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EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 401k Plan overview

Plan NameEMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC.
Plan identification number 001

EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

MAKING OPPORTUNITY COUNT, INC. has sponsored the creation of one or more 401k plans.

Company Name:MAKING OPPORTUNITY COUNT, INC.
Employer identification number (EIN):042401111
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01LINDA DUFFY2018-10-31
0012017-01-01LINDA DUFFY LINDA DUFFY2018-10-15
0012016-01-01LINDA DUFFY LINDA DUFFY2017-10-12
0012015-01-01LINDA DUFFY LINDA DUFFY2016-10-17
0012014-01-01LINDA DUFFY LINDA DUFFY2015-10-13
0012013-01-01LINDA DUFFY LINDA DUFFY2014-10-15
0012012-01-01LINDA DUFFY LINDA DUFFY2013-10-14
0012011-01-01LINDA DUFFY LINDA DUFFY2012-10-15
0012010-01-01LINDA DUFFY LINDA DUFFY2011-10-15
0012009-01-01LINDA DUFFY LINDA DUFFY2010-10-15

Plan Statistics for EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC.

401k plan membership statisitcs for EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC.

Measure Date Value
2017: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2017 401k membership
Total participants, beginning-of-year2017-01-01264
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0141
Total of all active and inactive participants2017-01-0141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0141
Number of participants with account balances2017-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2016 401k membership
Total participants, beginning-of-year2016-01-01268
Total number of active participants reported on line 7a of the Form 55002016-01-01277
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0188
Total of all active and inactive participants2016-01-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01367
Number of participants with account balances2016-01-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2015 401k membership
Total participants, beginning-of-year2015-01-01276
Total number of active participants reported on line 7a of the Form 55002015-01-01182
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0184
Total of all active and inactive participants2015-01-01266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01268
Number of participants with account balances2015-01-01268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2014 401k membership
Total participants, beginning-of-year2014-01-01284
Total number of active participants reported on line 7a of the Form 55002014-01-01191
Number of other retired or separated participants entitled to future benefits2014-01-0182
Total of all active and inactive participants2014-01-01273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-01276
Number of participants with account balances2014-01-01275
2013: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2013 401k membership
Total participants, beginning-of-year2013-01-01303
Total number of active participants reported on line 7a of the Form 55002013-01-01195
Number of other retired or separated participants entitled to future benefits2013-01-0185
Total of all active and inactive participants2013-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-01284
Number of participants with account balances2013-01-01283
2012: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2012 401k membership
Total participants, beginning-of-year2012-01-01312
Total number of active participants reported on line 7a of the Form 55002012-01-01211
Number of other retired or separated participants entitled to future benefits2012-01-0188
Total of all active and inactive participants2012-01-01299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-01303
Number of participants with account balances2012-01-01303
2011: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2011 401k membership
Total participants, beginning-of-year2011-01-01313
Total number of active participants reported on line 7a of the Form 55002011-01-01218
Number of other retired or separated participants entitled to future benefits2011-01-0190
Total of all active and inactive participants2011-01-01308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-01312
Number of participants with account balances2011-01-01312
2010: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2010 401k membership
Total participants, beginning-of-year2010-01-01298
Total number of active participants reported on line 7a of the Form 55002010-01-01226
Number of other retired or separated participants entitled to future benefits2010-01-0186
Total of all active and inactive participants2010-01-01312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01313
Number of participants with account balances2010-01-01313
2009: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2009 401k membership
Total participants, beginning-of-year2009-01-01301
Total number of active participants reported on line 7a of the Form 55002009-01-01211
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0188
Total of all active and inactive participants2009-01-01299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01300
Number of participants with account balances2009-01-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC.

Measure Date Value
2017 : EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$354,872
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,551,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,546,888
Expenses. Certain deemed distributions of participant loans2017-12-31$1,862
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$173,901
Value of total assets at end of year2017-12-31$506,541
Value of total assets at beginning of year2017-12-31$3,702,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,437
Total interest from all sources2017-12-31$20,989
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$350,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$0
Participant contributions at end of year2017-12-31$1,406
Participant contributions at beginning of year2017-12-31$208,344
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$0
Other income not declared elsewhere2017-12-31$0
Administrative expenses (other) incurred2017-12-31$2,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-3,196,315
Value of net assets at end of year (total assets less liabilities)2017-12-31$506,541
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,702,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$124,213
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,296,557
Interest on participant loans2017-12-31$0
Interest earned on other investments2017-12-31$20,989
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$380,922
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,155,661
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from pooled separate accounts2017-12-31$159,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$173,901
Employer contributions (assets) at beginning of year2017-12-31$42,294
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,546,888
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ANSTISS & CO., P.C.
Accountancy firm EIN2017-12-31042917204
2016 : EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$413,027
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$670,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$667,065
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$259,916
Value of total assets at end of year2016-12-31$3,702,856
Value of total assets at beginning of year2016-12-31$3,960,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,117
Total interest from all sources2016-12-31$23,949
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$350,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$0
Participant contributions at end of year2016-12-31$208,344
Participant contributions at beginning of year2016-12-31$149,576
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$3,117
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-257,155
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,702,856
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,960,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,296,557
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,498,254
Interest on participant loans2016-12-31$0
Interest earned on other investments2016-12-31$23,949
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,155,661
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,269,315
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from pooled separate accounts2016-12-31$129,162
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$259,916
Employer contributions (assets) at end of year2016-12-31$42,294
Employer contributions (assets) at beginning of year2016-12-31$42,866
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$667,065
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ANSTISS & CO., P.C.
Accountancy firm EIN2016-12-31042917204
2015 : EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$243,452
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$410,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$406,067
Expenses. Certain deemed distributions of participant loans2015-12-31$2,610
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$291,537
Value of total assets at end of year2015-12-31$3,960,011
Value of total assets at beginning of year2015-12-31$4,126,946
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,710
Total interest from all sources2015-12-31$26,194
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$0
Participant contributions at end of year2015-12-31$149,576
Participant contributions at beginning of year2015-12-31$183,438
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$1,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-166,935
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,960,011
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,126,946
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,498,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$951,295
Interest on participant loans2015-12-31$0
Interest earned on other investments2015-12-31$26,194
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,269,315
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,946,596
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from pooled separate accounts2015-12-31$-74,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$291,537
Employer contributions (assets) at end of year2015-12-31$42,866
Employer contributions (assets) at beginning of year2015-12-31$45,617
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$406,067
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ANSTISS & CO. , P.C.
Accountancy firm EIN2015-12-31042917204
2014 : EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$340,559
Total of all expenses incurred2014-12-31$257,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$255,890
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$250,451
Value of total assets at end of year2014-12-31$4,126,946
Value of total assets at beginning of year2014-12-31$4,043,410
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,133
Total interest from all sources2014-12-31$30,627
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$250,451
Amount contributed by the employer to the plan for this plan year2014-12-31$250,451
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$83,536
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,126,946
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,043,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$951,295
Value of interest in pooled separate accounts at beginning of year2014-12-31$850,212
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$30,627
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$3,130,034
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$3,143,265
Net investment gain/loss from pooled separate accounts2014-12-31$59,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$250,451
Employer contributions (assets) at end of year2014-12-31$45,617
Employer contributions (assets) at beginning of year2014-12-31$49,933
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$255,890
Contract administrator fees2014-12-31$1,133
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ALEXANDER, ARONSON, FINNING & CO.,
Accountancy firm EIN2014-12-31042571780
2013 : EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$421,874
Total of all expenses incurred2013-12-31$243,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$241,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$269,778
Value of total assets at end of year2013-12-31$4,043,410
Value of total assets at beginning of year2013-12-31$3,865,316
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,627
Total interest from all sources2013-12-31$7,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$269,778
Amount contributed by the employer to the plan for this plan year2013-12-31$269,778
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$178,094
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,043,410
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,865,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$850,212
Value of interest in pooled separate accounts at beginning of year2013-12-31$649,961
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$7,048
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,143,265
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,171,062
Net investment gain/loss from pooled separate accounts2013-12-31$145,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$269,778
Employer contributions (assets) at end of year2013-12-31$49,933
Employer contributions (assets) at beginning of year2013-12-31$44,293
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$241,153
Contract administrator fees2013-12-31$2,627
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ALEXANDER, ARONSON, FINNING & CO.,
Accountancy firm EIN2013-12-31042571780
2012 : EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$383,236
Total of all expenses incurred2012-12-31$97,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$92,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$237,791
Value of total assets at end of year2012-12-31$3,865,316
Value of total assets at beginning of year2012-12-31$3,580,006
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,981
Total interest from all sources2012-12-31$50,446
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$237,791
Amount contributed by the employer to the plan for this plan year2012-12-31$237,791
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$285,310
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,865,316
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,580,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$649,961
Value of interest in pooled separate accounts at beginning of year2012-12-31$572,212
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$50,446
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,171,062
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,961,279
Net investment gain/loss from pooled separate accounts2012-12-31$94,999
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$237,791
Employer contributions (assets) at end of year2012-12-31$44,293
Employer contributions (assets) at beginning of year2012-12-31$46,515
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$92,945
Contract administrator fees2012-12-31$4,981
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ALEXANDER, ARONSON, FINNING & CO.,
Accountancy firm EIN2012-12-31042571780
2011 : EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$328,360
Total of all expenses incurred2011-12-31$243,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$237,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$278,599
Value of total assets at end of year2011-12-31$3,580,006
Value of total assets at beginning of year2011-12-31$3,494,741
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,279
Total interest from all sources2011-12-31$57,739
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$278,599
Amount contributed by the employer to the plan for this plan year2011-12-31$278,599
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$85,265
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,580,006
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,494,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$572,212
Value of interest in pooled separate accounts at beginning of year2011-12-31$560,455
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$57,739
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,961,279
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,883,022
Net investment gain/loss from pooled separate accounts2011-12-31$-7,978
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$278,599
Employer contributions (assets) at end of year2011-12-31$46,515
Employer contributions (assets) at beginning of year2011-12-31$51,264
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$237,816
Contract administrator fees2011-12-31$5,279
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ALEXANDER, ARONSON, FINNING & CO.,
Accountancy firm EIN2011-12-31042571780
2010 : EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$419,821
Total of all expenses incurred2010-12-31$183,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$176,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$275,103
Value of total assets at end of year2010-12-31$3,494,741
Value of total assets at beginning of year2010-12-31$3,258,827
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$7,183
Total interest from all sources2010-12-31$77,790
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$275,103
Amount contributed by the employer to the plan for this plan year2010-12-31$275,103
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$235,914
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,494,741
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,258,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$560,455
Value of interest in pooled separate accounts at beginning of year2010-12-31$440,572
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$77,790
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,883,022
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,768,272
Net investment gain/loss from pooled separate accounts2010-12-31$66,928
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$275,103
Employer contributions (assets) at end of year2010-12-31$51,264
Employer contributions (assets) at beginning of year2010-12-31$49,983
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$176,724
Contract administrator fees2010-12-31$7,183
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ALEXANDER, ARONSON, FINNING & CO.,
Accountancy firm EIN2010-12-31042571780
2009 : EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$262,520
Amount contributed by the employer to the plan for this plan year2009-12-31$262,520

Form 5500 Responses for EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC.

2017: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: EMPLOYEE BENEFIT PLAN OF MONTACHUSETT OPPORTUNITY COUNCIL, INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number050980B
Policy instance 1
Insurance contract or identification number050980B
Number of Individuals Covered41
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $550
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees550
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameBOSTON REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number050980B
Policy instance 1
Insurance contract or identification number050980B
Number of Individuals Covered268
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,095
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1095
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameBOSTON REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number050980-B
Policy instance 1
Insurance contract or identification number050980-B
Number of Individuals Covered276
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,133
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1133
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameBOSTON REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number050980-B
Policy instance 1
Insurance contract or identification number050980-B
Number of Individuals Covered284
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,222
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1222
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM.
Insurance broker organization code?3
Insurance broker nameBOSTON REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number050980-B-03
Policy instance 1
Insurance contract or identification number050980-B-03
Number of Individuals Covered303
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $942
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees254
Insurance broker organization code?3
Insurance broker nameMICHAEL SINGER
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number050980-B-03
Policy instance 1
Insurance contract or identification number050980-B-03
Number of Individuals Covered312
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $698
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number050980-B-03
Policy instance 1
Insurance contract or identification number050980-B-03
Number of Individuals Covered313
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $275
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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