401k Plan data: EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. plan

EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 401k Plan overview

Plan Name	EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC.
Plan identification number	002

EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAPE COUNSELING SERVICE INC has sponsored the creation of one or more 401k plans.

Company Name: CAPE COUNSELING SERVICE INC

Employer identification number (EIN): 222226231

NAIC Classification: 624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-01-01
002 2012-01-01 STEVEN B MARCHIANO
002 2011-01-01 STEVEN B MARCHIANO
002 2009-01-01 STEVEN B MARCHIANO

Plan Statistics for EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC.

401k plan membership statisitcs for EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC.

Measure Date Value
2013: EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
2012: EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 1
Number of participants with account balances 2012-01-01 1
2011: EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2011 401k membership
Total participants, beginning-of-year 2011-01-01 302
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 1
Number of participants with account balances 2011-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2009 401k membership
Total participants, beginning-of-year 2009-01-01 268
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 136
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 147
Total of all active and inactive participants 2009-01-01 285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 285
Number of participants with account balances 2009-01-01 285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
2012: EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	1
Number of participants with account balances	2012-01-01	1
2011: EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2011 401k membership
Total participants, beginning-of-year	2011-01-01	302
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	1
Number of participants with account balances	2011-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2009 401k membership
Total participants, beginning-of-year	2009-01-01	268
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	136
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	147
Total of all active and inactive participants	2009-01-01	285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	285
Number of participants with account balances	2009-01-01	285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC.

Measure	Date	Value
2013 : EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2013 401k financial data
Total income from all sources	2013-08-31	$-3
Expenses. Total of all expenses incurred	2013-08-31	$617
Total plan assets at end of year	2013-08-31	$0
Total plan assets at beginning of year	2013-08-31	$620
Value of fidelity bond covering the plan	2013-08-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2013-08-31	$617
Other income received	2013-08-31	$-3
Net income (gross income less expenses)	2013-08-31	$-620
Net plan assets at end of year (total assets less liabilities)	2013-08-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2013-08-31	$620
2012 : EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2012 401k financial data
Total income from all sources	2012-12-31	$84
Expenses. Total of all expenses incurred	2012-12-31	$6
Total plan assets at end of year	2012-12-31	$620
Total plan assets at beginning of year	2012-12-31	$542
Value of fidelity bond covering the plan	2012-12-31	$1,000,000
Other income received	2012-12-31	$84
Net income (gross income less expenses)	2012-12-31	$78
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$620
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$542
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$6
2011 : EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$75,153
Total of all expenses incurred	2011-12-31	$3,720,108
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,719,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$146
Value of total assets at end of year	2011-12-31	$542
Value of total assets at beginning of year	2011-12-31	$3,645,497
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$137
Total interest from all sources	2011-12-31	$3,301
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$146
Amount contributed by the employer to the plan for this plan year	2011-12-31	$146
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Administrative expenses (other) incurred	2011-12-31	$137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-3,644,955
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$542
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,645,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$542
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,651,001
Interest earned on other investments	2011-12-31	$3,301
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$994,496
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$2,501,993
Net investment gain/loss from pooled separate accounts	2011-12-31	$71,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$146
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,217,978
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CAPALDI REYNOLDS & PELOSI PA
Accountancy firm EIN	2011-12-31	222097516
2010 : EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$659,918
Total of all expenses incurred	2010-12-31	$528,298
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$524,713
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$227,556
Value of total assets at end of year	2010-12-31	$3,645,497
Value of total assets at beginning of year	2010-12-31	$3,513,877
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,585
Total interest from all sources	2010-12-31	$29,604
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$355,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$227,556
Amount contributed by the employer to the plan for this plan year	2010-12-31	$227,556
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Administrative expenses (other) incurred	2010-12-31	$3,585
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$131,620
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,645,497
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,513,877
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,651,001
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,324,753
Interest earned on other investments	2010-12-31	$29,604
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$994,496
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,152,949
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$524,713
Net investment gain/loss from pooled separate accounts	2010-12-31	$402,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$227,556
Employer contributions (assets) at beginning of year	2010-12-31	$36,175
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CAPALDI, REYNOLDS & PELOSI PA
Accountancy firm EIN	2010-12-31	222097516
2009 : EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$7,541
Minimum employer required contribution for this plan year	2009-12-31	$287,514
Amount contributed by the employer to the plan for this plan year	2009-12-31	$279,973

Form 5500 Responses for EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC.

2013: EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: EMPLOYEE BENEFIT PLAN OF CAPE COUNSELING SERVICES INC. 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	CAPE COUNSELING SERVICE INC
Employer identification number (EIN):	222226231
NAIC Classification:	624100
NAIC Description:	Individual and Family Services

Plan id#	Filing Submission Date	Name of Administrator
002	2013-01-01
002	2012-01-01	STEVEN B MARCHIANO
002	2011-01-01	STEVEN B MARCHIANO
002	2009-01-01	STEVEN B MARCHIANO