BALLET METROPOLITAN, INC. has sponsored the creation of one or more 401k plans.
Additional information about BALLET METROPOLITAN, INC.
Submission information for form 5500 for 401k plan EMPLOYEE BENEFIT PLAN OF BALLET METROPOLITAN, INC.
401k plan membership statisitcs for EMPLOYEE BENEFIT PLAN OF BALLET METROPOLITAN, INC.
| Measure | Date | Value |
|---|
| 2013: EMPLOYEE BENEFIT PLAN OF BALLET METROPOLITAN, INC. 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 0 |
| Total of all active and inactive participants | 2013-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 0 |
| Number of participants with account balances | 2013-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: EMPLOYEE BENEFIT PLAN OF BALLET METROPOLITAN, INC. 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 1 |
| Total of all active and inactive participants | 2012-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 1 |
| Number of participants with account balances | 2012-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: EMPLOYEE BENEFIT PLAN OF BALLET METROPOLITAN, INC. 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 50 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 5 |
| Total of all active and inactive participants | 2011-01-01 | 5 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 5 |
| Number of participants with account balances | 2011-01-01 | 5 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2009: EMPLOYEE BENEFIT PLAN OF BALLET METROPOLITAN, INC. 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 186 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 152 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 18 |
| Total of all active and inactive participants | 2009-01-01 | 170 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 170 |
| Number of participants with account balances | 2009-01-01 | 49 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2013 : EMPLOYEE BENEFIT PLAN OF BALLET METROPOLITAN, INC. 2013 401k financial data |
|---|
| Total income from all sources | 2013-05-24 | $2,376 |
| Expenses. Total of all expenses incurred | 2013-05-24 | $39,156 |
| Benefits paid (including direct rollovers) | 2013-05-24 | $39,156 |
| Total plan assets at end of year | 2013-05-24 | $0 |
| Total plan assets at beginning of year | 2013-05-24 | $36,780 |
| Other income received | 2013-05-24 | $2,376 |
| Net income (gross income less expenses) | 2013-05-24 | $-36,780 |
| Net plan assets at end of year (total assets less liabilities) | 2013-05-24 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-05-24 | $36,780 |
| 2012 : EMPLOYEE BENEFIT PLAN OF BALLET METROPOLITAN, INC. 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $3,411 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $11,940 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $11,886 |
| Total plan assets at end of year | 2012-12-31 | $36,780 |
| Total plan assets at beginning of year | 2012-12-31 | $45,309 |
| Expenses. Other expenses not covered elsewhere | 2012-12-31 | $54 |
| Other income received | 2012-12-31 | $3,411 |
| Net income (gross income less expenses) | 2012-12-31 | $-8,529 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $36,780 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $45,309 |
| 2011 : EMPLOYEE BENEFIT PLAN OF BALLET METROPOLITAN, INC. 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $26,948 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $1,074,771 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $1,074,644 |
| Total plan assets at end of year | 2011-12-31 | $45,309 |
| Total plan assets at beginning of year | 2011-12-31 | $1,093,132 |
| Other income received | 2011-12-31 | $26,948 |
| Net income (gross income less expenses) | 2011-12-31 | $-1,047,823 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $45,309 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,093,132 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $127 |
| 2010 : EMPLOYEE BENEFIT PLAN OF BALLET METROPOLITAN, INC. 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $29,601 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $29,601 |
| Total income from all sources (including contributions) | 2010-12-31 | $211,425 |
| Total of all expenses incurred | 2010-12-31 | $59,461 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $59,461 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $90,804 |
| Value of total assets at end of year | 2010-12-31 | $1,093,132 |
| Value of total assets at beginning of year | 2010-12-31 | $941,168 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $12,576 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2010-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $12,576 |
| Was this plan covered by a fidelity bond | 2010-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $80,250 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $151,964 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,093,132 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $941,168 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $801,937 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $711,995 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $291,195 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $229,173 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $78,444 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $10,554 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $59,461 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | SCHNEIDER DOWNS & CO., INC. |
| Accountancy firm EIN | 2010-12-31 | 251408703 |
| 2013: EMPLOYEE BENEFIT PLAN OF BALLET METROPOLITAN, INC. 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | This submission is the final filing | Yes |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: EMPLOYEE BENEFIT PLAN OF BALLET METROPOLITAN, INC. 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: EMPLOYEE BENEFIT PLAN OF BALLET METROPOLITAN, INC. 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: EMPLOYEE BENEFIT PLAN OF BALLET METROPOLITAN, INC. 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | First time form 5500 has been submitted | Yes |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 ) |
| Policy contract number | 15355999 |
| Policy instance | 1 |
| Insurance contract or identification number | 15355999 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-05-24 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 ) |
| Policy contract number | 15355999 |
| Policy instance | 1 |
| Insurance contract or identification number | 15355999 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $52 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $52 | | Insurance broker organization code? | 3 | | Insurance broker name | JEFFREY GILBERT |
|
| RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 ) |
| Policy contract number | 15355999 |
| Policy instance | 1 |
| Insurance contract or identification number | 15355999 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $281 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 ) |
| Policy contract number | 15355999 |
| Policy instance | 1 |
| Insurance contract or identification number | 15355999 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $1,667 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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