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EMPLOYEE BENEFIT PLAN OF SURFACE PHARMACEUTICALS, INC. 401k Plan overview

Plan NameEMPLOYEE BENEFIT PLAN OF SURFACE PHARMACEUTICALS, INC.
Plan identification number 001

EMPLOYEE BENEFIT PLAN OF SURFACE PHARMACEUTICALS, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SURFACE PHARMACEUTICALS, INC. has sponsored the creation of one or more 401k plans.

Company Name:SURFACE PHARMACEUTICALS, INC.
Employer identification number (EIN):352602593
NAIC Classification:621491
NAIC Description:HMO Medical Centers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE BENEFIT PLAN OF SURFACE PHARMACEUTICALS, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01SCOTT COOPER2024-08-06
0012022-01-01KEN OWYANG2023-07-21
0012021-01-01KEN OWYANG2022-06-29
0012020-01-01PAUL HA2021-07-26
0012020-01-01PAUL HA2021-07-26
0012019-01-01MARYAM GHALI2020-07-14
0012018-01-01MARYAM GHALI2019-07-25

Financial Data on EMPLOYEE BENEFIT PLAN OF SURFACE PHARMACEUTICALS, INC.

Measure Date Value
2025 : EMPLOYEE BENEFIT PLAN OF SURFACE PHARMACEUTICALS, INC. 2025 401k financial data
Total transfers to/from plan in this plan year2025-07-310
Total liabilities as of the end of the plan year2025-07-310
Total liabilities as of the beginning of the plan year2025-07-310
Total expenses incurred by plan in this plan year2025-07-31335031
Net assets as of the end of the plan year2025-07-31294881
Total assets as of the beginning of the plan year2025-07-31475352
Value of plan covered by a fidelity bond2025-07-3152500
Participant contributions to plan in this plan year2025-07-3187089
Other expenses paid from plan in this plan year2025-07-310
Other contributions to plan in this plan year2025-07-310
Other income to plan in this plan year2025-07-3141886
Plan net income in this plan year2025-07-31-180471
Net assets as of the end of the plan year2025-07-31294881
Net assets as of the beginning of the plan year2025-07-31475352
Employer contributions to plan in this plan year2025-07-3125585
Fees paid to broker by Benefit Provider2025-07-3169
Expensese paid to adminstrative service provicers from plan in this plan year2025-07-310
2024 : EMPLOYEE BENEFIT PLAN OF SURFACE PHARMACEUTICALS, INC. 2024 401k financial data
Total transfers to/from plan in this plan year2024-08-060
Total liabilities as of the end of the plan year2024-08-060
Total liabilities as of the beginning of the plan year2024-08-060
Total expenses incurred by plan in this plan year2024-08-06110981
Net assets as of the end of the plan year2024-08-06475352
Total assets as of the beginning of the plan year2024-08-06379744
Value of plan covered by a fidelity bond2024-08-0652500
Participant contributions to plan in this plan year2024-08-06104515
Other expenses paid from plan in this plan year2024-08-060
Other contributions to plan in this plan year2024-08-060
Other income to plan in this plan year2024-08-0656649
Plan net income in this plan year2024-08-0695608
Net assets as of the end of the plan year2024-08-06475352
Net assets as of the beginning of the plan year2024-08-06379744
Employer contributions to plan in this plan year2024-08-0645425
Expensese paid to adminstrative service provicers from plan in this plan year2024-08-060
2022 : EMPLOYEE BENEFIT PLAN OF SURFACE PHARMACEUTICALS, INC. 2022 401k financial data
Total transfers to/from plan in this plan year2022-06-290
Total liabilities as of the end of the plan year2022-06-290
Total liabilities as of the beginning of the plan year2022-06-290
Total expenses incurred by plan in this plan year2022-06-2920
Net assets as of the end of the plan year2022-06-29304825
Total assets as of the beginning of the plan year2022-06-29164765
Value of plan covered by a fidelity bond2022-06-2910000
Participant contributions to plan in this plan year2022-06-2987431
Other expenses paid from plan in this plan year2022-06-2920
Other contributions to plan in this plan year2022-06-290
Other income to plan in this plan year2022-06-2915062
Plan net income in this plan year2022-06-29140060
Net assets as of the end of the plan year2022-06-29304825
Net assets as of the beginning of the plan year2022-06-29164765
Employer contributions to plan in this plan year2022-06-2937587
Fees paid to broker by Benefit Provider2022-06-29233

Potentially related plans

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