-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-11-30$0
Asset value of US Government securities at end of year2014-11-30$0
Asset value of US Government securities at beginning of year2014-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-11-30$118,195
Net investment gain/loss from pooled separate accounts2014-11-30$0
Net investment gain or loss from common/collective trusts2014-11-30$526,978
Net gain/loss from 103.12 investment entities2014-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-11-30Yes
Was there a failure to transmit to the plan any participant contributions2014-11-30No
Has the plan failed to provide any benefit when due under the plan2014-11-30No
Assets. Invements in employer securities at end of year2014-11-30$0
Assets. Invements in employer securities at beginning of year2014-11-30$0
Assets. Value of employer real property at end of year2014-11-30$0
Assets. Value of employer real property at beginning of year2014-11-30$0
Contributions received in cash from employer2014-11-30$1,500,000
Employer contributions (assets) at end of year2014-11-30$0
Employer contributions (assets) at beginning of year2014-11-30$0
Income. Dividends from preferred stock2014-11-30$0
Income. Dividends from common stock2014-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-11-30$3,343,191
Asset. Corporate debt instrument preferred debt at end of year2014-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2014-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-11-30$0
Contract administrator fees2014-11-30$45,482
Assets. Corporate common stocks other than exployer securities at end of year2014-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-11-30$0
Liabilities. Value of benefit claims payable at end of year2014-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2014-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-11-30$0
Did the plan have assets held for investment2014-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-11-30No
Aggregate proceeds on sale of assets2014-11-30$3,848,211
Aggregate carrying amount (costs) on sale of assets2014-11-30$3,848,211
Liabilities. Value of acquisition indebtedness at end of year2014-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-11-30Yes
Opinion of an independent qualified public accountant for this plan2014-11-30Disclaimer
Accountancy firm name2014-11-30GGF LLP
Accountancy firm EIN2014-11-30208097596
2013 : RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-11-30$5,008
Total unrealized appreciation/depreciation of assets2013-11-30$5,008
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total income from all sources (including contributions)2013-11-30$1,862,682
Total loss/gain on sale of assets2013-11-30$0
Total of all expenses incurred2013-11-30$4,254,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-30$4,197,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-30$500,000
Value of total assets at end of year2013-11-30$9,030,027
Value of total assets at beginning of year2013-11-30$11,422,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-30$57,079
Total interest from all sources2013-11-30$643
Total dividends received (eg from common stock, registered investment company shares)2013-11-30$84,852
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-11-30$84,852
Was this plan covered by a fidelity bond2013-11-30Yes
Value of fidelity bond cover2013-11-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-11-30$0
Were there any nonexempt tranactions with any party-in-interest2013-11-30No
Contributions received from participants2013-11-30$0
Participant contributions at end of year2013-11-30$0
Participant contributions at beginning of year2013-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2013-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-11-30$85
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-11-30$10
Administrative expenses (other) incurred2013-11-30$2,044
Total non interest bearing cash at end of year2013-11-30$0
Total non interest bearing cash at beginning of year2013-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Income. Non cash contributions2013-11-30$0
Value of net income/loss2013-11-30$-2,392,122
Value of net assets at end of year (total assets less liabilities)2013-11-30$9,030,027
Value of net assets at beginning of year (total assets less liabilities)2013-11-30$11,422,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-30No
Were any leases to which the plan was party in default or uncollectible2013-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-11-30$2,388,996
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-11-30$3,351,482
Value of interest in common/collective trusts at end of year2013-11-30$6,049,078
Value of interest in common/collective trusts at beginning of year2013-11-30$7,474,757
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-11-30$591,868
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-11-30$95,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-11-30$95,900
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-11-30$643
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-11-30$232,857
Net investment gain or loss from common/collective trusts2013-11-30$1,039,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-30No
Was there a failure to transmit to the plan any participant contributions2013-11-30No
Has the plan failed to provide any benefit when due under the plan2013-11-30No
Contributions received in cash from employer2013-11-30$500,000
Employer contributions (assets) at end of year2013-11-30$0
Employer contributions (assets) at beginning of year2013-11-30$500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-30$4,197,725
Contract administrator fees2013-11-30$55,035
Did the plan have assets held for investment2013-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-30No
Aggregate proceeds on sale of assets2013-11-30$4,840,390
Aggregate carrying amount (costs) on sale of assets2013-11-30$4,840,390
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-30Yes
Opinion of an independent qualified public accountant for this plan2013-11-30Disclaimer
Accountancy firm name2013-11-30GGF LLP
Accountancy firm EIN2013-11-30208097596
2012 : RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-11-30$7,500
Total unrealized appreciation/depreciation of assets2012-11-30$7,500
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$0
Total income from all sources (including contributions)2012-11-30$1,912,622
Total loss/gain on sale of assets2012-11-30$0
Total of all expenses incurred2012-11-30$2,147,310
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-11-30$2,055,652
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-11-30$500,000
Value of total assets at end of year2012-11-30$11,422,149
Value of total assets at beginning of year2012-11-30$11,656,837
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-11-30$91,658
Total interest from all sources2012-11-30$589
Total dividends received (eg from common stock, registered investment company shares)2012-11-30$95,707
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-11-30$95,707
Was this plan covered by a fidelity bond2012-11-30Yes
Value of fidelity bond cover2012-11-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-11-30$0
Were there any nonexempt tranactions with any party-in-interest2012-11-30No
Contributions received from participants2012-11-30$0
Participant contributions at end of year2012-11-30$0
Participant contributions at beginning of year2012-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2012-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-11-30$10
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-11-30$72
Administrative expenses (other) incurred2012-11-30$28,674
Total non interest bearing cash at end of year2012-11-30$0
Total non interest bearing cash at beginning of year2012-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Income. Non cash contributions2012-11-30$0
Value of net income/loss2012-11-30$-234,688
Value of net assets at end of year (total assets less liabilities)2012-11-30$11,422,149
Value of net assets at beginning of year (total assets less liabilities)2012-11-30$11,656,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-11-30No
Were any leases to which the plan was party in default or uncollectible2012-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-11-30$3,351,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-11-30$3,240,760
Value of interest in common/collective trusts at end of year2012-11-30$7,474,757
Value of interest in common/collective trusts at beginning of year2012-11-30$7,542,476
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-11-30$95,900
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-11-30$373,529
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-11-30$373,529
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-11-30$589
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-11-30$356,855
Net investment gain or loss from common/collective trusts2012-11-30$951,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-11-30No
Was there a failure to transmit to the plan any participant contributions2012-11-30No
Has the plan failed to provide any benefit when due under the plan2012-11-30No
Contributions received in cash from employer2012-11-30$500,000
Employer contributions (assets) at end of year2012-11-30$500,000
Employer contributions (assets) at beginning of year2012-11-30$500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-11-30$2,055,652
Contract administrator fees2012-11-30$62,984
Did the plan have assets held for investment2012-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-11-30No
Aggregate proceeds on sale of assets2012-11-30$2,346,961
Aggregate carrying amount (costs) on sale of assets2012-11-30$2,346,961
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-11-30Yes
Opinion of an independent qualified public accountant for this plan2012-11-30Disclaimer
Accountancy firm name2012-11-30GGF LLP
Accountancy firm EIN2012-11-30208097596
2011 : RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$0
Total income from all sources (including contributions)2011-11-30$1,592,915
Total loss/gain on sale of assets2011-11-30$0
Total of all expenses incurred2011-11-30$1,042,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-11-30$957,279
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-11-30$1,000,000
Value of total assets at end of year2011-11-30$11,656,837
Value of total assets at beginning of year2011-11-30$11,106,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-11-30$85,405
Total interest from all sources2011-11-30$922
Total dividends received (eg from common stock, registered investment company shares)2011-11-30$100,147
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-11-30$100,147
Administrative expenses professional fees incurred2011-11-30$79,879
Was this plan covered by a fidelity bond2011-11-30Yes
Value of fidelity bond cover2011-11-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-11-30$0
Were there any nonexempt tranactions with any party-in-interest2011-11-30No
Contributions received from participants2011-11-30$0
Participant contributions at end of year2011-11-30$0
Participant contributions at beginning of year2011-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2011-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-11-30$72
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-11-30$118
Other income not declared elsewhere2011-11-30$5,526
Administrative expenses (other) incurred2011-11-30$5,526
Total non interest bearing cash at end of year2011-11-30$0
Total non interest bearing cash at beginning of year2011-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Income. Non cash contributions2011-11-30$0
Value of net income/loss2011-11-30$550,231
Value of net assets at end of year (total assets less liabilities)2011-11-30$11,656,837
Value of net assets at beginning of year (total assets less liabilities)2011-11-30$11,106,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-11-30No
Were any leases to which the plan was party in default or uncollectible2011-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-11-30$3,240,760
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-11-30$3,292,809
Value of interest in common/collective trusts at end of year2011-11-30$7,542,476
Value of interest in common/collective trusts at beginning of year2011-11-30$6,865,982
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-11-30$373,529
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-11-30$447,697
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-11-30$447,697
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-11-30$922
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-11-30$13,826
Net investment gain or loss from common/collective trusts2011-11-30$472,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-11-30Yes
Was there a failure to transmit to the plan any participant contributions2011-11-30No
Has the plan failed to provide any benefit when due under the plan2011-11-30No
Contributions received in cash from employer2011-11-30$1,000,000
Employer contributions (assets) at end of year2011-11-30$500,000
Employer contributions (assets) at beginning of year2011-11-30$500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-11-30$957,279
Did the plan have assets held for investment2011-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-11-30No
Aggregate proceeds on sale of assets2011-11-30$1,892,130
Aggregate carrying amount (costs) on sale of assets2011-11-30$1,892,130
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-11-30Yes
Opinion of an independent qualified public accountant for this plan2011-11-30Disclaimer
Accountancy firm name2011-11-30GGF LLP
Accountancy firm EIN2011-11-30208097596
2010 : RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-11-30$0

Form 5500 Responses for RETIREMENT PLAN OF TRACY INDUSTRIES, INC.

2016: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Submission has been amendedNo
2016-12-01This submission is the final filingNo
2016-12-01This return/report is a short plan year return/report (less than 12 months)No
2016-12-01Plan is a collectively bargained planNo
2016-12-01Plan funding arrangement – TrustYes
2016-12-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Submission has been amendedNo
2015-12-01This submission is the final filingNo
2015-12-01This return/report is a short plan year return/report (less than 12 months)No
2015-12-01Plan is a collectively bargained planNo
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Submission has been amendedNo
2014-12-01This submission is the final filingNo
2014-12-01This return/report is a short plan year return/report (less than 12 months)No
2014-12-01Plan is a collectively bargained planNo
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedNo
2013-12-01This submission is the final filingNo
2013-12-01This return/report is a short plan year return/report (less than 12 months)No
2013-12-01Plan is a collectively bargained planNo
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Submission has been amendedNo
2012-12-01This submission is the final filingNo
2012-12-01This return/report is a short plan year return/report (less than 12 months)No
2012-12-01Plan is a collectively bargained planNo
2012-12-01Plan funding arrangement – TrustYes
2012-12-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Submission has been amendedNo
2011-12-01This submission is the final filingNo
2011-12-01This return/report is a short plan year return/report (less than 12 months)No
2011-12-01Plan is a collectively bargained planNo
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2009 form 5500 responses
2009-12-01Type of plan entitySingle employer plan
2009-12-01Submission has been amendedNo
2009-12-01This submission is the final filingNo
2009-12-01This return/report is a short plan year return/report (less than 12 months)No
2009-12-01Plan is a collectively bargained planNo
2009-12-01Plan funding arrangement – TrustYes
2009-12-01Plan benefit arrangement - TrustYes
2008: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2008 form 5500 responses
2008-12-01Type of plan entitySingle employer plan
2008-12-01Submission has been amendedNo
2008-12-01This submission is the final filingNo
2008-12-01This return/report is a short plan year return/report (less than 12 months)No
2008-12-01Plan is a collectively bargained planNo
2007: RETIREMENT PLAN OF TRACY INDUSTRIES, INC. 2007 form 5500 responses
2007-12-01Type of plan entitySingle employer plan
2007-12-01Submission has been amendedYes
2007-12-01This submission is the final filingNo
2007-12-01This return/report is a short plan year return/report (less than 12 months)No
2007-12-01Plan is a collectively bargained planNo
2007-12-01Plan funding arrangement – TrustYes
2007-12-01Plan benefit arrangement - TrustYes

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