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EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 401k Plan overview

Plan NameEMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY
Plan identification number 001

EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WHOLESALE TAPE & SUPPLY CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:WHOLESALE TAPE & SUPPLY CO., INC.
Employer identification number (EIN):621088946
NAIC Classification:423990
NAIC Description:Other Miscellaneous Durable Goods Merchant Wholesalers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01MICHAEL SALLEY2023-07-18
0012021-01-01MICHAEL SALLEY2022-06-30
0012020-01-01MICHAEL SALLEY2021-07-02
0012019-01-01MICHAEL SALLEY2020-07-02
0012018-01-01MICHAEL SALLEY
0012017-01-01MICHAEL SALLEY
0012016-01-01MICHAEL SALLEY
0012015-01-01MICHAEL SALLEY
0012014-01-01MICHAEL SALLEY
0012013-01-01MICHAEL SALLEY
0012012-01-01MICHAEL SALLEY
0012011-01-01MICHAEL SALLEY
0012010-01-01MICHAEL SALLEY
0012009-01-01MICHAEL SALLEY

Plan Statistics for EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY

401k plan membership statisitcs for EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY

Measure Date Value
2018: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2018 401k membership
Total participants, beginning-of-year2018-01-0172
Total number of active participants reported on line 7a of the Form 55002018-01-0148
Number of other retired or separated participants entitled to future benefits2018-01-0117
Total of all active and inactive participants2018-01-0165
Total participants2018-01-0165
Number of participants with account balances2018-01-0165
2017: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2017 401k membership
Total participants, beginning-of-year2017-01-0160
Total number of active participants reported on line 7a of the Form 55002017-01-0152
Number of other retired or separated participants entitled to future benefits2017-01-0120
Total of all active and inactive participants2017-01-0172
Total participants2017-01-0172
Number of participants with account balances2017-01-0172
2016: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2016 401k membership
Total participants, beginning-of-year2016-01-0158
Total number of active participants reported on line 7a of the Form 55002016-01-0141
Number of other retired or separated participants entitled to future benefits2016-01-0119
Total of all active and inactive participants2016-01-0160
Total participants2016-01-0160
Number of participants with account balances2016-01-0160
2015: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2015 401k membership
Total participants, beginning-of-year2015-01-0156
Total number of active participants reported on line 7a of the Form 55002015-01-0140
Number of other retired or separated participants entitled to future benefits2015-01-0118
Total of all active and inactive participants2015-01-0158
Total participants2015-01-0158
Number of participants with account balances2015-01-0158
2014: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2014 401k membership
Total participants, beginning-of-year2014-01-0155
Total number of active participants reported on line 7a of the Form 55002014-01-0141
Number of other retired or separated participants entitled to future benefits2014-01-0115
Total of all active and inactive participants2014-01-0156
Total participants2014-01-0156
Number of participants with account balances2014-01-0156
2013: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2013 401k membership
Total participants, beginning-of-year2013-01-0145
Total number of active participants reported on line 7a of the Form 55002013-01-0135
Number of other retired or separated participants entitled to future benefits2013-01-0120
Total of all active and inactive participants2013-01-0155
Total participants2013-01-0155
Number of participants with account balances2013-01-0155
2012: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2012 401k membership
Total participants, beginning-of-year2012-01-0143
Total number of active participants reported on line 7a of the Form 55002012-01-0128
Number of other retired or separated participants entitled to future benefits2012-01-0117
Total of all active and inactive participants2012-01-0145
Total participants2012-01-0145
Number of participants with account balances2012-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2011 401k membership
Total participants, beginning-of-year2011-01-0141
Total number of active participants reported on line 7a of the Form 55002011-01-0130
Number of other retired or separated participants entitled to future benefits2011-01-0113
Total of all active and inactive participants2011-01-0143
Total participants2011-01-0143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2010 401k membership
Total participants, beginning-of-year2010-01-0144
Total number of active participants reported on line 7a of the Form 55002010-01-0125
Number of other retired or separated participants entitled to future benefits2010-01-0116
Total of all active and inactive participants2010-01-0141
Total participants2010-01-0141
Number of participants with account balances2010-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2009 401k membership
Total participants, beginning-of-year2009-01-0142
Total number of active participants reported on line 7a of the Form 55002009-01-0134
Number of other retired or separated participants entitled to future benefits2009-01-0110
Total of all active and inactive participants2009-01-0144
Total participants2009-01-0144
Number of participants with account balances2009-01-0144

Financial Data on EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY

Measure Date Value
2018 : EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2018 401k financial data
Total income from all sources2018-12-31$49,413
Expenses. Total of all expenses incurred2018-12-31$140,559
Benefits paid (including direct rollovers)2018-12-31$140,475
Total plan assets at end of year2018-12-31$2,040,671
Total plan assets at beginning of year2018-12-31$2,131,817
Value of fidelity bond covering the plan2018-12-31$250,000
Total contributions received or receivable from participants2018-12-31$81,699
Other income received2018-12-31$-86,988
Net income (gross income less expenses)2018-12-31$-91,146
Net plan assets at end of year (total assets less liabilities)2018-12-31$2,040,671
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,131,817
Total contributions received or receivable from employer(s)2018-12-31$54,702
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$84
2017 : EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2017 401k financial data
Total income from all sources2017-12-31$386,428
Expenses. Total of all expenses incurred2017-12-31$97,933
Benefits paid (including direct rollovers)2017-12-31$97,864
Total plan assets at end of year2017-12-31$2,131,817
Total plan assets at beginning of year2017-12-31$1,843,322
Value of fidelity bond covering the plan2017-12-31$250,000
Total contributions received or receivable from participants2017-12-31$86,429
Other income received2017-12-31$237,678
Net income (gross income less expenses)2017-12-31$288,495
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,131,817
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,843,322
Total contributions received or receivable from employer(s)2017-12-31$62,321
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$69
2016 : EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2016 401k financial data
Total income from all sources2016-12-31$266,762
Expenses. Total of all expenses incurred2016-12-31$45,938
Benefits paid (including direct rollovers)2016-12-31$45,872
Total plan assets at end of year2016-12-31$1,843,322
Total plan assets at beginning of year2016-12-31$1,622,498
Value of fidelity bond covering the plan2016-12-31$150,000
Total contributions received or receivable from participants2016-12-31$86,049
Other income received2016-12-31$130,070
Net income (gross income less expenses)2016-12-31$220,824
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,843,322
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,622,498
Total contributions received or receivable from employer(s)2016-12-31$50,643
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$66
2015 : EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2015 401k financial data
Total income from all sources2015-12-31$95,317
Expenses. Total of all expenses incurred2015-12-31$23,416
Benefits paid (including direct rollovers)2015-12-31$23,416
Total plan assets at end of year2015-12-31$1,622,498
Total plan assets at beginning of year2015-12-31$1,550,597
Value of fidelity bond covering the plan2015-12-31$200,000
Total contributions received or receivable from participants2015-12-31$85,652
Other income received2015-12-31$-42,669
Net income (gross income less expenses)2015-12-31$71,901
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,622,498
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,550,597
Total contributions received or receivable from employer(s)2015-12-31$52,334
2014 : EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2014 401k financial data
Total income from all sources2014-12-31$179,347
Expenses. Total of all expenses incurred2014-12-31$122,093
Benefits paid (including direct rollovers)2014-12-31$122,093
Total plan assets at end of year2014-12-31$1,550,597
Total plan assets at beginning of year2014-12-31$1,493,343
Value of fidelity bond covering the plan2014-12-31$200,000
Total contributions received or receivable from participants2014-12-31$80,728
Other income received2014-12-31$62,933
Net income (gross income less expenses)2014-12-31$57,254
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,550,597
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,493,343
Total contributions received or receivable from employer(s)2014-12-31$35,686
2013 : EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2013 401k financial data
Total income from all sources2013-12-31$290,640
Expenses. Total of all expenses incurred2013-12-31$58,645
Benefits paid (including direct rollovers)2013-12-31$58,645
Total plan assets at end of year2013-12-31$1,493,343
Total plan assets at beginning of year2013-12-31$1,261,348
Value of fidelity bond covering the plan2013-12-31$125,000
Total contributions received or receivable from participants2013-12-31$108,038
Other income received2013-12-31$137,663
Net income (gross income less expenses)2013-12-31$231,995
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,493,343
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,261,348
Total contributions received or receivable from employer(s)2013-12-31$44,939
2012 : EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2012 401k financial data
Total income from all sources2012-12-31$223,021
Expenses. Total of all expenses incurred2012-12-31$40,118
Benefits paid (including direct rollovers)2012-12-31$40,118
Total plan assets at end of year2012-12-31$1,261,348
Total plan assets at beginning of year2012-12-31$1,078,445
Value of fidelity bond covering the plan2012-12-31$125,000
Total contributions received or receivable from participants2012-12-31$79,200
Other income received2012-12-31$98,736
Net income (gross income less expenses)2012-12-31$182,903
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,261,348
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,078,445
Total contributions received or receivable from employer(s)2012-12-31$45,085
2011 : EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2011 401k financial data
Total income from all sources2011-12-31$100,404
Expenses. Total of all expenses incurred2011-12-31$146,390
Benefits paid (including direct rollovers)2011-12-31$146,390
Total plan assets at end of year2011-12-31$1,078,445
Total plan assets at beginning of year2011-12-31$1,124,431
Value of fidelity bond covering the plan2011-12-31$125,000
Total contributions received or receivable from participants2011-12-31$75,156
Other income received2011-12-31$-18,077
Net income (gross income less expenses)2011-12-31$-45,986
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,078,445
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,124,431
Total contributions received or receivable from employer(s)2011-12-31$43,325
2010 : EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2010 401k financial data
Total income from all sources2010-12-31$206,736
Expenses. Total of all expenses incurred2010-12-31$20,490
Benefits paid (including direct rollovers)2010-12-31$19,629
Total plan assets at end of year2010-12-31$1,124,431
Total plan assets at beginning of year2010-12-31$938,185
Value of fidelity bond covering the plan2010-12-31$125,000
Total contributions received or receivable from participants2010-12-31$66,548
Other income received2010-12-31$97,065
Net income (gross income less expenses)2010-12-31$186,246
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,124,431
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$938,185
Total contributions received or receivable from employer(s)2010-12-31$43,123
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$861

Form 5500 Responses for EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY

2018: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: EMPLOYEE BENEFIT PLAN OF WHOLESALE TAPE AND SUPPLY 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number943948-01
Policy instance 1
Insurance contract or identification number943948-01
Number of Individuals Covered2
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number943948-01
Policy instance 1
Insurance contract or identification number943948-01
Number of Individuals Covered3
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number943948-01
Policy instance 1
Insurance contract or identification number943948-01
Number of Individuals Covered5
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,039
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,039
Insurance broker organization code?3
Insurance broker nameJAMES IZETT - IFG LLC
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number943948-01
Policy instance 1
Insurance contract or identification number943948-01
Number of Individuals Covered56
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $7,172
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,145
Insurance broker organization code?3
Insurance broker nameJAMES IZETT - IFG LLC
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number943948-01
Policy instance 1
Insurance contract or identification number943948-01
Number of Individuals Covered55
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $6,446
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,446
Insurance broker organization code?3
Insurance broker nameJAMES IZETT
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number943948-01
Policy instance 1
Insurance contract or identification number943948-01
Number of Individuals Covered45
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $4,605
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,485
Insurance broker organization code?3
Insurance broker nameROBERT WHITE
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number943948-01
Policy instance 1
Insurance contract or identification number943948-01
Number of Individuals Covered44
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $9,902
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number91 674390
Policy instance 1
Insurance contract or identification number91 674390
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $2,977
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,786
Insurance broker organization code?3
Insurance broker nameROBERT L WHITE
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number943948-01
Policy instance 2
Insurance contract or identification number943948-01
Number of Individuals Covered41
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for group deferred annuity?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker name

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