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EMPLOYEE BENEFIT PLAN OF ROSENTHAL, MORGAN AND THOMAS, INC. 401k Plan overview

Plan NameEMPLOYEE BENEFIT PLAN OF ROSENTHAL, MORGAN AND THOMAS, INC.
Plan identification number 001

EMPLOYEE BENEFIT PLAN OF ROSENTHAL, MORGAN AND THOMAS, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROSENTHAL, MORGAN AND THOMAS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ROSENTHAL, MORGAN AND THOMAS, INC.
Employer identification number (EIN):470914577
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE BENEFIT PLAN OF ROSENTHAL, MORGAN AND THOMAS, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01JULIUS DAVID2024-07-18
0012022-01-01JULIUS DAVID2023-06-30
0012021-01-01JULIUS DAVID2022-06-15
0012020-01-01JULIUS DAVID2021-06-03
0012018-01-01JULIUS DAVID2019-09-25
0012017-01-01SHANNON DAVID2018-06-06
0012016-01-01SHANNON DAVID2017-07-06
0012011-01-01PHYLLIS MOORE2012-10-15 JULIUS DAVID2012-10-15

Plan Statistics for EMPLOYEE BENEFIT PLAN OF ROSENTHAL, MORGAN AND THOMAS, INC.

401k plan membership statisitcs for EMPLOYEE BENEFIT PLAN OF ROSENTHAL, MORGAN AND THOMAS, INC.

Measure Date Value
2025: EMPLOYEE BENEFIT PLAN OF ROSENTHAL, MORGAN AND THOMAS, INC. 2025 401k membership
Total number of particpants at beginning of year2025-07-072
Total number of particpants at end of year2025-07-072
Number of Participants With Account Balances2025-07-072
2024: EMPLOYEE BENEFIT PLAN OF ROSENTHAL, MORGAN AND THOMAS, INC. 2024 401k membership
Total number of particpants at beginning of year2024-07-182
Total number of particpants at end of year2024-07-182
Number of Participants With Account Balances2024-07-182

Financial Data on EMPLOYEE BENEFIT PLAN OF ROSENTHAL, MORGAN AND THOMAS, INC.

Measure Date Value
2025 : EMPLOYEE BENEFIT PLAN OF ROSENTHAL, MORGAN AND THOMAS, INC. 2025 401k financial data
Total transfers to/from plan in this plan year2025-07-070
Total liabilities as of the end of the plan year2025-07-070
Total liabilities as of the beginning of the plan year2025-07-070
Total expenses incurred by plan in this plan year2025-07-070
Net assets as of the end of the plan year2025-07-07280335
Total assets as of the beginning of the plan year2025-07-07217966
Value of plan covered by a fidelity bond2025-07-074500
Participant contributions to plan in this plan year2025-07-0724326
Other expenses paid from plan in this plan year2025-07-070
Other contributions to plan in this plan year2025-07-070
Other income to plan in this plan year2025-07-0729329
Plan net income in this plan year2025-07-0762369
Net assets as of the end of the plan year2025-07-07280335
Net assets as of the beginning of the plan year2025-07-07217966
Employer contributions to plan in this plan year2025-07-078714
Fees paid to broker by Benefit Provider2025-07-07100
Expensese paid to adminstrative service provicers from plan in this plan year2025-07-070
2024 : EMPLOYEE BENEFIT PLAN OF ROSENTHAL, MORGAN AND THOMAS, INC. 2024 401k financial data
Total transfers to/from plan in this plan year2024-07-180
Total liabilities as of the end of the plan year2024-07-180
Total liabilities as of the beginning of the plan year2024-07-180
Total expenses incurred by plan in this plan year2024-07-180
Net assets as of the end of the plan year2024-07-18217966
Total assets as of the beginning of the plan year2024-07-18166580
Value of plan covered by a fidelity bond2024-07-184500
Participant contributions to plan in this plan year2024-07-1816730
Value of participant loans at end of plan year2024-07-182212
Other expenses paid from plan in this plan year2024-07-180
Other contributions to plan in this plan year2024-07-180
Other income to plan in this plan year2024-07-1826291
Plan net income in this plan year2024-07-1851386
Net assets as of the end of the plan year2024-07-18217966
Net assets as of the beginning of the plan year2024-07-18166580
Employer contributions to plan in this plan year2024-07-188365
Fees paid to broker by Benefit Provider2024-07-1839
Expensese paid to adminstrative service provicers from plan in this plan year2024-07-180

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