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EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 401k Plan overview

Plan NameEMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC.
Plan identification number 001

EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

S.E.K. - C.A.P., INC. has sponsored the creation of one or more 401k plans.

Company Name:S.E.K. - C.A.P., INC.
Employer identification number (EIN):480725078
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-12-01
0012019-12-01
0012018-12-01
0012017-12-01
0012016-12-01NANCY RADELL2018-06-27 STEVEN LOHR2018-06-27
0012015-12-01NANCY RADELL2017-06-15 STEVEN LOHR2017-06-15
0012014-12-01NANCY RADELL
0012013-12-01NANCY RADELL
0012012-12-01NANCY RADELL
0012011-12-01NANCY RADELL
0012010-12-01KELLY MOONEY
0012009-12-01KELLY MOONEY

Plan Statistics for EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC.

401k plan membership statisitcs for EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC.

Measure Date Value
2020: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2020 401k membership
Total participants, beginning-of-year2020-12-01202
Total number of active participants reported on line 7a of the Form 55002020-12-01168
Number of retired or separated participants receiving benefits2020-12-010
Number of other retired or separated participants entitled to future benefits2020-12-0153
Total of all active and inactive participants2020-12-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-12-010
Total participants2020-12-01221
Number of participants with account balances2020-12-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-12-0121
2019: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2019 401k membership
Total participants, beginning-of-year2019-12-01198
Total number of active participants reported on line 7a of the Form 55002019-12-01161
Number of retired or separated participants receiving benefits2019-12-010
Number of other retired or separated participants entitled to future benefits2019-12-0141
Total of all active and inactive participants2019-12-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-12-010
Total participants2019-12-01202
Number of participants with account balances2019-12-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-12-0114
2018: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2018 401k membership
Total participants, beginning-of-year2018-12-01212
Total number of active participants reported on line 7a of the Form 55002018-12-01156
Number of retired or separated participants receiving benefits2018-12-010
Number of other retired or separated participants entitled to future benefits2018-12-0142
Total of all active and inactive participants2018-12-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-12-011
Total participants2018-12-01199
Number of participants with account balances2018-12-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-12-0121
2017: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2017 401k membership
Total participants, beginning-of-year2017-12-01210
Total number of active participants reported on line 7a of the Form 55002017-12-01180
Number of retired or separated participants receiving benefits2017-12-010
Number of other retired or separated participants entitled to future benefits2017-12-0132
Total of all active and inactive participants2017-12-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-12-011
Total participants2017-12-01213
Number of participants with account balances2017-12-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-12-0118
2014: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2014 401k membership
Total participants, beginning-of-year2014-12-01103
Total number of active participants reported on line 7a of the Form 55002014-12-0180
Number of retired or separated participants receiving benefits2014-12-010
Number of other retired or separated participants entitled to future benefits2014-12-0112
Total of all active and inactive participants2014-12-0192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-010
Total participants2014-12-0192
Number of participants with account balances2014-12-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-018
2013: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2013 401k membership
Total participants, beginning-of-year2013-12-01111
Total number of active participants reported on line 7a of the Form 55002013-12-0191
Number of retired or separated participants receiving benefits2013-12-010
Number of other retired or separated participants entitled to future benefits2013-12-0112
Total of all active and inactive participants2013-12-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-010
Total participants2013-12-01103
Number of participants with account balances2013-12-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-018
2012: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2012 401k membership
Total participants, beginning-of-year2012-12-01105
Total number of active participants reported on line 7a of the Form 55002012-12-01100
Number of retired or separated participants receiving benefits2012-12-010
Number of other retired or separated participants entitled to future benefits2012-12-0111
Total of all active and inactive participants2012-12-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-12-010
Total participants2012-12-01111
Number of participants with account balances2012-12-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-0111
2011: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2011 401k membership
Total participants, beginning-of-year2011-12-01139
Total number of active participants reported on line 7a of the Form 55002011-12-01105
Number of retired or separated participants receiving benefits2011-12-010
Number of other retired or separated participants entitled to future benefits2011-12-010
Total of all active and inactive participants2011-12-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-12-010
Total participants2011-12-01105
Number of participants with account balances2011-12-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-012
2010: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2010 401k membership
Total participants, beginning-of-year2010-12-01166
Total number of active participants reported on line 7a of the Form 55002010-12-01136
Number of retired or separated participants receiving benefits2010-12-011
Number of other retired or separated participants entitled to future benefits2010-12-012
Total of all active and inactive participants2010-12-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-12-010
Total participants2010-12-01139
Number of participants with account balances2010-12-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-12-016
2009: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2009 401k membership
Total participants, beginning-of-year2009-12-01157
Total number of active participants reported on line 7a of the Form 55002009-12-01139
Number of retired or separated participants receiving benefits2009-12-011
Number of other retired or separated participants entitled to future benefits2009-12-017
Total of all active and inactive participants2009-12-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-12-010
Total participants2009-12-01147
Number of participants with account balances2009-12-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-12-0110

Financial Data on EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC.

Measure Date Value
2021 : EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$0
Total income from all sources (including contributions)2021-11-30$480,063
Total loss/gain on sale of assets2021-11-30$0
Total of all expenses incurred2021-11-30$167,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-11-30$166,529
Expenses. Certain deemed distributions of participant loans2021-11-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-11-30$246,327
Value of total assets at end of year2021-11-30$2,071,462
Value of total assets at beginning of year2021-11-30$1,759,133
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-11-30$1,205
Total interest from all sources2021-11-30$1,913
Total dividends received (eg from common stock, registered investment company shares)2021-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-11-30No
Was this plan covered by a fidelity bond2021-11-30Yes
Value of fidelity bond cover2021-11-30$250,000
If this is an individual account plan, was there a blackout period2021-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-11-30$0
Were there any nonexempt tranactions with any party-in-interest2021-11-30No
Contributions received from participants2021-11-30$195,435
Income. Received or receivable in cash from other sources (including rollovers)2021-11-30$12,777
Other income not declared elsewhere2021-11-30$0
Administrative expenses (other) incurred2021-11-30$1,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Value of net income/loss2021-11-30$312,329
Value of net assets at end of year (total assets less liabilities)2021-11-30$2,071,462
Value of net assets at beginning of year (total assets less liabilities)2021-11-30$1,759,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-11-30No
Were any leases to which the plan was party in default or uncollectible2021-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-11-30$1,863,570
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-11-30$1,585,260
Interest on participant loans2021-11-30$0
Interest earned on other investments2021-11-30$1,913
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-11-30$207,892
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-11-30$173,873
Expenses. Payments to insurance carriers foe the provision of benefits2021-11-30$0
Net investment gain/loss from pooled separate accounts2021-11-30$231,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-11-30No
Was there a failure to transmit to the plan any participant contributions2021-11-30Yes
Has the plan failed to provide any benefit when due under the plan2021-11-30No
Contributions received in cash from employer2021-11-30$38,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-11-30$166,529
Did the plan have assets held for investment2021-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-11-30No
Opinion of an independent qualified public accountant for this plan2021-11-30Unqualified
Accountancy firm name2021-11-30JARRED, GILMORE, & PHILLIPS, PA
Accountancy firm EIN2021-11-30203906022
2020 : EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$0
Total income from all sources (including contributions)2020-11-30$376,363
Total loss/gain on sale of assets2020-11-30$0
Total of all expenses incurred2020-11-30$311,434
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-11-30$310,485
Expenses. Certain deemed distributions of participant loans2020-11-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-11-30$200,554
Value of total assets at end of year2020-11-30$1,759,133
Value of total assets at beginning of year2020-11-30$1,694,204
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-11-30$949
Total interest from all sources2020-11-30$1,695
Total dividends received (eg from common stock, registered investment company shares)2020-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-11-30No
Was this plan covered by a fidelity bond2020-11-30Yes
Value of fidelity bond cover2020-11-30$250,000
If this is an individual account plan, was there a blackout period2020-11-30No
Were there any nonexempt tranactions with any party-in-interest2020-11-30No
Contributions received from participants2020-11-30$165,657
Income. Received or receivable in cash from other sources (including rollovers)2020-11-30$0
Other income not declared elsewhere2020-11-30$0
Administrative expenses (other) incurred2020-11-30$949
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Value of net income/loss2020-11-30$64,929
Value of net assets at end of year (total assets less liabilities)2020-11-30$1,759,133
Value of net assets at beginning of year (total assets less liabilities)2020-11-30$1,694,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-11-30No
Were any leases to which the plan was party in default or uncollectible2020-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-11-30$1,585,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-11-30$1,541,151
Interest on participant loans2020-11-30$0
Interest earned on other investments2020-11-30$1,695
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-11-30$173,873
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-11-30$153,053
Expenses. Payments to insurance carriers foe the provision of benefits2020-11-30$0
Net investment gain/loss from pooled separate accounts2020-11-30$174,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-11-30No
Was there a failure to transmit to the plan any participant contributions2020-11-30Yes
Has the plan failed to provide any benefit when due under the plan2020-11-30No
Contributions received in cash from employer2020-11-30$34,897
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-11-30$310,485
Did the plan have assets held for investment2020-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-11-30No
Opinion of an independent qualified public accountant for this plan2020-11-30Unqualified
Accountancy firm name2020-11-30JARRED, GILMORE & PHILLIPS, PA
Accountancy firm EIN2020-11-30203906022
2019 : EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$0
Total income from all sources (including contributions)2019-11-30$372,668
Total loss/gain on sale of assets2019-11-30$0
Total of all expenses incurred2019-11-30$1,000,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-11-30$999,698
Expenses. Certain deemed distributions of participant loans2019-11-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-11-30$193,732
Value of total assets at end of year2019-11-30$1,694,204
Value of total assets at beginning of year2019-11-30$2,322,081
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-11-30$847
Total interest from all sources2019-11-30$2,383
Total dividends received (eg from common stock, registered investment company shares)2019-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-11-30No
Was this plan covered by a fidelity bond2019-11-30Yes
Value of fidelity bond cover2019-11-30$250,000
If this is an individual account plan, was there a blackout period2019-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-11-30$0
Were there any nonexempt tranactions with any party-in-interest2019-11-30No
Contributions received from participants2019-11-30$156,296
Income. Received or receivable in cash from other sources (including rollovers)2019-11-30$2,997
Other income not declared elsewhere2019-11-30$0
Administrative expenses (other) incurred2019-11-30$847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Value of net income/loss2019-11-30$-627,877
Value of net assets at end of year (total assets less liabilities)2019-11-30$1,694,204
Value of net assets at beginning of year (total assets less liabilities)2019-11-30$2,322,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-11-30No
Were any leases to which the plan was party in default or uncollectible2019-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-11-30$1,541,151
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-11-30$2,186,062
Interest on participant loans2019-11-30$0
Interest earned on other investments2019-11-30$2,383
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-11-30$153,053
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-11-30$136,019
Expenses. Payments to insurance carriers foe the provision of benefits2019-11-30$0
Net investment gain/loss from pooled separate accounts2019-11-30$176,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-11-30No
Was there a failure to transmit to the plan any participant contributions2019-11-30No
Has the plan failed to provide any benefit when due under the plan2019-11-30No
Contributions received in cash from employer2019-11-30$34,439
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-11-30$999,698
Did the plan have assets held for investment2019-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-11-30Yes
Opinion of an independent qualified public accountant for this plan2019-11-30Disclaimer
Accountancy firm name2019-11-30DIEHL BANWART BOLTON CPA
Accountancy firm EIN2019-11-30020384441
2018 : EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$0
Total income from all sources (including contributions)2018-11-30$269,134
Total loss/gain on sale of assets2018-11-30$0
Total of all expenses incurred2018-11-30$100,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-11-30$100,225
Expenses. Certain deemed distributions of participant loans2018-11-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-11-30$247,630
Value of total assets at end of year2018-11-30$2,322,081
Value of total assets at beginning of year2018-11-30$2,153,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-11-30$734
Total interest from all sources2018-11-30$1,478
Total dividends received (eg from common stock, registered investment company shares)2018-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-11-30No
Was this plan covered by a fidelity bond2018-11-30Yes
Value of fidelity bond cover2018-11-30$150,000
If this is an individual account plan, was there a blackout period2018-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-11-30$0
Were there any nonexempt tranactions with any party-in-interest2018-11-30No
Contributions received from participants2018-11-30$185,025
Income. Received or receivable in cash from other sources (including rollovers)2018-11-30$19,779
Other income not declared elsewhere2018-11-30$0
Administrative expenses (other) incurred2018-11-30$734
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Value of net income/loss2018-11-30$168,175
Value of net assets at end of year (total assets less liabilities)2018-11-30$2,322,081
Value of net assets at beginning of year (total assets less liabilities)2018-11-30$2,153,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-11-30No
Were any leases to which the plan was party in default or uncollectible2018-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-11-30$2,186,062
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-11-30$1,905,706
Interest on participant loans2018-11-30$0
Interest earned on other investments2018-11-30$1,478
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-11-30$136,019
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-11-30$248,200
Expenses. Payments to insurance carriers foe the provision of benefits2018-11-30$0
Net investment gain/loss from pooled separate accounts2018-11-30$20,026
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-11-30No
Was there a failure to transmit to the plan any participant contributions2018-11-30No
Has the plan failed to provide any benefit when due under the plan2018-11-30No
Contributions received in cash from employer2018-11-30$42,826
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-11-30$100,225
Did the plan have assets held for investment2018-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-11-30Yes
Opinion of an independent qualified public accountant for this plan2018-11-30Disclaimer
Accountancy firm name2018-11-30DIEHL BANWART BOLTON CPA
Accountancy firm EIN2018-11-30020384441
2015 : EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Total income from all sources (including contributions)2015-11-30$215,312
Total loss/gain on sale of assets2015-11-30$0
Total of all expenses incurred2015-11-30$128,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-11-30$128,385
Expenses. Certain deemed distributions of participant loans2015-11-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-11-30$202,762
Value of total assets at end of year2015-11-30$1,874,429
Value of total assets at beginning of year2015-11-30$1,788,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-11-30$601
Total interest from all sources2015-11-30$1,946
Total dividends received (eg from common stock, registered investment company shares)2015-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-11-30No
Was this plan covered by a fidelity bond2015-11-30Yes
Value of fidelity bond cover2015-11-30$150,000
If this is an individual account plan, was there a blackout period2015-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-11-30$0
Were there any nonexempt tranactions with any party-in-interest2015-11-30No
Contributions received from participants2015-11-30$164,042
Income. Received or receivable in cash from other sources (including rollovers)2015-11-30$0
Other income not declared elsewhere2015-11-30$0
Administrative expenses (other) incurred2015-11-30$601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Value of net income/loss2015-11-30$86,326
Value of net assets at end of year (total assets less liabilities)2015-11-30$1,874,429
Value of net assets at beginning of year (total assets less liabilities)2015-11-30$1,788,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-11-30No
Were any leases to which the plan was party in default or uncollectible2015-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-11-30$1,618,675
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-11-30$1,609,454
Interest on participant loans2015-11-30$0
Interest earned on other investments2015-11-30$1,946
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-11-30$255,754
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-11-30$178,649
Expenses. Payments to insurance carriers foe the provision of benefits2015-11-30$0
Net investment gain/loss from pooled separate accounts2015-11-30$10,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-11-30No
Was there a failure to transmit to the plan any participant contributions2015-11-30No
Has the plan failed to provide any benefit when due under the plan2015-11-30No
Contributions received in cash from employer2015-11-30$38,720
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-11-30$128,385
Did the plan have assets held for investment2015-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-11-30Yes
Opinion of an independent qualified public accountant for this plan2015-11-30Disclaimer
Accountancy firm name2015-11-30DIEHL BANWART BOLTON CPA
Accountancy firm EIN2015-11-30020384441
2014 : EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total income from all sources (including contributions)2014-11-30$358,015
Total loss/gain on sale of assets2014-11-30$0
Total of all expenses incurred2014-11-30$115,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-11-30$113,021
Expenses. Certain deemed distributions of participant loans2014-11-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-11-30$228,688
Value of total assets at end of year2014-11-30$1,788,103
Value of total assets at beginning of year2014-11-30$1,545,508
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-11-30$2,399
Total interest from all sources2014-11-30$1,614
Total dividends received (eg from common stock, registered investment company shares)2014-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-11-30No
Was this plan covered by a fidelity bond2014-11-30Yes
Value of fidelity bond cover2014-11-30$150,000
If this is an individual account plan, was there a blackout period2014-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-11-30$0
Were there any nonexempt tranactions with any party-in-interest2014-11-30No
Contributions received from participants2014-11-30$177,766
Income. Received or receivable in cash from other sources (including rollovers)2014-11-30$5,732
Other income not declared elsewhere2014-11-30$0
Administrative expenses (other) incurred2014-11-30$2,399
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Value of net income/loss2014-11-30$242,595
Value of net assets at end of year (total assets less liabilities)2014-11-30$1,788,103
Value of net assets at beginning of year (total assets less liabilities)2014-11-30$1,545,508
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-11-30No
Were any leases to which the plan was party in default or uncollectible2014-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-11-30$1,609,454
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-11-30$1,399,106
Interest on participant loans2014-11-30$0
Interest earned on other investments2014-11-30$1,614
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-11-30$178,649
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-11-30$146,402
Expenses. Payments to insurance carriers foe the provision of benefits2014-11-30$0
Net investment gain/loss from pooled separate accounts2014-11-30$127,713
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-11-30No
Was there a failure to transmit to the plan any participant contributions2014-11-30No
Has the plan failed to provide any benefit when due under the plan2014-11-30No
Contributions received in cash from employer2014-11-30$45,190
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-11-30$113,021
Did the plan have assets held for investment2014-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-11-30Yes
Opinion of an independent qualified public accountant for this plan2014-11-30Disclaimer
Accountancy firm name2014-11-30DIEHL BARNWART BOLTON CPA
Accountancy firm EIN2014-11-30020384441
2013 : EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total income from all sources (including contributions)2013-11-30$440,373
Total loss/gain on sale of assets2013-11-30$0
Total of all expenses incurred2013-11-30$10,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-30$9,554
Expenses. Certain deemed distributions of participant loans2013-11-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-30$243,930
Value of total assets at end of year2013-11-30$1,545,508
Value of total assets at beginning of year2013-11-30$1,115,995
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-30$1,306
Total interest from all sources2013-11-30$1,489
Total dividends received (eg from common stock, registered investment company shares)2013-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-11-30No
Was this plan covered by a fidelity bond2013-11-30Yes
Value of fidelity bond cover2013-11-30$150,000
If this is an individual account plan, was there a blackout period2013-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-11-30$0
Were there any nonexempt tranactions with any party-in-interest2013-11-30No
Contributions received from participants2013-11-30$189,268
Income. Received or receivable in cash from other sources (including rollovers)2013-11-30$7,986
Other income not declared elsewhere2013-11-30$0
Administrative expenses (other) incurred2013-11-30$1,306
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Value of net income/loss2013-11-30$429,513
Value of net assets at end of year (total assets less liabilities)2013-11-30$1,545,508
Value of net assets at beginning of year (total assets less liabilities)2013-11-30$1,115,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-30No
Were any leases to which the plan was party in default or uncollectible2013-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-11-30$1,399,106
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-11-30$1,004,764
Interest on participant loans2013-11-30$0
Interest earned on other investments2013-11-30$1,489
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-11-30$146,402
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-11-30$111,231
Expenses. Payments to insurance carriers foe the provision of benefits2013-11-30$0
Net investment gain/loss from pooled separate accounts2013-11-30$194,954
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-30No
Was there a failure to transmit to the plan any participant contributions2013-11-30No
Has the plan failed to provide any benefit when due under the plan2013-11-30No
Contributions received in cash from employer2013-11-30$46,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-30$9,554
Did the plan have assets held for investment2013-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-30Yes
Opinion of an independent qualified public accountant for this plan2013-11-30Disclaimer
Accountancy firm name2013-11-30DIEHL, BARNWART, BOLTON, CPA,S PA
Accountancy firm EIN2013-11-30020384441
2012 : EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$0
Total income from all sources (including contributions)2012-11-30$279,778
Total loss/gain on sale of assets2012-11-30$0
Total of all expenses incurred2012-11-30$153,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-11-30$143,737
Expenses. Certain deemed distributions of participant loans2012-11-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-11-30$157,204
Value of total assets at end of year2012-11-30$1,115,995
Value of total assets at beginning of year2012-11-30$989,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-11-30$9,913
Total interest from all sources2012-11-30$169
Total dividends received (eg from common stock, registered investment company shares)2012-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-11-30No
Was this plan covered by a fidelity bond2012-11-30Yes
Value of fidelity bond cover2012-11-30$150,000
If this is an individual account plan, was there a blackout period2012-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-11-30$0
Were there any nonexempt tranactions with any party-in-interest2012-11-30No
Contributions received from participants2012-11-30$130,000
Income. Received or receivable in cash from other sources (including rollovers)2012-11-30$1,581
Other income not declared elsewhere2012-11-30$169
Administrative expenses (other) incurred2012-11-30$803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Value of net income/loss2012-11-30$126,128
Value of net assets at end of year (total assets less liabilities)2012-11-30$1,115,995
Value of net assets at beginning of year (total assets less liabilities)2012-11-30$989,867
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-11-30No
Were any leases to which the plan was party in default or uncollectible2012-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-11-30$0
Value of interest in pooled separate accounts at end of year2012-11-30$1,004,764
Value of interest in pooled separate accounts at beginning of year2012-11-30$989,867
Interest on participant loans2012-11-30$0
Interest earned on other investments2012-11-30$169
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-11-30$111,231
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-11-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-11-30$0
Net investment gain/loss from pooled separate accounts2012-11-30$122,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-11-30No
Was there a failure to transmit to the plan any participant contributions2012-11-30No
Has the plan failed to provide any benefit when due under the plan2012-11-30No
Contributions received in cash from employer2012-11-30$25,623
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-11-30$143,737
Contract administrator fees2012-11-30$9,110
Did the plan have assets held for investment2012-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-11-30Yes
Opinion of an independent qualified public accountant for this plan2012-11-30Disclaimer
Accountancy firm name2012-11-30DIEHL, BARNWART, BOLTON, CPA,S PA
Accountancy firm EIN2012-11-30020384441
2011 : EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-11-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-11-30$0
Total unrealized appreciation/depreciation of assets2011-11-30$0
Total transfer of assets to this plan2011-11-30$0
Total transfer of assets from this plan2011-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$0
Expenses. Interest paid2011-11-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-11-30$0
Total income from all sources (including contributions)2011-11-30$150,892
Total loss/gain on sale of assets2011-11-30$0
Total of all expenses incurred2011-11-30$168,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-11-30$157,387
Expenses. Certain deemed distributions of participant loans2011-11-30$0
Value of total corrective distributions2011-11-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-11-30$133,367
Value of total assets at end of year2011-11-30$989,967
Value of total assets at beginning of year2011-11-30$1,007,743
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-11-30$11,281
Total income from rents2011-11-30$0
Total interest from all sources2011-11-30$6
Total dividends received (eg from common stock, registered investment company shares)2011-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-11-30$0
Assets. Real estate other than employer real property at end of year2011-11-30$0
Assets. Real estate other than employer real property at beginning of year2011-11-30$0
Administrative expenses professional fees incurred2011-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-11-30$0
Was this plan covered by a fidelity bond2011-11-30Yes
Value of fidelity bond cover2011-11-30$150,000
If this is an individual account plan, was there a blackout period2011-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-11-30$0
Were there any nonexempt tranactions with any party-in-interest2011-11-30No
Contributions received from participants2011-11-30$111,914
Participant contributions at end of year2011-11-30$0
Participant contributions at beginning of year2011-11-30$0
Participant contributions at end of year2011-11-30$0
Participant contributions at beginning of year2011-11-30$0
Assets. Other investments not covered elsewhere at end of year2011-11-30$100
Assets. Other investments not covered elsewhere at beginning of year2011-11-30$553
Income. Received or receivable in cash from other sources (including rollovers)2011-11-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-11-30$0
Assets. Loans (other than to participants) at end of year2011-11-30$0
Assets. Loans (other than to participants) at beginning of year2011-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-11-30$0
Other income not declared elsewhere2011-11-30$0
Administrative expenses (other) incurred2011-11-30$0
Liabilities. Value of operating payables at end of year2011-11-30$0
Liabilities. Value of operating payables at beginning of year2011-11-30$0
Total non interest bearing cash at end of year2011-11-30$0
Total non interest bearing cash at beginning of year2011-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Income. Non cash contributions2011-11-30$0
Value of net income/loss2011-11-30$-17,776
Value of net assets at end of year (total assets less liabilities)2011-11-30$989,967
Value of net assets at beginning of year (total assets less liabilities)2011-11-30$1,007,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-11-30No
Were any leases to which the plan was party in default or uncollectible2011-11-30No
Assets. partnership/joint venture interests at end of year2011-11-30$0
Assets. partnership/joint venture interests at beginning of year2011-11-30$0
Investment advisory and management fees2011-11-30$0
Value of interest in pooled separate accounts at end of year2011-11-30$989,867
Value of interest in pooled separate accounts at beginning of year2011-11-30$1,006,873
Interest on participant loans2011-11-30$0
Income. Interest from loans (other than to participants)2011-11-30$0
Interest earned on other investments2011-11-30$6
Income. Interest from US Government securities2011-11-30$0
Income. Interest from corporate debt instruments2011-11-30$0
Value of interest in master investment trust accounts at end of year2011-11-30$0
Value of interest in master investment trust accounts at beginning of year2011-11-30$0
Value of interest in common/collective trusts at end of year2011-11-30$0
Value of interest in common/collective trusts at beginning of year2011-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-11-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-11-30$0
Assets. Value of investments in 103.12 investment entities at end of year2011-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-11-30$317
Expenses. Payments to insurance carriers foe the provision of benefits2011-11-30$0
Asset value of US Government securities at end of year2011-11-30$0
Asset value of US Government securities at beginning of year2011-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-11-30$0
Net investment gain/loss from pooled separate accounts2011-11-30$17,519
Net gain/loss from 103.12 investment entities2011-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-11-30No
Was there a failure to transmit to the plan any participant contributions2011-11-30No
Has the plan failed to provide any benefit when due under the plan2011-11-30No
Assets. Invements in employer securities at end of year2011-11-30$0
Assets. Invements in employer securities at beginning of year2011-11-30$0
Assets. Value of employer real property at end of year2011-11-30$0
Assets. Value of employer real property at beginning of year2011-11-30$0
Contributions received in cash from employer2011-11-30$21,453
Employer contributions (assets) at end of year2011-11-30$0
Employer contributions (assets) at beginning of year2011-11-30$0
Income. Dividends from preferred stock2011-11-30$0
Income. Dividends from common stock2011-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-11-30$157,387
Asset. Corporate debt instrument preferred debt at end of year2011-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2011-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-11-30$0
Contract administrator fees2011-11-30$11,281
Assets. Corporate common stocks other than exployer securities at end of year2011-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-11-30$0
Liabilities. Value of benefit claims payable at end of year2011-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2011-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-11-30$0
Did the plan have assets held for investment2011-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-11-30No
Aggregate proceeds on sale of assets2011-11-30$0
Aggregate carrying amount (costs) on sale of assets2011-11-30$0
Liabilities. Value of acquisition indebtedness at end of year2011-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-11-30Yes
Opinion of an independent qualified public accountant for this plan2011-11-30Disclaimer
Accountancy firm name2011-11-30DIEHL, BANWART, BOLTON CPAS PA
Accountancy firm EIN2011-11-30203844413
2010 : EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-11-30$0

Form 5500 Responses for EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC.

2020: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2020 form 5500 responses
2020-12-01Type of plan entitySingle employer plan
2020-12-01Submission has been amendedNo
2020-12-01This submission is the final filingNo
2020-12-01This return/report is a short plan year return/report (less than 12 months)No
2020-12-01Plan is a collectively bargained planNo
2020-12-01Plan funding arrangement – InsuranceYes
2020-12-01Plan benefit arrangement – InsuranceYes
2019: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2019 form 5500 responses
2019-12-01Type of plan entitySingle employer plan
2019-12-01Submission has been amendedNo
2019-12-01This submission is the final filingNo
2019-12-01This return/report is a short plan year return/report (less than 12 months)No
2019-12-01Plan is a collectively bargained planNo
2019-12-01Plan funding arrangement – InsuranceYes
2019-12-01Plan benefit arrangement – InsuranceYes
2018: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2018 form 5500 responses
2018-12-01Type of plan entitySingle employer plan
2018-12-01Submission has been amendedNo
2018-12-01This submission is the final filingNo
2018-12-01This return/report is a short plan year return/report (less than 12 months)No
2018-12-01Plan is a collectively bargained planNo
2018-12-01Plan funding arrangement – InsuranceYes
2018-12-01Plan benefit arrangement – InsuranceYes
2017: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2017 form 5500 responses
2017-12-01Type of plan entitySingle employer plan
2017-12-01Submission has been amendedNo
2017-12-01This submission is the final filingNo
2017-12-01This return/report is a short plan year return/report (less than 12 months)No
2017-12-01Plan is a collectively bargained planNo
2017-12-01Plan funding arrangement – InsuranceYes
2017-12-01Plan benefit arrangement – InsuranceYes
2014: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Submission has been amendedNo
2014-12-01This submission is the final filingNo
2014-12-01This return/report is a short plan year return/report (less than 12 months)No
2014-12-01Plan is a collectively bargained planNo
2014-12-01Plan funding arrangement – InsuranceYes
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement – InsuranceYes
2013: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedNo
2013-12-01This submission is the final filingNo
2013-12-01This return/report is a short plan year return/report (less than 12 months)No
2013-12-01Plan is a collectively bargained planNo
2013-12-01Plan funding arrangement – InsuranceYes
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement – InsuranceYes
2012: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Submission has been amendedNo
2012-12-01This submission is the final filingNo
2012-12-01This return/report is a short plan year return/report (less than 12 months)No
2012-12-01Plan is a collectively bargained planNo
2012-12-01Plan funding arrangement – InsuranceYes
2012-12-01Plan benefit arrangement – InsuranceYes
2011: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Submission has been amendedNo
2011-12-01This submission is the final filingNo
2011-12-01This return/report is a short plan year return/report (less than 12 months)No
2011-12-01Plan is a collectively bargained planNo
2011-12-01Plan funding arrangement – InsuranceYes
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement – InsuranceYes
2010: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2010 form 5500 responses
2010-12-01Type of plan entitySingle employer plan
2010-12-01Submission has been amendedNo
2010-12-01This submission is the final filingNo
2010-12-01This return/report is a short plan year return/report (less than 12 months)No
2010-12-01Plan is a collectively bargained planNo
2010-12-01Plan funding arrangement – InsuranceYes
2010-12-01Plan funding arrangement – TrustYes
2010-12-01Plan benefit arrangement – InsuranceYes
2010-12-01Plan benefit arrangement - TrustYes
2009: EMPLOYEE BENEFIT PLAN OF S.E.K. - C.A.P., INC. 2009 form 5500 responses
2009-12-01Type of plan entitySingle employer plan
2009-12-01Submission has been amendedNo
2009-12-01This submission is the final filingNo
2009-12-01This return/report is a short plan year return/report (less than 12 months)No
2009-12-01Plan is a collectively bargained planNo
2009-12-01Plan funding arrangement – InsuranceYes
2009-12-01Plan funding arrangement – TrustYes
2009-12-01Plan benefit arrangement – InsuranceYes
2009-12-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058783G
Policy instance 1
Insurance contract or identification number058783G
Number of Individuals Covered139
Insurance policy start date2020-12-01
Insurance policy end date2021-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $283
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees283
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058783G
Policy instance 1
Insurance contract or identification number058783G
Number of Individuals Covered128
Insurance policy start date2019-12-01
Insurance policy end date2020-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $198
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058783G
Policy instance 1
Insurance contract or identification number058783G
Number of Individuals Covered122
Insurance policy start date2018-12-01
Insurance policy end date2019-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $297
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees297
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058783G
Policy instance 1
Insurance contract or identification number058783G
Number of Individuals Covered127
Insurance policy start date2017-12-01
Insurance policy end date2018-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $717
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058783G
Policy instance 1
Insurance contract or identification number058783G
Number of Individuals Covered92
Insurance policy start date2014-12-01
Insurance policy end date2015-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $811
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees811
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameST. LOUIS REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058783G
Policy instance 1
Insurance contract or identification number058783G
Number of Individuals Covered103
Insurance policy start date2013-12-01
Insurance policy end date2014-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,322
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees3322
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameST. LOUIS REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058783G
Policy instance 1
Insurance contract or identification number058783G
Number of Individuals Covered111
Insurance policy start date2012-12-01
Insurance policy end date2013-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058783G
Policy instance 1
Insurance contract or identification number058783G
Number of Individuals Covered105
Insurance policy start date2011-12-01
Insurance policy end date2012-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number72907
Policy instance 2
Insurance contract or identification number72907
Number of Individuals Covered0
Insurance policy start date2011-12-01
Insurance policy end date2012-10-29
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $10,418
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number72907
Policy instance 1
Insurance contract or identification number72907
Number of Individuals Covered147
Insurance policy start date2010-12-01
Insurance policy end date2011-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $10,615
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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