?>
Logo

EMPLOYEE BENEFIT PLAN OF HIGHER ED HOLDINGS, LLC 401k Plan overview

Plan NameEMPLOYEE BENEFIT PLAN OF HIGHER ED HOLDINGS, LLC
Plan identification number 001

EMPLOYEE BENEFIT PLAN OF HIGHER ED HOLDINGS, LLC Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HIGHER ED HOLDINGS, LLC has sponsored the creation of one or more 401k plans.

Company Name:HIGHER ED HOLDINGS, LLC
Employer identification number (EIN):200907759
NAIC Classification:611000

Additional information about HIGHER ED HOLDINGS, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3867318

More information about HIGHER ED HOLDINGS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE BENEFIT PLAN OF HIGHER ED HOLDINGS, LLC

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012013-01-01HOWARD ROUSE
0012012-01-01KIM KOONCE
0012011-01-01KIM KOONCE2014-02-05
0012010-01-01CHERYL PEGRAM2011-07-28 CHERYL PEGRAM2011-07-28

Plan Statistics for EMPLOYEE BENEFIT PLAN OF HIGHER ED HOLDINGS, LLC

401k plan membership statisitcs for EMPLOYEE BENEFIT PLAN OF HIGHER ED HOLDINGS, LLC

Measure Date Value
2013: EMPLOYEE BENEFIT PLAN OF HIGHER ED HOLDINGS, LLC 2013 401k membership
Total participants, beginning-of-year2013-01-01186
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-010
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: EMPLOYEE BENEFIT PLAN OF HIGHER ED HOLDINGS, LLC 2012 401k membership
Total participants, beginning-of-year2012-01-01159
Total number of active participants reported on line 7a of the Form 55002012-01-01135
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0151
Total of all active and inactive participants2012-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01186
Number of participants with account balances2012-01-0185

Financial Data on EMPLOYEE BENEFIT PLAN OF HIGHER ED HOLDINGS, LLC

Measure Date Value
2013 : EMPLOYEE BENEFIT PLAN OF HIGHER ED HOLDINGS, LLC 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-11-01$0
Total transfer of assets from this plan2013-11-01$2,378,980
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-01$0
Total income from all sources (including contributions)2013-11-01$858,185
Total loss/gain on sale of assets2013-11-01$0
Total of all expenses incurred2013-11-01$378,930
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-01$377,750
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-01$505,193
Value of total assets at end of year2013-11-01$0
Value of total assets at beginning of year2013-11-01$1,899,725
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-01$1,180
Total interest from all sources2013-11-01$2,071
Total dividends received (eg from common stock, registered investment company shares)2013-11-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-11-01No
Was this plan covered by a fidelity bond2013-11-01Yes
Value of fidelity bond cover2013-11-01$189,973
If this is an individual account plan, was there a blackout period2013-11-01Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-11-01$0
Were there any nonexempt tranactions with any party-in-interest2013-11-01No
Contributions received from participants2013-11-01$157,296
Participant contributions at end of year2013-11-01$0
Participant contributions at beginning of year2013-11-01$20,676
Participant contributions at end of year2013-11-01$0
Participant contributions at beginning of year2013-11-01$13,008
Income. Received or receivable in cash from other sources (including rollovers)2013-11-01$298,387
Administrative expenses (other) incurred2013-11-01$1,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-01No
Value of net income/loss2013-11-01$479,255
Value of net assets at end of year (total assets less liabilities)2013-11-01$0
Value of net assets at beginning of year (total assets less liabilities)2013-11-01$1,899,725
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-01No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-01No
Were any leases to which the plan was party in default or uncollectible2013-11-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-11-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-11-01$1,645,378
Interest on participant loans2013-11-01$592
Interest earned on other investments2013-11-01$1,479
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-11-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-11-01$220,663
Net investment gain/loss from pooled separate accounts2013-11-01$350,921
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-01No
Was there a failure to transmit to the plan any participant contributions2013-11-01Yes
Has the plan failed to provide any benefit when due under the plan2013-11-01No
Contributions received in cash from employer2013-11-01$49,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-01$377,750
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-11-01Yes
Did the plan have assets held for investment2013-11-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-01Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-01Yes
Opinion of an independent qualified public accountant for this plan2013-11-01Disclaimer
Accountancy firm name2013-11-01WHITLEY PENN LLP
Accountancy firm EIN2013-11-01752393478
2012 : EMPLOYEE BENEFIT PLAN OF HIGHER ED HOLDINGS, LLC 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$566,761
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$279,589
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$277,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$384,468
Value of total assets at end of year2012-12-31$1,899,725
Value of total assets at beginning of year2012-12-31$1,612,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,054
Total interest from all sources2012-12-31$4,980
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$130,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$175,436
Participant contributions at end of year2012-12-31$20,676
Participant contributions at beginning of year2012-12-31$14,811
Participant contributions at end of year2012-12-31$13,008
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$209,032
Administrative expenses (other) incurred2012-12-31$2,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$287,172
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,899,725
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,612,553
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,645,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,279,736
Interest on participant loans2012-12-31$812
Interest earned on other investments2012-12-31$4,168
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$220,663
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$318,006
Net investment gain/loss from pooled separate accounts2012-12-31$177,313
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$277,535
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WHITLEY PENN LLP
Accountancy firm EIN2012-12-31752393478

Form 5500 Responses for EMPLOYEE BENEFIT PLAN OF HIGHER ED HOLDINGS, LLC

2013: EMPLOYEE BENEFIT PLAN OF HIGHER ED HOLDINGS, LLC 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingYes
2013-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EMPLOYEE BENEFIT PLAN OF HIGHER ED HOLDINGS, LLC 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number056490D
Policy instance 1
Insurance contract or identification number056490D
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-11-01
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number056490D
Policy instance 1
Insurance contract or identification number056490D
Number of Individuals Covered85
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,530
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees572
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameGORDON ESTES

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3