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EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC. 401k Plan overview

Plan NameEMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC.
Plan identification number 002

EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC. has sponsored the creation of one or more 401k plans.

Company Name:EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC.
Employer identification number (EIN):630366294
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01DOUGLAS ROSSETTI2023-08-02
0022021-01-01DOUGLAS ROSSETTI2022-07-20
0022020-01-01DOUGLAS ROSSETTI2021-10-07 DOUGLAS ROSSETTI2021-10-07
0022019-01-01DOUGLAS ROSSETTI2020-09-18
0022018-01-01DOUGLAS ROSSETTI2019-10-02
0022017-01-01DOUGLAS ROSSETTI2018-10-10 DOUGLAS ROSSETTI2018-10-10
0022016-01-01DOUGLAS ROSSETTI2017-10-10
0022015-01-01DOUGLAS ROSSETTI2016-10-11 DOUGLAS ROSSETTI2016-10-11
0022014-01-01DOUGLAS ROSSETTI2015-10-08
0022013-01-01DOUGLAS ROSSETTI
0022012-01-01DOUGLAS ROSSETTI2015-03-23 DOUGLAS ROSSETTI2015-03-23
0022011-01-01DOUGLAS ROSSETTI
0022009-01-01STEPHEN KIRKPATRICK

Plan Statistics for EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC.

401k plan membership statisitcs for EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC.

Measure Date Value
2013: EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC. 2013 401k membership
Total participants, beginning-of-year2013-01-0130
Total number of active participants reported on line 7a of the Form 55002013-01-0110
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0119
Total of all active and inactive participants2013-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0129
Number of participants with account balances2013-01-0129
2011: EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC. 2011 401k membership
Total participants, beginning-of-year2011-01-0126
Total number of active participants reported on line 7a of the Form 55002011-01-0112
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0117
Total of all active and inactive participants2011-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0129
Number of participants with account balances2011-01-0129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2009: EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC. 2009 401k membership
Total participants, beginning-of-year2009-01-0126
Total number of active participants reported on line 7a of the Form 55002009-01-0110
Number of other retired or separated participants entitled to future benefits2009-01-0115
Total of all active and inactive participants2009-01-0125
Total participants2009-01-0125
Number of participants with account balances2009-01-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC.

Measure Date Value
2013 : EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC. 2013 401k financial data
Total income from all sources2013-12-31$123,782
Expenses. Total of all expenses incurred2013-12-31$16,254
Benefits paid (including direct rollovers)2013-12-31$9,342
Total plan assets at end of year2013-12-31$779,987
Total plan assets at beginning of year2013-12-31$672,459
Expenses. Other expenses not covered elsewhere2013-12-31$6,912
Other income received2013-12-31$87,718
Net income (gross income less expenses)2013-12-31$107,528
Net plan assets at end of year (total assets less liabilities)2013-12-31$779,987
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$672,459
Total contributions received or receivable from employer(s)2013-12-31$36,064
2011 : EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC. 2011 401k financial data
Total income from all sources2011-12-31$47,534
Expenses. Total of all expenses incurred2011-12-31$17,588
Total plan assets at end of year2011-12-31$628,051
Total plan assets at beginning of year2011-12-31$598,105
Expenses. Other expenses not covered elsewhere2011-12-31$17,080
Other income received2011-12-31$8,422
Net income (gross income less expenses)2011-12-31$29,946
Net plan assets at end of year (total assets less liabilities)2011-12-31$628,051
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$598,105
Total contributions received or receivable from employer(s)2011-12-31$39,112
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$508

Form 5500 Responses for EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC.

2013: EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2011: EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: EMPLOYEE BENEFIT PLAN OF UNITED WAY OF MADISON COUNTY, INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052343-D
Policy instance 1
Insurance contract or identification number052343-D
Number of Individuals Covered29
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $79
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees79
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMPENSATION PROGRAM
Insurance broker organization code?3
Insurance broker nameMUTUAL OF AMERICA LIFE INSURANCE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number052343-D
Policy instance 1
Insurance contract or identification number052343-D
Number of Individuals Covered29
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $218
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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