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EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 401k Plan overview

Plan NameEMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC.
Plan identification number 002

EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ADVOCACY RESOURCE CENTER OF MARION, INC. has sponsored the creation of one or more 401k plans.

Company Name:ADVOCACY RESOURCE CENTER OF MARION, INC.
Employer identification number (EIN):592217524
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-07-01FRANK SOFIA2021-03-31
0022017-07-01
0022017-07-01
0022016-07-01FRANK SOFIA
0022015-07-01FRANK SOFIA
0022014-07-01FRANK SOFIA
0022013-07-01FRANK SOFIA
0022012-10-01FRANK SOFIA
0022011-10-01FRANK SOFIA
0022010-10-01FRANK SOFIA
0022009-10-01FRANK SOFIA
0022008-10-01

Plan Statistics for EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC.

401k plan membership statisitcs for EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC.

Measure Date Value
2017: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2017 401k membership
Total participants, beginning-of-year2017-07-01130
Total of all active and inactive participants2017-07-010
Total participants2017-07-010
2016: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2016 401k membership
Total participants, beginning-of-year2016-07-01109
Total number of active participants reported on line 7a of the Form 55002016-07-01115
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0114
Total of all active and inactive participants2016-07-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-011
Total participants2016-07-01130
Number of participants with account balances2016-07-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-0120
2015: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2015 401k membership
Total participants, beginning-of-year2015-07-01122
Total number of active participants reported on line 7a of the Form 55002015-07-0196
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0112
Total of all active and inactive participants2015-07-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-011
Total participants2015-07-01109
Number of participants with account balances2015-07-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0119
2014: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2014 401k membership
Total participants, beginning-of-year2014-07-01119
Total number of active participants reported on line 7a of the Form 55002014-07-01107
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0113
Total of all active and inactive participants2014-07-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-012
Total participants2014-07-01122
Number of participants with account balances2014-07-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-0117
2013: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2013 401k membership
Total participants, beginning-of-year2013-07-01117
Total number of active participants reported on line 7a of the Form 55002013-07-01110
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-019
Total of all active and inactive participants2013-07-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01119
Number of participants with account balances2013-07-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-019
2012: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2012 401k membership
Total participants, beginning-of-year2012-10-01114
Total number of active participants reported on line 7a of the Form 55002012-10-01110
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-017
Total of all active and inactive participants2012-10-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01117
Number of participants with account balances2012-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-012
2011: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2011 401k membership
Total participants, beginning-of-year2011-10-01122
Total number of active participants reported on line 7a of the Form 55002011-10-01106
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-018
Total of all active and inactive participants2011-10-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01114
Number of participants with account balances2011-10-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-0110
2010: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2010 401k membership
Total participants, beginning-of-year2010-10-01135
Total number of active participants reported on line 7a of the Form 55002010-10-01116
Number of retired or separated participants receiving benefits2010-10-010
Number of other retired or separated participants entitled to future benefits2010-10-016
Total of all active and inactive participants2010-10-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-01122
Number of participants with account balances2010-10-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-019
2009: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2009 401k membership
Total participants, beginning-of-year2009-10-01138
Total number of active participants reported on line 7a of the Form 55002009-10-01130
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-017
Total of all active and inactive participants2009-10-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01137
Number of participants with account balances2009-10-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-012

Financial Data on EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC.

Measure Date Value
2018 : EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$130,298
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$146,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$145,417
Expenses. Certain deemed distributions of participant loans2018-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$81,063
Value of total assets at end of year2018-06-30$1,023,054
Value of total assets at beginning of year2018-06-30$1,039,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$927
Total interest from all sources2018-06-30$5,172
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$1,000,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$51,721
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$0
Other income not declared elsewhere2018-06-30$0
Administrative expenses (other) incurred2018-06-30$927
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$-16,046
Value of net assets at end of year (total assets less liabilities)2018-06-30$1,023,054
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$1,039,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$498,511
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$526,200
Interest on participant loans2018-06-30$0
Interest earned on other investments2018-06-30$5,172
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$524,543
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$512,900
Expenses. Payments to insurance carriers foe the provision of benefits2018-06-30$0
Net investment gain/loss from pooled separate accounts2018-06-30$44,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$29,342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$145,417
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Qualified
Accountancy firm name2018-06-30PURVIS, GRAY & COMPANY
Accountancy firm EIN2018-06-30590548468
2017 : EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$149,524
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$306,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$305,025
Expenses. Certain deemed distributions of participant loans2017-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$80,959
Value of total assets at end of year2017-06-30$1,039,100
Value of total assets at beginning of year2017-06-30$1,195,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$1,081
Total interest from all sources2017-06-30$5,480
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$1,000,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$53,097
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$1,233
Other income not declared elsewhere2017-06-30$0
Administrative expenses (other) incurred2017-06-30$1,081
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$-156,582
Value of net assets at end of year (total assets less liabilities)2017-06-30$1,039,100
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$1,195,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$526,200
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$592,303
Interest on participant loans2017-06-30$0
Interest earned on other investments2017-06-30$5,480
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$512,900
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$603,379
Expenses. Payments to insurance carriers foe the provision of benefits2017-06-30$0
Net investment gain/loss from pooled separate accounts2017-06-30$63,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$26,629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$305,025
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30PURVIS, GRAY & COMPANY, LLP
Accountancy firm EIN2017-06-30590548468
2016 : EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$85,861
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$293,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$292,106
Expenses. Certain deemed distributions of participant loans2016-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$94,301
Value of total assets at end of year2016-06-30$1,195,682
Value of total assets at beginning of year2016-06-30$1,403,268
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$1,341
Total interest from all sources2016-06-30$6,060
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$1,000,000
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$58,811
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$0
Other income not declared elsewhere2016-06-30$0
Administrative expenses (other) incurred2016-06-30$1,341
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-207,586
Value of net assets at end of year (total assets less liabilities)2016-06-30$1,195,682
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$1,403,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$592,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$766,039
Interest on participant loans2016-06-30$0
Interest earned on other investments2016-06-30$6,060
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$603,379
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$637,229
Expenses. Payments to insurance carriers foe the provision of benefits2016-06-30$0
Net investment gain/loss from pooled separate accounts2016-06-30$-14,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$35,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$292,106
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30PURVIS, GRAY & COMPANY, LLP
Accountancy firm EIN2016-06-30590548468
2015 : EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$135,657
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$74,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$74,443
Expenses. Certain deemed distributions of participant loans2015-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$101,122
Value of total assets at end of year2015-06-30$1,403,268
Value of total assets at beginning of year2015-06-30$1,342,404
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$350
Total interest from all sources2015-06-30$6,266
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$1,000,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$56,566
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$0
Other income not declared elsewhere2015-06-30$0
Administrative expenses (other) incurred2015-06-30$350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$60,864
Value of net assets at end of year (total assets less liabilities)2015-06-30$1,403,268
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$1,342,404
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$766,039
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$728,777
Interest on participant loans2015-06-30$0
Interest earned on other investments2015-06-30$6,266
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$637,229
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$613,627
Expenses. Payments to insurance carriers foe the provision of benefits2015-06-30$0
Net investment gain/loss from pooled separate accounts2015-06-30$28,269
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$44,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$74,443
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30PURVIS, GRAY & COMPANY, LLP
Accountancy firm EIN2015-06-30590548468
2014 : EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$264,235
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$111,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$107,735
Expenses. Certain deemed distributions of participant loans2014-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$145,361
Value of total assets at end of year2014-06-30$1,342,404
Value of total assets at beginning of year2014-06-30$1,189,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$3,645
Total interest from all sources2014-06-30$5,800
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$1,000,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$55,596
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$47,920
Other income not declared elsewhere2014-06-30$0
Administrative expenses (other) incurred2014-06-30$3,645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$152,855
Value of net assets at end of year (total assets less liabilities)2014-06-30$1,342,404
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$1,189,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$728,777
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$619,129
Interest on participant loans2014-06-30$0
Interest earned on other investments2014-06-30$5,800
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$613,627
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$567,331
Expenses. Payments to insurance carriers foe the provision of benefits2014-06-30$0
Net investment gain/loss from pooled separate accounts2014-06-30$113,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$41,845
Employer contributions (assets) at beginning of year2014-06-30$3,089
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$107,735
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30PURVIS, GRAY & COMPANY, LLP
Accountancy firm EIN2014-06-30590548468
2013 : EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$117,045
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$69,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$67,941
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$67,591
Value of total assets at end of year2013-06-30$1,189,549
Value of total assets at beginning of year2013-06-30$1,142,238
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$1,793
Total interest from all sources2013-06-30$5,286
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$1,000,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$36,411
Participant contributions at beginning of year2013-06-30$1,759
Administrative expenses (other) incurred2013-06-30$1,793
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$47,311
Value of net assets at end of year (total assets less liabilities)2013-06-30$1,189,549
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$1,142,238
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$619,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$598,629
Interest earned on other investments2013-06-30$5,286
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$567,331
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$538,744
Net investment gain/loss from pooled separate accounts2013-06-30$44,168
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$31,180
Employer contributions (assets) at end of year2013-06-30$3,089
Employer contributions (assets) at beginning of year2013-06-30$3,106
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$67,941
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30PURIVS, GRAY & COMPANY, LLP
Accountancy firm EIN2013-06-30590548468
2012 : EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$193,648
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$167,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$163,179
Expenses. Certain deemed distributions of participant loans2012-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$90,362
Value of total assets at end of year2012-09-30$1,142,238
Value of total assets at beginning of year2012-09-30$1,116,325
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$4,556
Total interest from all sources2012-09-30$9,813
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$1,000,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$48,687
Participant contributions at end of year2012-09-30$1,759
Participant contributions at beginning of year2012-09-30$3,522
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$0
Administrative expenses (other) incurred2012-09-30$4,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$25,913
Value of net assets at end of year (total assets less liabilities)2012-09-30$1,142,238
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$1,116,325
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$598,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$524,122
Interest on participant loans2012-09-30$0
Interest earned on other investments2012-09-30$9,813
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-09-30$538,744
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-09-30$583,803
Expenses. Payments to insurance carriers foe the provision of benefits2012-09-30$0
Net investment gain/loss from pooled separate accounts2012-09-30$93,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$41,675
Employer contributions (assets) at end of year2012-09-30$3,106
Employer contributions (assets) at beginning of year2012-09-30$4,878
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$163,179
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30PURVIS, GRAY & COMPANY, LLP
Accountancy firm EIN2012-09-30590548468
2011 : EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$135,009
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$131,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$118,306
Expenses. Certain deemed distributions of participant loans2011-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$99,400
Value of total assets at end of year2011-09-30$1,116,325
Value of total assets at beginning of year2011-09-30$1,113,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$13,601
Total interest from all sources2011-09-30$11,083
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$1,000,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$52,532
Participant contributions at end of year2011-09-30$3,522
Participant contributions at beginning of year2011-09-30$3,694
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$0
Other income not declared elsewhere2011-09-30$6,847
Administrative expenses (other) incurred2011-09-30$13,601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$3,102
Value of net assets at end of year (total assets less liabilities)2011-09-30$1,116,325
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$1,113,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$524,122
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$465,442
Interest on participant loans2011-09-30$0
Interest earned on other investments2011-09-30$11,083
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-09-30$583,803
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-09-30$618,996
Expenses. Payments to insurance carriers foe the provision of benefits2011-09-30$0
Net investment gain/loss from pooled separate accounts2011-09-30$17,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$46,868
Employer contributions (assets) at end of year2011-09-30$4,878
Employer contributions (assets) at beginning of year2011-09-30$25,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$118,306
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30PURVIS, GRAY & COMPANY, LLP
Accountancy firm EIN2011-09-30590548468
2010 : EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC.

2017: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingYes
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2016: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2015: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2014: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2013: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan benefit arrangement – InsuranceYes
2012: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan benefit arrangement – InsuranceYes
2011: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2010: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – InsuranceYes
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement – InsuranceYes
2009: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes
2008: EMPLOYEE BENEFIT PLAN OF ADVOCACY RESOURCE CENTER OF MARION, INC. 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058252I
Policy instance 1
Insurance contract or identification number058252I
Number of Individuals Covered85
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $200
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058252I
Policy instance 1
Insurance contract or identification number058252I
Number of Individuals Covered109
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $443
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees443
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameTAMPA BAY REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058252I
Policy instance 1
Insurance contract or identification number058252I
Number of Individuals Covered122
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $88
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees88
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameTAMPA BAY REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058252I
Policy instance 1
Insurance contract or identification number058252I
Number of Individuals Covered119
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $289
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees289
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameTAMPA BAY REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058252I
Policy instance 1
Insurance contract or identification number058252I
Number of Individuals Covered117
Insurance policy start date2012-10-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $54
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees20
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameTED JOHNSON
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058252I
Policy instance 1
Insurance contract or identification number058252I
Number of Individuals Covered114
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,219
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058252I
Policy instance 1
Insurance contract or identification number058252I
Number of Individuals Covered122
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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